John T. Noonan jr

2011Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 110

    investments

  • 4

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 5

    income

  • 0

    spouse income

Named parties

  • Thomas More-Jacques Maritam Institute (non-profit cultural organization)
  • Advisory Council, Transparency International
  • Editorial Board, American Journal of Jurisprudence
  • President's Council, Graduate Theological School
  • Pension: University of California
  • Rovalty-West Services
  • Rovalty-University of California
  • Rovalty-University of Notre Dame Du Lac
  • Refund: Cahiformia Franchise Tax Board

As filed

Wells Fargo Checking #3914 — Interest

Wells Fargo Market Rate #9466 — Interest

Wells Fargo retirement CD's — Interest

Wells Fargo CD — None — Matured

Bank of America Checking - #2422 — Interest — with line 1)

Teachers Insurance and Annuity Association — Interest

DWS Global Fund (formerly Scudder Int'l Bond Fund — Int/Div — Redeemed

TeeeSohwab IRA 21453

Fidelity Contrafund — None — Redeemed

Fidelity Equity Income 11 -Schwab 1483 — Int/Div — Sold

Fidelity Growth Company — Int/Div

Fidelity Blue Chip Growth — Int/Div — Sold

Vanguard 500 Index Fund — Int/Div — Sold

Eaton Vance Parametric — Int/Div — Buy

Vanguard FTSE — Int/Div — Buy

IVA International Fund — Int/Div — Buy

Schwab Treasury Fund — None — Buy

Schwab IRA 28394

Fidelity Blue Chip Growth — Int/Div

Fidelity Equity Income — Int/Div

Legacy Treasury Direct - #5369 — Interest

Legacy Treasury Direct — None — with lme 21)

Schwab #5691

JP Morgan Chase — Int/Div

General Mills — Int/Div

Procter & Gamble Common — Int/Div

Neurobiological Technologies — None

BPPLC — Int/Div

Coca Cola Common — Int/Div

Eli Lilly Corporation — Int/Div

I1BM Common — Int/Div

Fortune Brands — Int/Div

Monsanto — Int/Div

Pfizer — Int/Div

JPMorgan Strategic Income — Int/Div — Buy

Pimco Total Return Fund — Int/Div — Buy

Templeton Global Fund — Int/Div — Buy

Fidelity Magellan Fund — Int/Div

Wasach Long Short Fund — None — Buy

Calvert Social Investment Fund — None — Sold

Fidelity CA Muni Income Fund — Interest — Sold

Thomburg CA Limited Term — None — Redeemed

DWS Enhanced Global Bond — None — Sold

Schwab US Treasury Money Fund — Int/Div — Buy

Beam lnc — Int/Div — from line 32)

Diamond Hill Long-Short Fund — None — Sold

Ca State University Revenue Bond — Interest — Matured

North of the River Sanitary District Bond — Interest — Matured

Ter rSohwab 26882

Alhambra CA Muni — None — Buy

Brea Olinda CA Mum — None — Buy

Burlingame CA Muni — None — Buy

California State Dept Mum — None — Buy

California State Econo Muni — None — Buy

Clark County Nev Highway Muni — None — Buy

Corona-Norco CA Muni — None — Buy

Hartnell CA Muni — None — Buy

Kane Kendall Mum — None — Buy

LA CA Muni — None — Buy

LA County Muni — None — Buy

San Bemardino CA Muni — None — Buy

Saugus CA Muni — None — Buy

Simi Valley CA Muni — None — Buy

Southem CA Pubic Mum — None — Buy

Southwestern Cmn Muni — None — Buy

University CA Muni — None — Buy

Willham S Hart CA Mumi — None — Buy

Sohwab IRA 24618

Wells Fargo Advantage Gov (X) — Int

Wells Fargo Advantage Premier Large (X) — Int/Div

JP Morgan Prime Money Market Fund — Interest — Sold

JP Morgan Prime Money Market Fund — Interest — Sold

JP Morgan Prime Money Market Fund — Interest — Sold

BofA Trust Number #1 #5674 (No personal income) — Int/Div

JP Morgan International Equity Fund (previously "Fleet..." — Int/Div

JP Morgan Tax Exempt Fund (previously "Fleet..." — Int/Div

Columbia High Yield Muni Fund — Int/Div

JP Morgan Large Cap Value Fund (previously "Fleet..." — Int/Div — Buy (add'l)

Delaware Emerging Markets Fund — Int/Div

Natixis Funds Trust — Int/Div

Old Mutual Mid Cap Value Fund — None — Sold

Pinco Commodity Real Return Fund — Int/Div

Westcore Small Cap Value Fund — Int/Div

JP Morgan Large Cap Growth (previously "Fleer." — Int/Div — Buy (add'l)

