William J. Lafferty

I Filer (H)

Charles Schwab Bank, Deposit Account — Interest

CBS Corp., Common Stock — Int/Div

Dreyfus Growth & Income Mutual Fund — Int/Div

Howard Rice Investment Fund 01 (no control) — None

Howard Rice Investment Fund 02 (no control) — None

A Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — None

Howard Rice Investment Fund 09 (no control) — None

IL Trust No. 1 (H)

Real Property, Orinda, CA — None

IV. Other Non-Trust (H)

Rental property, Alameda, CA — Rent

Rental property, Ventura, CA (1/3 interest- shared with two sisters) — Rent — Part VII

Barclays Bank — Interest

Wells Fargo Bank (Deposit Account, Checking) — Interest — Part VII

Wells Fargo Bank (Deposit Account, Savings) — Interest — Part VII

Cross Timbers Partnership — Int/Div

IRA's: (H)

Schwab. SWBDX (IRA) — Int/Div — Part VII

Schwab, Vanguard Total Intl Stock Market Index Fund, VGTSX (IRA) — Int/Div

Schwab, Vanguard Total Stock Market Index Fund, VISMX (IRA) — Int/Div

Schwab Money Market Fund: SWMXX — Int/Div — Sold (part) — Part VII

Schwab, Money Market Fund, SWPPX — Int/Div — Buy — Part VII

Retirement Accounts {H) Permanente

1. TPMG Salary Deferral (H)

BTC US Equity Market — Int/Div

Cap Group Int'l Equity, fka Cap Guardian, 1c. — Int

BTC Life Path 2020 F, fka TPMG Target DT 2020 — Int/Div — Part VII

FR Fixed Income Retirement ( Permanente) — Int/Div

TPMI International Foreign Fund — Int/Div — Sold (part) — Part VII

TPMG Conservative Fund — Int/Div — Buy — Part VII

2. Permanente Employer Contribution Plan (WHiH)

BTC US Equity Market — Int/Div — Part VII

Cap Group International Equity, fka Cap Guardian Int'l Equity — Int/Div

BTC Life Path 2020 F, fka TPMG Target DT 2020 — hy — Part VII

FR Fixed Income Employer Retirement Plan (Permanente) — Int/Div

TPML International Foreign Fund, fka TPMI International. etc. — Int

3 Kaiser Foundation Health Plan (H)

a) Plan B (H)

Vanguard Wellington Fund, Inv — Int/Div

Vanguard Total Bond Mkt 1x 1st Plus — Int/Div

Vanguard Ist Tt St. Mkt Inx 1st Plus — Int/Div

KP Growth Equity Fund — Int/Div

KP Interest Income Fund — Int/Div

B)TSA(H)

Vanguard Wellmgton Fund, Inv — Int/Div

Stable Income Fund — Int/Div

Vanguard Total Bond Mkt Ix 1st Plus — Int/Div

Vanguard Ist Tt St. MKt Inx 1st Plus — Int/Div

Dreyfus Appreciation Fund (IRA) — Int/Div — Part VII

FRC Accounts: [mm Trust, Liam Trust. William IRA (See Part VIII — Int/Div

3M Company (MMM) — Buy (add'l)

3M Company (MMM) — Sold (part)

Accelerate Diagnostics, Inc. (AXDX) — Buy

Access Midstream Partners (ACMP) — with line 121)

Aegerion Pharmaceuticals, Inc. (AEGR) — Buy (add'l)

Aegerion Pharmaceuticals, Inc. (AEGR) — Sold

Aegerion Pharmaceuticals, Inc. (AEGR) — Buy (add'l)

Aegerion Pharmaceuticals, Inc. (AEGR) — Sold (part)

Altria Group (MO)

Amarin Corporation ple (AMRN) — Sold

Amgen (AMGN) — Sold (part)

Apple (AAPL) — Sold (part)

Archer Daniels Midland (ADM) — Sold (part)

ARM Holdings plc (ARMH) — Sold

Australia & NZ Bank (ANZ)

Automatic Data Processing, Inc (ADP)

BCE Inc. (BCE) — Sold (part)

BHP Billiton Limited (BHP) — Buy

Bristol-Myers Squibb Co. (BMY) — Buy (add'l)

Broadcom Corporation (BRCM) — Sold (part)

Celgene Corp. (CELG) — Buy

Chipotle Mexican Grill (CMG) — Buy (add'l)

Chipotle Mexican Grill (CMG) — Sold (part)

Chubb Group (CB)

Church & Dwight Co Inc (CHD) — Buy (add'l)

Church & Dwight Co Inc (CHD) — Sold (part)

Coca-Cola Company (KO)

Costco Wholesale Corp (COST)

Columbia Large Cap Enhan Core FD (NMIMX)

