James Maxwell Moody

Vanguard Growth Index Fund (IRA) — Int/Div — Sold

One Bank NA-Account — Interest

Bank Of America NA-Account — Interest

Regions Bank NA-Account — Interest

Telco Federal Credit Union-Account — Interest

Regions Bank/Morgan Keegan (IRA)- Account — Int/Div

Fidelity Growth Strategies Fund N/L FDEGX (IRA) — Int/Div — Sold

Activision Blizzard Inc-ATV-(IRA) — Int/Div — Sold

Goldman Sachs Bank-Account (IRA) — Interest — Closed

BH & M Oil Comm Stock — Int/Div

Putnam Amer Growth & Income — Int/Div — Sold

Amer Funds AMCAP Fund — Int/Div — Sold

Janus Global Tech Fund — Int/Div — Sold

Raymond James Bank FSB-Account — Int/Div — Closed

Header 1-1

Ishares Inc MSCI Australia-EWA — Int/Div — Sold

Ishares Inc MSCI CDA Index-EWC — Int/Div — Sold

Ishares TR MSCI Emerg Mkt-EEM — Int/Div — Sold

Ishares Tr Barclays 1-3 yr-SHY — Int/Div — Sold

Shares TR MSCI EAFE IDX-EFA — Int/Div — Sold

iShares TR Russell 1000VAL-IWD — Int/Div — Sold

Ishares TR Rusell MCP GR-IWP — Int/Div — Sold

Shares TR S&P MC 400 GRW-IJK — Int/Div — Sold

IShares TR Russell 1000GRW-IWF — Int/Div — Sold

Ishares TR Rusl 2000 Value-IWN — Int/Div — Sold

Shares TR Russell 2000 Growth-IWO — Int/Div — Sold

1Shares TR S&P Midcap Value-1JJ — Int/Div — Sold

IShares TR S&P SMLCP Grow-1JT — Int/Div — Sold

Ishares TR Barclays 1-3 yr-CSJ — Int/Div — Sold

Ishares Barclay 1-3 year-Lot 1-SHY — Int/Div — Sold

Goldman Sachs Bank ,USA-Account(X) — Interest

Raymond James Bank, FSB-Account(X) — Interest

First Trust ETF II Consumer Discretionary (FXD) — Int/Div — Buy

First Trust ETF II Consumer Staples (FXG) — Int/Div — Buy

First Trust ETF II Utilities(FXU) — Int/Div — Buy

First Trust Exchange Alphadex (FDT) — Int/Div — Buy

First Trust Exchange Alphadex Emerging(FEM) — Int/Div — Buy

1lshares TR Iboxx Inv CPBD (LOD) — Int/Div — Buy

Isahres Barclys 7-10 YR (IEF) — Int/Div — Buy

Ishares TR DJ US Real Est (IYR) — Int/Div — Buy

Ishares TR S&P NTL Amtfree (MUB) — Int/Div — Buy

Ishares TR Barclys MBS BD (MBB) — Int/Div — Buy

SPDR Gold Tr Fgold Shs (GLD) — Int/Div — Buy

SPDR Barclays Capital 1-3 Month Tbill (BIL) — Int/Div — Buy

Header 1-2

Muni Cash Trust(X) — Interest

Batesville Ar School Dist 001 RFDG & Const — Interest

Greene County AR Housing — Interest — Redeemed

UA FAyetvl Var Fac — Interest

Sprindale Ar Sch DIst #50 — Interest — Redeemed

Springdale AR SD050 — Interest — Redeemed

Conway AR Pub Fac Bd Cap Improvements Rev Ref Hendrix i — Interest

Paragould AR Water & Sewer Rev B/E — Interest

AR St R Fdg Water Waste Disp & Poll CB/ E — Interest

AR St Univ Rev Hsg Sys FGIC B/E — Interest

NLR Hith Fac Board Hlth Care RV Ref Baptist Hth B/E — Interest

FOrt Smith AR Water & Sewer Rev Ser C FSA B/E — Interest

AR State High Ed Ser B — Interest

Univ of Ark Univ Rev Var Fac Fytvlle Campus A B/E FGIC — Interest

Arkadeplhia AR Pub Ed Facs Rev Ouachita Baptst Univ B/E — Interest

