John T. Noonan jr
2011Annual
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What was filed
110
investments
4
positions
0
gifts
1
agreements
0
debts
0
reimbursements
5
income
0
spouse income
Named parties
- Thomas More-Jacques Maritam Institute (non-profit cultural organization)
- Advisory Council, Transparency International
- Editorial Board, American Journal of Jurisprudence
- President's Council, Graduate Theological School
- Pension: University of California
- Rovalty-West Services
- Rovalty-University of California
- Rovalty-University of Notre Dame Du Lac
- Refund: Cahiformia Franchise Tax Board
As filed
Wells Fargo Checking #3914 — Interest
Wells Fargo Market Rate #9466 — Interest
Wells Fargo retirement CD's — Interest
Wells Fargo CD — None — Matured
Bank of America Checking - #2422 — Interest — with line 1)
Teachers Insurance and Annuity Association — Interest
DWS Global Fund (formerly Scudder Int'l Bond Fund — Int/Div — Redeemed
TeeeSohwab IRA 21453
Fidelity Contrafund — None — Redeemed
Fidelity Equity Income 11 -Schwab 1483 — Int/Div — Sold
Fidelity Growth Company — Int/Div
Fidelity Blue Chip Growth — Int/Div — Sold
Vanguard 500 Index Fund — Int/Div — Sold
Eaton Vance Parametric — Int/Div — Buy
Vanguard FTSE — Int/Div — Buy
IVA International Fund — Int/Div — Buy
Schwab Treasury Fund — None — Buy
Schwab IRA 28394
Fidelity Blue Chip Growth — Int/Div
Fidelity Equity Income — Int/Div
Legacy Treasury Direct - #5369 — Interest
Legacy Treasury Direct — None — with lme 21)
Schwab #5691
JP Morgan Chase — Int/Div
General Mills — Int/Div
Procter & Gamble Common — Int/Div
Neurobiological Technologies — None
BPPLC — Int/Div
Coca Cola Common — Int/Div
Eli Lilly Corporation — Int/Div
I1BM Common — Int/Div
Fortune Brands — Int/Div
Monsanto — Int/Div
Pfizer — Int/Div
JPMorgan Strategic Income — Int/Div — Buy
Pimco Total Return Fund — Int/Div — Buy
Templeton Global Fund — Int/Div — Buy
Fidelity Magellan Fund — Int/Div
Wasach Long Short Fund — None — Buy
Calvert Social Investment Fund — None — Sold
Fidelity CA Muni Income Fund — Interest — Sold
Thomburg CA Limited Term — None — Redeemed
DWS Enhanced Global Bond — None — Sold
Schwab US Treasury Money Fund — Int/Div — Buy
Beam lnc — Int/Div — from line 32)
Diamond Hill Long-Short Fund — None — Sold
Ca State University Revenue Bond — Interest — Matured
North of the River Sanitary District Bond — Interest — Matured
Ter rSohwab 26882
Alhambra CA Muni — None — Buy
Brea Olinda CA Mum — None — Buy
Burlingame CA Muni — None — Buy
California State Dept Mum — None — Buy
California State Econo Muni — None — Buy
Clark County Nev Highway Muni — None — Buy
Corona-Norco CA Muni — None — Buy
Hartnell CA Muni — None — Buy
Kane Kendall Mum — None — Buy
LA CA Muni — None — Buy
LA County Muni — None — Buy
San Bemardino CA Muni — None — Buy
Saugus CA Muni — None — Buy
Simi Valley CA Muni — None — Buy
Southem CA Pubic Mum — None — Buy
Southwestern Cmn Muni — None — Buy
University CA Muni — None — Buy
Willham S Hart CA Mumi — None — Buy
Sohwab IRA 24618
Wells Fargo Advantage Gov (X) — Int
Wells Fargo Advantage Premier Large (X) — Int/Div
JP Morgan Prime Money Market Fund — Interest — Sold
JP Morgan Prime Money Market Fund — Interest — Sold
JP Morgan Prime Money Market Fund — Interest — Sold
BofA Trust Number #1 #5674 (No personal income) — Int/Div
JP Morgan International Equity Fund (previously "Fleet..." — Int/Div
JP Morgan Tax Exempt Fund (previously "Fleet..." — Int/Div
Columbia High Yield Muni Fund — Int/Div
JP Morgan Large Cap Value Fund (previously "Fleet..." — Int/Div — Buy (add'l)
Delaware Emerging Markets Fund — Int/Div
Natixis Funds Trust — Int/Div
Old Mutual Mid Cap Value Fund — None — Sold
Pinco Commodity Real Return Fund — Int/Div
Westcore Small Cap Value Fund — Int/Div
JP Morgan Large Cap Growth (previously "Fleer." — Int/Div — Buy (add'l)
John Hancock Funds 111 Disiplined — Int/Div — Buy
JP Morgan Mid Cap Growth (previously "Fleet. — Int/Div
JP Morgan Mid Cap Value — Int/Div — Buy
JP Morgan Small Cap Growth — Int/Div — Buy
JP Morgan Small Cap Value — Int/Div — Buy
JP Morgan Emerging Markets Stock Fund — Int/Div — Buy
Trust 4 2 Bofa #5677 (No personal income)
Columbia High Yield Muni Fund — Int/Div
Delaware Emerging Markets Fund — Int/Div
Eaton Vance Large Cap Value Fund — Int/Div — Sold
Pimco Commodity Fund — Int/Div
JP Morgan Equity Income Fund for Trusts — Int/Div — Buy
JP Morgan Large Cap Growth — Int/Div — Buy