John Hancock Funds 111 Disiplined — Int/Div — Buy

JP Morgan Mid Cap Growth (previously "Fleet. — Int/Div

JP Morgan Mid Cap Value — Int/Div — Buy

JP Morgan Small Cap Growth — Int/Div — Buy

JP Morgan Small Cap Value — Int/Div — Buy

JP Morgan Emerging Markets Stock Fund — Int/Div — Buy

Trust 4 2 Bofa #5677 (No personal income)

Columbia High Yield Muni Fund — Int/Div

Delaware Emerging Markets Fund — Int/Div

Eaton Vance Large Cap Value Fund — Int/Div — Sold

Pimco Commodity Fund — Int/Div

JP Morgan Equity Income Fund for Trusts — Int/Div — Buy

JP Morgan Large Cap Growth — Int/Div — Buy

JP Morgan Large Cap Value — Int/Div — Buy

John Hancock Funds 111 Disciplined — Int/Div — Buy

JP Morgan Mid Cap Growth — Int/Div — Buy

JP Morgan Mid Cap Value — Int/Div — Buy

JP Morgan Small Cap Growth — Int/Div — Buy

JP Morgan Small Cap Value — Int/Div — Buy

Westcore Small Cap Value (X) — Int/Div

JP Morgan Intemational Equity — Int/Div — Buy

JP Morgan Emerging Markets Stock Fund — Int/Div — Buy

MA Intermediate Tux Exempt Bond — Interest — Buy

T Rowe Price International — Int/Div — Buy

Natixis Funds Trust — Int/Div — Buy

Wells Fargo Investments- Thornburg Investment Trust — None — with line 42)

President and Director, Thomas More-Jacques Maritam Institute (non-profit cultural organization)

Member, Advisory Council, Transparency International

Member, Editorial Board, American Journal of Jurisprudence

Member, President's Council, Graduate Theological School

Agreement — 07/01/86 — University of California pension based on service

Income — 2011 — Pension: University of California — $44.260.00

Income — 2011 — Rovalty-West Services — S2.081.99

Income — 2001 — Rovalty-University of California — SI121.08

Income — 2011 — Rovalty-University of Notre Dame Du Lac — $51.68

Income — 2001 — Refund: Cahiformia Franchise Tax Board — S4.701.00

In response to the October 9th 2012 letter of mquiry, we have made the following adjustments or clarifications:

The items listed on lines 9, 17, 43, and 81 have been addressed, to include the selection of “none™ under column B(2) for income type.

Regarding lines 42 and 43, the Thomburg CA Limited Term and DWS Enhanced Global Bond investments not being listed in previous report, these are corrected

names of mutual funds that were in prior report, lines 9 and 10. Thornburg CA Limited Term was previously listed as Wells Fargo Investments-Thomburg

Investment Trust and DWS Enhanced Global Bond was listed as DWS Global Fund (formerly Scudder Int'l Bond Fund).

Regarding lines 75, 76, 78, 84, 86-90, 96-98, 100-103, 105, and 106, the names that are listed are the actual names of the funds. For example, on line 100, it lists

Mid Cap Value. If you Google the symbol JAMCX, you will see it listed as JP Morgan Mid Cap Value. To clarify, | have pre-prepended all the lines in question

with “JP Morgan”, even though that is not how it is listed on their statements.

Regarding prior report, line 10, Wells Fargo Investments-Thomburg Investment Trust omitted item, as noted above, this was replaced with the correct name of

the investment, Thornburg CA Limited Term which is line 42. To document this, in order to keep existing row numbers the same, I added back the Wells Fargo

Investments- Thornburg Investment Trust to the end at line 110, and referenced line 42 as corrected entry.

The below information was included in original 2012 report filing:

To simplify the organization of the report, und to make yearly updates casier, under Part VII, for investment accounts with multiple investments within, the

investment firm name and partial account number is listed first preceded with four (4) asterisks, with the underlying investments listed in the lines thereafter,

preceded by a hyphen, as shown below:

*4*% Account Name

-Large Cap Fund

-Small Cap Fund

-Mid Cap Fund

Two trusts referred to in this report are as follow:

1

Trust:

Trust was created

on December 15, 1976. 1t became irrevocable on her death in 1990 and divided

unto three shares. The trustee has discretion to pay the income and principal

2

1976 Trust:

1976 Trust was formed

in 1976 and became irrevocable on his death in 1987. On his death the

property was divided into equal shares

The trustee has discretion to pay some or all of the net income or principal of my share to

. The trust terminates on the death of

, the remainder going to

3. The income of both trusts was paid by the trustee in 2010 to.

At the request of the Committee on Financial Disclosure, 1 have summarized the reports 1 have received.

In April 2000, Fleet Bank acquired the Bank of Boston, and then Bunk of America aquired Fleet, and became the trustee of the above trusts. The trusts were

also subdivided into distinct trusts for each of

of the grantors, so that there is now a distinct trust for

under the same trust

instruments, Report is not made here of the sales of odd lots (typically one or two shares) made to make it easier to divide the trusts into thirds.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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