Paul L. Friedman

BROKERAGE ACCOUNT (H)

Gabelli Small Cap Fund — Int/Div

Gabeill Asset Fund — Int/Div — Sold (part)

Harbor International — Int/Div

iShares Cohen & Steers Realty Majors Index Fund — Int/Div

iShares Russell 1000 Growth Index Fund 7. -iShares Russell 2000 Growth Index Fund — Int/Div

Vanguard Minicpal Bond Tax Exempt Fund — Int/Div — Buy

Vanguard Minicpal Bond Tax Exempt Fund — Buy (add'l)

15. -SPDR Nuveen Bloomberg Barclays Short Term Tax Exempt Fund — Buy (add'l)

IRA ACCOUNT #1 (I)

Longleaf Partners Small Cap Fund — Int/Div

PIMCo Real Return Fund — Int/Div

Schwab Money Market Fund — Interest

Morgan Stanley US RE Fund — Int/Div — Sold

American Funds EuroPacific Growth Fund — Int/Div

T. Rowe Price Mid Cap Growth Fund — Int/Div

Dodge & Cox Stock Fund — Int/Div

First Eagle Global Fund — Int/Div

Loomis Sayles Investment Gr Bond Fund — Int/Div

Royee Special Equity Fund — None — Sold

T. Rowe Price Capital Appreciation Fund — Int/Div

Vanguard PRIMECAP Core Fund — Int/Div — Sold (part)

Vanguard PRIMECAP Core Fund — Sold (part)

T. Rowe Price Growth Stock Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div

Goldman Sachs Bank CD — Interest — Matured

Goldman Sachs Bank CD — Interest

Gabelli Small Cap Growth Fund — None — Sold

Vanguard Corporate Bond Fund 39. ——— — Int/Div — Buy (add'l)

Vanguard Corporate Bond Fund 39. ——— — Buy (add'l)

Vanguard Corporate Bond Fund 39. ——— — Buy (add'l)

Vanguard Corporate Bond Fund 39. ——— — Sold (part)

Vanguard Dividend Appreciation Fund — Int/Div

American Express cD 45. Goldman Sachs Bank CD — Interest

Synchrony Bank CD — Interest

JP Morgan Equity Income Fund — Int/Div — Sold (part)

Schwab US Dividend Fund — Int/Div — Sold (part)

iShares Core US Aggregate Bond Fund — Int/Div — Buy (add'l)

American Funds New World Fund — Int/Div

iShares S&P Small Cap 600 Fund — Int/Div — Buy

SPDR S&P 600 Small Cap Fund 54. -Vanguard REIT Fund — Int/Div — Buy

Vanguard Small Cap Fund — Int/Div — Buy

IRA ACCOUNT #2 (i)

h Schwab Money Market Fund — Interest

T. Rowe Price Mid Cap Growth Fund — Int/Div

T. Rowe Price Growth Stock Fund — Int/Div

American Funds EuroPacific Growth Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

American Funds New World Fund — Int/Div

First Eagle Global Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div — Buy (add'l)

Loomis Sayles Bond Fund — Int/Div — Buy (add'l)

Goldman Sachs Bank CD — Interest — Matured

Vanguard Small Cap Fund — Int/Div

Vanguard Corporate Bond Fund — Int/Div

Discover Bank CD — Interest

Goldman Sachs Bank CD — Interest

Synchrony Bank CD — Interest

PRIMECAP Odyssey Stock Fund — Int/Div — Sold (part)

Schwab US Dividend Fund 75. -iShares Core US Aggregate Bond Fund — Int/Div

JPMorgan Chase Bank CD — Interest

Capital One Bank CD — None — Buy

Discover Bank cD 79. MONEY MARKET ACCOUNTS (ID) — None — Buy

T. Rowe Price Tax Exempt Fd — Interest

Schwab US Treasury Money Fd — Interest

BROKERAGE ACCOUNT: Tax Exemp! a)

District of Columbia Revenue Bond — Interest

District of Columbia Revenue Bond — Interest

District of Columbia Revenue Bond — Interest

STOCK WARRANTS (I1)

Scios Nova Inc — None

LIFE INSURANCE (11)

Security Mutuai Life Ins. Co. of NY Universal Life Policy — Int/Div

Part VII, Line 87: Scios Nova Ine stock A Four Contingent Payment Rights issued to former limisted partners of Nova Technology Limited Partnership in

1993.

Part VII, Line 89: Security Mutual Life Ins. Co. Of NY, Universal Life Policy. No underlying investment options.