JP Morgan Large Cap Value — Int/Div — Buy
John Hancock Funds 111 Disciplined — Int/Div — Buy
JP Morgan Mid Cap Growth — Int/Div — Buy
JP Morgan Mid Cap Value — Int/Div — Buy
JP Morgan Small Cap Growth — Int/Div — Buy
JP Morgan Small Cap Value — Int/Div — Buy
Westcore Small Cap Value (X) — Int/Div
JP Morgan Intemational Equity — Int/Div — Buy
JP Morgan Emerging Markets Stock Fund — Int/Div — Buy
MA Intermediate Tux Exempt Bond — Interest — Buy
T Rowe Price International — Int/Div — Buy
Natixis Funds Trust — Int/Div — Buy
Wells Fargo Investments- Thornburg Investment Trust — None — with line 42)
President and Director, Thomas More-Jacques Maritam Institute (non-profit cultural organization)
Member, Advisory Council, Transparency International
Member, Editorial Board, American Journal of Jurisprudence
Member, President's Council, Graduate Theological School
Agreement — 07/01/86 — University of California pension based on service
Income — 2011 — Pension: University of California — $44.260.00
Income — 2011 — Rovalty-West Services — S2.081.99
Income — 2001 — Rovalty-University of California — SI121.08
Income — 2011 — Rovalty-University of Notre Dame Du Lac — $51.68
Income — 2001 — Refund: Cahiformia Franchise Tax Board — S4.701.00
In response to the October 9th 2012 letter of mquiry, we have made the following adjustments or clarifications:
The items listed on lines 9, 17, 43, and 81 have been addressed, to include the selection of “none™ under column B(2) for income type.
Regarding lines 42 and 43, the Thomburg CA Limited Term and DWS Enhanced Global Bond investments not being listed in previous report, these are corrected
names of mutual funds that were in prior report, lines 9 and 10. Thornburg CA Limited Term was previously listed as Wells Fargo Investments-Thomburg
Investment Trust and DWS Enhanced Global Bond was listed as DWS Global Fund (formerly Scudder Int'l Bond Fund).
Regarding lines 75, 76, 78, 84, 86-90, 96-98, 100-103, 105, and 106, the names that are listed are the actual names of the funds. For example, on line 100, it lists
Mid Cap Value. If you Google the symbol JAMCX, you will see it listed as JP Morgan Mid Cap Value. To clarify, | have pre-prepended all the lines in question
with “JP Morgan”, even though that is not how it is listed on their statements.
Regarding prior report, line 10, Wells Fargo Investments-Thomburg Investment Trust omitted item, as noted above, this was replaced with the correct name of
the investment, Thornburg CA Limited Term which is line 42. To document this, in order to keep existing row numbers the same, I added back the Wells Fargo
Investments- Thornburg Investment Trust to the end at line 110, and referenced line 42 as corrected entry.
The below information was included in original 2012 report filing:
To simplify the organization of the report, und to make yearly updates casier, under Part VII, for investment accounts with multiple investments within, the
investment firm name and partial account number is listed first preceded with four (4) asterisks, with the underlying investments listed in the lines thereafter,
preceded by a hyphen, as shown below:
*4*% Account Name
-Large Cap Fund
-Small Cap Fund
-Mid Cap Fund
Two trusts referred to in this report are as follow:
1
Trust:
Trust was created
on December 15, 1976. 1t became irrevocable on her death in 1990 and divided
unto three shares. The trustee has discretion to pay the income and principal
2
1976 Trust:
1976 Trust was formed
in 1976 and became irrevocable on his death in 1987. On his death the
property was divided into equal shares
The trustee has discretion to pay some or all of the net income or principal of my share to
. The trust terminates on the death of
, the remainder going to
3. The income of both trusts was paid by the trustee in 2010 to.
At the request of the Committee on Financial Disclosure, 1 have summarized the reports 1 have received.
In April 2000, Fleet Bank acquired the Bank of Boston, and then Bunk of America aquired Fleet, and became the trustee of the above trusts. The trusts were
also subdivided into distinct trusts for each of
of the grantors, so that there is now a distinct trust for
under the same trust
instruments, Report is not made here of the sales of odd lots (typically one or two shares) made to make it easier to divide the trusts into thirds.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.