Rogers AR Sewere Imprvt Ambac B/E — Interest

Russellevilee AR School — Interest

Bryant AR School — Int/Div

Paris AR School — Interest

Clinton Ar School-#187329JG3 — Interest — Buy

Pulaksi Tech-#745601GW8 — Interest — Buy

Header 1-3

First Southwest Prime Funds — Int/Div

Aloca Inc — Int/Div

Banco Bilbaovizcaya — Int/Div

Bank of America Corp — Int/Div

Berkshire Hathaway, Inc — Int/Div

BP Amoco Spons ADR-BP — Int/Div

Costco — Int/Div — Sold

Contax Paratiacipacoes SA-CTXNY (X) — Int/Div

FISERV, Inc — Int/Div

GlaxosmithKline — Int/Div

Hospitality Partners Trust-HPT — Int/Div

International Paper Co — Int/Div — Sold

Lexmark Int Group — Int/Div

MGIC INvestment Corp — Int/Div

Markel Corp — Int/Div

Microsoft Corp — Int/Div

Motors Liquidation-MTLQQ (X) — Int/Div — Redeemed

PNC Financial Svcs Grp — Int/Div

Petroleo BRasilerio, SA — Int/Div

Pfizer — Int/Div

Public Service Enterprise — Int/Div

Spectra Energy — Int/Div

Tawain Semiconductor Mfg — Int/Div — Sold

Banco Santander SA-STD — Int/Div

Telefonica de espana SA — Int/Div

Telefonos de Mexico — Int/Div

Tim Particiacoes — Int/Div

Thornburg Income Builder CL C-TIBCX — Int/Div

Shares MSCI Japan Index Fund -EW]J — Int/Div — Sold

Oppenheimer GLobal CL C — Int/Div

Plains Capital Bank-cash (X) — Int/Div

Vector Group (VGR) — Int/Div — Buy

Header 1-4

Raymond James Bank FSB-Account(X) — Interest

Morgan Stanley Com Stock — Int/Div

Wal-Mart Stores Com Stock — Int/Div

Discover Fiancial Svc — Int/Div

APPLE INCORPORATED (AAPL) — Int/Div — Buy

TOYOTA MOTOR CORP ™ — Int/Div — Buy

VERIZON COMMUNICATIONS INCORPORATED (VZ) — Int/Div — Buy

Header 1-5

Russellville AR School Dist Constr CFG — Interest

LR AR School District Ser B — Interest

Fort. Smith AR Water & Sewer Rev Ser C — Interest

General MOtors Corp NOte — Interest

Muni Cash Trust Funds — Interest

Roger AR School — Interest

General Motors Co (GM) — Int/Div — Buy

Conway Ar School Dist 5.04% #212597XP8 — Interest — Buy

Header 2-1

Raymond James Bank, FSB — Interest

First Horizon National COrp — Int/Div

SunTrust Banks — Int/Div

Header 2-2

Raymond James Bank, FSB — Interest

Fed Ex COrp — Int/Div

Intel — Int/Div

Qualcomm, Inc — Int/Div

Activision Blizzard, Inc — Int/Div

Morgan Stanley — Int/Div

Apple Inc.-AAPL — Int/Div

Merck — Int/Div

Blackstone Group LP Comm Unit Ltd-BX — Distribution

Header 2-3

Raymond James Bank, FSB — Interest

Cisco — Int/Div

Dell Computer — Int/Div

General Electric — Int/Div

Microsoft — Int/Div

Discover Flncl Svcs — Int/Div

Chesapeake Energy Corp — Int/Div

Celegene Corp — Int/Div

Header 2-4

Raymond James Bank, FSB — Int/Div

Goldman Sachs Bank, USA-Account(X) — Interest

Evergreen Solar, Inc — Int/Div

Deal Holding Ltd — Int/Div

Mineral interestl)-Lafayette County Arkansas (X) — Royalty

Rental #1-Nashville TN — Rent

ISHARES INC MSCI AUSTRALIA — Int/Div — Sold

