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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 59

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Intellectual Property Assocation
  • Fairfax County, VA School District, Retirement Annuity

As filed

Dominion Resources — Int/Div

Target — Int/Div

Ford Motor — Int/Div

Altria Group — Int/Div

Proctor & Gamble — Int/Div

Seligman Comm & Info Fund (MP) — Int/Div

Coming, Inc — Int/Div

Teco, Inergy, Inc — Int/Div

Sinclair Broadcast Group — Int/Div

Fairfax Co. Bonds (VA) — Interest

General Mills — Int/Div

Bank of America, Annandale, VA — Interest

VALIC TSA — Int/Div

Navy Fed. Credit Union, Arlington, VA — Interest

VA Commerce Bank, Annandale, VA — Interest

AM Funds. Growth Fund of America (ML) — Int/Div

Kraft Foods, Inc — Int/Div

Online Vacation CTR Corp. — Int/Div

Phillip Morris Int'l Inc — Int/Div — Sold

Exxon Mobil Corp — Int/Div — Sold

Europacific Growth Fund — Int/Div

Cole Credit Property Trust II — Int/Div

Prudential Annunity ASXTG — Interest

Cole Credit Property Trust III — Int/Div

Monsanto Co C/S — Int/Div — Sold

Vanguard Mid-Cap Growth Index MF — Int/Div

Vanguard SM Cap Growth — Int/Div

Apple Inc. C/S — Int/Div — Sold (part)

Deckers Outdoor Corp C/S — Int/Div

Oppenheimer Int'l Bond (MF) — Int/Div

Oppenheimer Dev. MKTs FD (MF) — Int/Div

UTS ADT High 80 (MF) — Int/Div

DWS Man Muni Bond (MF) — Int/Div

Transamerica Asset (MF) — Int/Div

Abbott Labs C/S — Int/Div — Buy

Allergan C/S — Int/Div

CH. Robinson Worldwide C/S — Int/Div — Sold

Coach C/S — Int/Div — Sold

Cognizant Tech Solutions C/S — Int/Div — Buy

Fackset Research Systems C/S — Int/Div — Buy

Google C/S — Int/Div

Intiutive Surgical — Int/Div — Buy

Intuit C/S — Int/Div — Buy

Mastercard C/S — Int/Div — Sold

Microsoft C/S — Int/Div — Buy

Oracle C/S — Int/Div — Sold

T.Rowe Price Group C/S — Int/Div

Qualcomm C/S — Int/Div

Starbucks C/S — Int/Div — Sold

Varian Med. Systems — Int/Div — Sold

Nike C/S — Int/Div — Buy

Global Telecom & Tech Inc C/S — Int/Div — Buy

Chevron C/S — Int/Div — Buy

Unit AAM 1416H 80 — Int/Div — Buy

Touchstone Sands — Int/Div — Buy

Clearbridge Energy LP — Int/Div — Buy

WW Grainger C/S — Int/Div — Buy

Mondelez Int'l Inc — Int/Div

SPDR Gold — Int/Div

Reimbursement — Intellectual Property Assocation — 3/23-3/24 — New York — Judges' Dinner — Transportation, food, lodging for seminar

Spouse's income — 2011 — Fairfax County, VA School District, Retirement Annuity

WASHINGTON, DC 20005

CHAMBERS OF

JUDGE ROBERT J. YOCK

July 10, 2013

Judicial Conference of the United States

Committee on Financial Disclosure

One Columbus Circle, N.E.

Washington, D.C. 20544

Re: 2012 Financial Disclosure Report Filing

Dear Judge McKinley:

Thank you for your letter of June 20, 2013, in which you have asked me for more

information regarding my Financial Disclosure Report (FDR), dated May 7, 2013, for calendar

year 2012.

In your letter you listed three discrepancies that have occurred in my annual FDR for

2012, that required further discussion:

Item #1

Part III B, line 1 which was listed as 2011. The Committee correctly pointed

out that I should report only

v

fy

non-investment income that was received during the

reporting period which was 2012. The correction should be 2012 in place of 2011. I simply

failed to update the year from the prior reported annual FDR. The mistake was carried over into

my 2012 FDR.

Item #2 — Part VII, page 5, line 27, and page 7, lines 58 and 59. The Committee pointed

out that I had listed “Vanguard SM Cap Growth,” “Mondelez Int’l Inc.,” and “SPDR Gold,”

which were not listed in the prior (2011) FDR.

(A) Vanguard SM Cap Growth was initially purchased in 2008 and reported as follows:

2008 FDR at Part VII, Line 42

2009 FDR at Part VII, line 41

2010 FDR at Part VII, line 39. There was also a sold transaction reported on the

same line.

In 2011, I again purchased Vanguard SM Cap Growth, but somehow failed to

report this purchase. This purchase should have been included in Part VII and should

have read as follows: A/DIV/K/T/Buy/12/5/11/K

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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