CREE — Buy (add'l)

CREE — Sold (part)

Cross Timbers Rovalty (CRT) — Buy (add'l)

Deere & Company (DE) — Buy (add'l)

Deere & Company (DE) — Sold (part)

DFA INTERNATIONAL CORE EQUITY — Buy (add'l)

DFA US. LARGE CAP VALUE PORTFOLIO — Buy (add'l)

DuPont de Nemours & Co. (DD) — Buy

DuPont de Nemours & Co. (DD) — Sold (part)

El Paso Pipeline Partn Uts (EPB) — Buy (add'l)

El Paso Pipeline Partn Uts (EPB) — Sold

Emerson Electric (EMR)

Energy Transfer Equity, L.P. (ETE) — Buy

Energy Transfer Equity, L.P. (ETE) — Sold (part)

Engility Holdings (EGL)

Exxon Mobil Corporation (XOM) — Sold (part)

Freeport-McMoRan Inc. (FCX) — Buy (add'l)

Freeport-McMoRan Inc. (FCX) — Sold (part)

Generac Holdings Inc. (GNRC) — Buy (add'l)

General Electric Company (GE) — Buy (add'l)

General Electric Company (GE) — Sold (part)

Genex Corp (GNTX)

Google Inc Class A (GOOG) — Buy (add'l)

Google Inc. Class C (GOOGL) — Buy

Google Inc. Class C (GOOGL) — Sold (part)

Hudson Pacific Properties, Inc (HPP) — Sold (part)

Hudson Pacific Properties, Inc (HPP) — Sold (part)

Mumina Inc (ILMN) — Buy (add'l)

Mumina Inc (ILMN) — Sold (part)

Intel Corporation (INTC) — Buy (add'l)

Intel Corporation (INTC) — Sold (part)

International Flavors& Frag. (IFF) — Sold (part)

Intuit Inc. (INTU) — Sold (part)

JM Smucker Co. (SIM) — Buy

Johnson & Johnson (JNJ) — Buy (add'l)

Johnson & Johnson (JNJ) — Sold (part)

Keurig Green Mountam, Inc. (GMCR) — Sold (part)

Kinder Morgan Energy L.P. (KMP) — Buy (add'l)

Kinder Morgan Energy L.P. (KMP) — Sold

Kinder Morgan Inc ¢l P (KMI) — Buy (add'l)

Kraft Food Group Inc (KRFT)

King Digital Entertaiment ple (KING) — Buy

L-3 Communications (LLL)

LVMH Moet Hennessy ADR (LVMUY) — Buy

Manitowoc Company Inc (MTW) — Sold

Martina Manetta Materials Inc (MLM)

Mastercard Inc (MA)

Merck & Co. Inc. (MRK) — Sold (part)

Microsoft Corporation (MSFT) — Buy (add'l)

Microsoft Corporation (MSFT) — Sold (part)

Mondelez Intemational Inc (MDLZ)

MPLX LP — Buy (add'l)

MPLX LP — Sold (part)

Mynad Genetics Inc. (MYGN) — Buy

Nestle SA. ADR (NSRGY) — Buy (add'l)

Nestle SA. ADR (NSRGY) — Sold (part)

NewLink Genetics Corporation (NLNK) — Buy

Nokia Corp (NOK) — Buy (add'l)

Nokia Corp (NOK) — Sold (part)

Norfolk Southern Corp (NSC) — Buy (add'l)

Norfolk Southern Corp (NSC) — Sold (part)

Novartis AG (NVS)

Novo-Nordisk (NVO)

Novo-Nordisk A/S (NVS) — Buy

Novo-Nordisk A/S (NVS) — Sold (part)

OmniVision Technologies (OVTI) — Buy (add'l)

OmniVision Technologies (OVTI) — Sold (part)

Opko Health Inc (OPK) — Buy

Oracle Corporation (ORCL) — Buy (add'l)

Pfizer, Inc (PFE)

Philip Morris Intl (PM) — Buy (add'l)

Phillips 66 (PSX) — Sold (part)

Potash Corp. Saskatch — Buy (add'l)

Principal Financial Group (PFG)

Qualcomm Inc. (QCOM) — Buy (add'l)

Qualcomm Inc. (QCOM) — Sold (part)

Roche Holdings Ltd (RHHBY) — Buy (add'l)

Roche Holdings Ltd (RHHBY) — Sold (part)

Sabine Rovalty Trust (SBR) — Buy

Schlumberger Lid. (SLB) — Buy (add'l)

Schlumberger Lid. (SLB) — Sold (part)

Seattle Genetics. Inc. (SGEN) — Buy

Seattle Genetics. Inc. (SGEN) — Sold (part)

Sigma-Aldnch Corporation (SIAL) — Sold (part)