ISHARES INC MSCI AUSTRALIA — None — Buy

ISHARES INC MSCI CDA INDEX — Int/Div — Sold

ISHARES INC MSCI CDA INDEX — None — Buy

ISHARES TR MSCI EMERG MKT — Int/Div — Sold

ISHARES TR MSCI EMERG MKT — None — Buy

ISHARES TR MSCI EAFE INDEX — Int/Div — Sold

ISHARES TR MSCI EAFE INDEX — None — Buy

ISHARES TR RUSSELL MCP GR — Int/Div — Sold

ISHARES TR RUSSELL MCP GR — None — Buy

ISHARES TR RUSSELL 1000VAL — Int/Div — Sold

ISHARES TR RUSSELL 1000VAL — None — Buy

ISHARES TR S&P MC 400 GRW — Int/Div — Sold

ISHARES TR S&P MC 400 GRW — None — Buy

ISHARES TR RUSSELL 1000GRW — Int/Div — Sold

ISHARES TR RUSSELL 1000GRW — None — Buy

ISHARES TR RUSL 2000 VALU — Int/Div — Sold

ISHARES TR RUSL 2000 VALU — None — Buy

ISHARES TR RUSL 2000 GROW — Int/Div — Sold

ISHARES TR RUSL 2000 GROW — None — Buy

ISHARES TR S&P MIDCP VALU — Int/Div — Sold

ISHARES TR S&P MIDCP VALU — None — Buy

ISHARES TR S&P SMLCP GROW — Int/Div — Sold

ISHARES TR S&P SMLCP GROW — None — Buy

FIRST TRUST HEALTH CARE ALPHADEX FD ETF — Int/Div — Sold

FIRST TRUST HEALTH CARE ALPHADEX FD ETF — None — Buy

FIRST TRUST HEALTH CARE ALPHADEX FD ETF — Int/Div — Sold

FIRST TRUST HEALTH CARE ALPHADEX FD ETF — None — Buy

FIRST TRUST ETF Il UTILITIES ALPHADEX FUND ANNUAL — Int/Div — Sold

FIRST TRUST ETF II UTILITIES ALPHADEX FUND ANNUAL — None — Buy

FIRST TR EXCHG TRADED ALPHADEX ED Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX ED If EMERG MKTS — None — Buy

ISHARES TR IBOXX INV CPBD — Int/Div — Sold

ISHARES TR IBOXX INV CPBD — None — Buy

ISHARES TR BARCLYS 7-10 YR — Int/Div — Sold

ISHARES TR BARCLYS 7-10 YR — None — Buy

ISHARES TR S&P NTL AMTEREE — Int/Div — Sold

ISHARES TR S&P NTL AMTEREE — None — Buy

FIRST TR ET Il CONSUMER STAPLES ALPHADEX — Int/Div — Sold

FIRST TR ET Il CONSUMER STAPLES ALPHADEX — None — Buy

FIRST TR ETF Il UTILITIES ALPHADEX : FUND ANNUAL — Int/Div — Sold

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX ED Il EMERG MKTS — None — Buy

ISHARES TR DJ US REAL EST — Int/Div — Sold

ISHARES TR DJ US REAL EST — None — Buy

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — Int/Div — Sold

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — None — Buy

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — Int/Div — Sold

FIRST TR ETF II CONSUMER STAPLES ALPHADEX — None — Buy

FIRST TR ETF Il UTILITIES ALPHADEX FUND ANNUAL — Int/Div — Sold

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — None — Buy

ISHARES TR IBOXX INV CPBD — Int/Div — Sold

ISHARES TR IBOXX INV CPBD — None — Buy

ISHARES TR DJ US REAL EST — Int/Div — Sold

ISHARES TR DJ US REAL EST — None — Buy

SPDR GOLD TR GOLD SHS — Int/Div — Sold

SPDR GOLD TR GOLD SHS — None — Buy

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — Int/Div — Sold

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRSTTR EXCHG TRADED ALPHADEX FD I EMERG MKTS — None — Buy

