Nancy V. Alquist

PERSONALLY OWNED (HEADER)

M& T CHECKING — Interest

VANGUARD INDUSTRIAL INDEX FUND — Int/Div

HARBOR CAPITAL APPRECIATION — Int/Div

SPOUSE OWNED (HEADER) — PART VIII

M&TCHECKING — Interest

BAIRD MONEY MARKET — Interest

SPOUSE IRA (HEADER)

ROYCE FUND PENNSYLVANIA RYPCX — Int/Div — Sold (part)

ROYCE FUND PENNSYLVANIA RYPCX — Sold (part)

ROYCE FUND PENNSYLVANIA RYPCX — Sold (part)

BAIRD MONEY MARKET — Interest

CLEARBRIDGE SPECIAL INVESTMENT LMSAX — Int/Div — Sold

LEGG MASON CAP MANAGEMENT OPPORTUNITY LMOPX — Int/Div — Sold (part)

LEGG MASON CAP MANAGEMENT OPPORTUNITY LMOPX — Sold (part)

LEGG MASON CAP MANAGEMENT OPPORTUNITY LMOPX — Sold (part)

FED INT SMALL MID CAPITAL FD ISCAX — Int/Div

COMPUGEN CGEN — Int/Div — Sold

PRUDENTIAL INV. JENNISON EQUITY INCOME JEIBX — Int/Div — Sold (part)

PRUDENTIAL INV. JENNISON 20/20 FOCUS PTWBX — Int/Div — Sold (part)

PUTNAM CAPITAL SPECTRUM CL B PVSBX — Int/Div

PRINCIPAL SMALL MID CAP DIVIDEND INCOME CL A PMDAX — Int/Div

MILLER INCOME OPPTY LMCIX — Int/Div

FEDERATED INT LEADERS FGFAX — Int/Div — Buy

HARTFORD GROWTH OPPTYS CL A HGOAX — Int/Div — Buy

HARTFORD GROWTH OPPTYS CL A HGOAX — Buy (add'l)

DEARBORN PARTNERS RISING DIVIDEND CL A DRDAX — Int/Div — Buy

BOARD MEMBER, INTERNATIONAL JUDICIAL ACADEMY

BOARD MEMBER, NATIONAL CONFERENCE OF BANKRUPTCY JUDGES

Reimbursement — BANKRUPTCY JUDGES — 2015 - SEPTEMBER 29, 2015 — FLORIDA — CONFERENCE OF BANKRUPTCY JUDGES

PART VII

MARRIED, SEPTEMBER 20, 2014

LINES 7-26, ASSETS OWNED BY SPOUSE ON DECEMBVER 31, 2014

LINES 27 - 30, ASSETS ACQUIRED BY SPOUSE IN 2015 AS INDICATED