Schwab Value Advantage Money Fund (SWVXX)

Suncor Energy (SU) — Sold (part)

T Rowe Price Group Inc (TROW) — Sold (part)

Ultra Petroleum Corp (UPL) — Buy (add'l)

Ultra Petroleum Corp (UPL) — Sold (part)

Union Pacific Corp. (UNP) — Buy

Union Pacific Corp. (UNP) — Sold (part)

United Technologies Corp (UTX) — Buy (add'l)

United Technologies Corp (UTX) — Sold (part)

US TREASU NT 0.625%08/1 TUST NOTE DUE OR/31/17 — Buy

US TREASU NT 0.625%08/1 TUST NOTE DUE OR/31/17 — Sold

Vale SA (VALE)

Vanguard US Total Market Index (VT) — Buy

Vomado Realty Trust {(VRT) — Sold

W.R. Berkley Corp (WRB) — Sold (part)

W.W. Grainger Inc. (GWW) — Buy

W.W. Grainger Inc. (GWW) — Sold (part)

Walter Energy, Inc (WLT)

Williams Partners LP (WP2Z) — Buy (add'l)

Williams Partners LP (WP2Z) — Sold (part)

Wright Medical Group Inc. (WMG) — Sold (part)

Xilinx Inc. (XLNX) — Buy (add'l)

Xilinx Inc. (XLNX) — Sold (part)

Trustee, Trust No.

Partner, vanous Howard Rice Investment Funds, Howard Rice Investment Funds, 01-09

Adpunct Professor of Law, UC Hastings College of Law

Agreement — 1/198

Agreement — 3/1/98 — Filer and Howard Rice et al,

Agreement — 6/62014 — Filer and UC Hastings--One Year Employment as Ad junct Professor

Reimbursement — California Bankruptcy Forum — May 16-18, 2014 — Santa Barbara, CA — Attend Annual meeting CBF. Make Presentations — Two Nights Hotel, Meals

Income — 122014 — UC Hastings Adjunct Professor Salary — $4934.25

Spouse's income — 2014 — The Permanente Medical Group--Salary

From Part VII of the 2013 Report:

Line 20 listed JN interest in real property in Ventura, CA. This is property inherited from

Land the interest is shared equally

between

The 2013 Report assigned & value range of "N" for the property--which would be a correct value for the entire interest (i.e,

the real property has a FMV of about S600K). However JIN 1/3 interest is worth approximately $200K ($600K/3+ $200K) and this year's report correctly

states the value at "M" at Part VIL, line 18.

Line 38 listed interest in "BTC US Equity Market" fund as a portion of a retirement account under the Permanente Employer Contribution Plan, and

assigned a value of "M" ($100,000--5250,000). That was in error. In fact, the value of Spouse's interest in this fund was approximately $31,000 on 12/31/2013

und $30,000 on 12/31/2014. This year's report correctly states the value of this mterest at "K" at Part VII, line 38.

Line 56 listed a Wells Fargo Deposit Account; this is broken out into two accounts (a checking account and a savings account) and listed at lines 20 and 21 in this

vear's report. Also, in the 2013 Report, the Income from the Wells Fargo Deposit Account was attributed to "Dividend"; this was in error, as the Income from

these account was and is correctly described as “Interest”,

From Part VII of this year's Report:

Line 24 lists JIN interest in Schwab Money Market Fund SWBDX, an IRA that was inadvertently not listed in the 2013 Report,

Line 28 Lists JU 's interest in Schwab Money Market Fund SWPPX, an IRA that was created when on 3/11/2014 Spouse took $10,000 from the Schwab Money

Market Fund SWMXX and opened a new Schwab Money Market Fund SWPPX.

Lines 33 and 40 list JIN interest in "BTC Life Path 2020 F, fka TPMG Target DT 2020", These entires represent a renaming of an existing account, over

which JI has no control.

Lines 35 and 36 describe a partial transfer of JEN interest in “TPMI International Foreign Fund" to a new fund, "TPMG Conservative Fund” as set forth

therein. JI had no control over this transaction,

Line 55 lists JIN interest in Dreyfus Appreciation Fund (TRA), a retirement account that was inadvertently not listed in the 2013 Report.

PartVIl

US Govt Note 2.5 912828VS6 redeemed 9/18/2013

Amylin Pharmaceuticals (AMLN) sold 7/02/2012

Monsanto (MON) sold 5/05/2010

Paychex (PAYX) sold 4/17:2012

Thomas & Betts (TNB) sold 5/17/2012

Unilever (UL) sold 9/17/2010

Virnetx Holdings (VHC) sold 7/27/2012

Allscripts (MDRX) sold 4/27/2012

First Eagle Overseas Fund (SGOVX) sold 1/18/2012

State Street Corp (STT) sold 5/28/2013