ISHARES TR IBOXX INV CPBD — Int/Div — Sold

ISHARES TR IBOXX INV CPBD — None — Buy

ISHARES TR BARCLYS 7-10 YR — Int/Div — Sold

ISHARES TR BARCLYS 7-10 YR — None — Buy

ISHARES TR DJ US REAL EST — Int/Div — Sold

ISHARES TR DJ US REAL EST — None — Buy

ISHARES TR S&P NTL AMTFREE — Int/Div — Sold

ISHARES TR S&P NTL AMTFREE — None — Buy

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — Int/Div — Sold

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — None — Buy

FIRST TR HEALTH CARE ALPHADEX FD ETF — Int/Div — Sold

FIRST TR HEALTH CARE ALPHADEX FD ETF — None — Buy

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL — Int/Div — Sold

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL } — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX ED Il EMERG MKTS — None — Buy

ISHARES TR IBOXX INV CPBD — Int/Div — Sold

ISHARES TR IBOXX INV CPBD — None — Buy

ISHARES TR BARCLYS 7-10 YR — Int/Div — Sold

ISHARES TR BARCLYS 7-10 YR — None — Buy

ISHARES TR DJ US REAL EST — Int/Div — Sold

ISHARES TR DJ US REAL EST — None — Buy

ISHARES TR S&P NTL AMTFREE — Int/Div — Sold

ISHARES TR S&P NTL AMTFREE — None — Buy

ISHARES TR BARCLYS MBS BD — Int/Div — Sold

ISHARES TR BARCLYS MBS BD — None — Buy

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — Int/Div — Sold

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — None — Buy

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — Int/Div — Sold

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — None — Buy

FIRST TR HEALTH CARE ALPHADEX FD ETF — Int/Div — Sold

FIRST TR HEALTH CARE ALPHADEX FD ETF — None — Buy

FIRST TR HEALTH CARE ALPHADEX FD ETF — Int/Div — Sold

FIRST TR HEALTH CARE ALPHADEX FD ETF — None — Buy

ISHARES TR BARCLYS 7-10 YR — Int/Div — Sold

ISHARES TR BARCLYS 7-10 YR — None — Buy

ISHARES TR S&P NTL AMTFREE — Int/Div — Sold

ISHARES TR S&P NTL AMTFREE — None — Buy

ISHARES TR BARCLYS MBS BD — Int/Div — Sold

ISHARES TR BARCLYS MBS BD — None — Buy

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — Int/Div — Sold

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — None — Buy

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — Int/Div — Sold

SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL — None — Buy

FIRST TR ETF [I CONSUMER STAPLES 7 ALPHADEX — Int/Div — Sold

FIRST TR ETF Il CONSUMER STAPLES ALPHADEX — None — Buy

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL — Int/Div — Sold

FIRST TR ETF II UTILITIES ALPHADEX FUND ANNUAL — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — None — Buy

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — Int/Div — Sold

FIRST TR EXCHG TRADED ALPHADEX FD Il EMERG MKTS — None — Buy

ISHARES TR IBOXX INV CPBD — Int/Div — Sold

ISHARES TR IBOXX INV CPBD — None — Buy

ISHARES TR DJ US REAL EST — Int/Div — Sold

ISHARES TR DJ US REAL EST — None — Buy

ISHARES TR S&P NTL AMTFREE — Int/Div — Sold

ISHARES TR S&P NTL AMTFREE — None — Buy

SPDR GOLD TR GOLD SHS — Int/Div — Sold

SPDR GOLD TR GOLD SHS — None — Buy

On 2010 Item #5 149-171 were used to report buy/sell transactions that occurred within the 2010 year.

Carryover items from 2010 may have differnt line # due to assets being added within Header Catagories.