Andrew Jay Kleinfeld
2016Annual
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What was filed
48
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
2
income
1
spouse income
Named parties
- Trust #1
- Metropolitan Life Insurance Co. (hifetime annuity)
- Prudential Life Insurance Co. (lifetime annuity)
- Stare of Alaska - Retirement
As filed
Morgan Stanley - Money Mkt Account — Int/Div
Radio Shack Common Stock — Int/Div
Deutsche CROC Intemational Fund - A — Int/Div
Keogh Plan - Administered by ABA Stable Asset Return Fund — Int/Div
Keogh Plan - Administered by ABA Balanced Fund — Int/Div
Black Rock Total Return Fund — Int/Div
IRA Rollover Plan w/ Vanguard Tot Intl Stock Ix Admiral — Int/Div
IRA Rollover Plan w /Vanguard Total Stock Mkt Idx Adm — Int/Div
403(b) Plan w /Vanguard Total Int'l Stock Ix Inv — Int/Div
403(b) Plan w /Vanguard Total Stock Mkt Idx Inv — Int/Div
Centuryvimk Common Stock, was Qwest — Int/Div
Am Elect Power Common Stock — Int/Div
Northrop Grumman, Common Stock — Int/Div
Denali State Bank Accounts — Interest
US. Savings Bonds (Trust £1) — Interest — Sold (part)
MetLife Policyholder Trust (MetLife Stock) — Int/Div
Northern Income Equity Fund NOIEX (Trust #1) — Int/Div
TIAA-CREF Retirement Annuity TIAA Traditional — Int/Div
TIAA-CREF Retirement Annuity Cref Sock RrR2 — Int/Div
Northern Money Mrt Account (Trust £1) — Interest
Transamerica Whole Life Policy — Interest
Transamerica Whole Life Policy — Interest
Wells-Evergreen Money Market — Interest
Fidelity Investments Deferred Comp Fid Balanced K — Interest
Fairpoint Commurmcation, Inc Stock — Int/Div
Signator Financial Services (Formerly Symetra Invest Serv) Cash Acct — Interest
Amencan Funds Euro Growth Fund AEGFX — Int/Div — Buy (add'l)
Fairhome Fund FAIRX — Int/Div — Sold
First Eagle Sogen Fds SGIIX — Int/Div — Buy (add'l)
Growth Fnd America GFAFX — Int/Div
Legg Mason Ptrs Equity Tr SAGYX — Int/Div — Sold (part)
Looms Sayles Invt Fds Bond Fd LBSRX — Int/Div
PIMCO FDS Pac Invt Mgmt Ser Total Return Fd Inst] Cl PTTRX — Int/Div
Davis NY Venture Fd Inc C1 Y DNVYX — Int/Div
Vanguard dex tr mid cap index fd admiral sh VIMAX — Int/Div — Buy (add'l)
MFO Vanguard Fixed Inc Secs VIPSX (Trust #1) — Int/Div
MFC Ishares Tr MSC Emerg Mks EEM (Trust #1) — Int/Div
MFB N Funds Stk Index Fd NOSIX (Trust # — Int/Div
Frontier Communications Common Stock — Int/Div
Huntington Ingalls Industries Stock — Int/Div
MFC Shares Tr Barclays Fd CSJ (Trust £1) — Int/Div
MCF Shares TR MSCI EAFE ETF EFA (Trust #1) — Int/Div
MCF Flexshr TR Momingstr Gbl Upstm Nat Res Indx Fd GUNR (Trust #1) — Int/Div
MFB Northern FDS Global Real Estate Index Fd NGREX (Trust #1) — Int/Div
MFB Northern Mid Cap Index Fd NOMIX (Trust #1) — Int/Div
MFB Northern Fds Small Cap Index Fd NSIDX (Trust #1) — Int/Div
MFC Flexshr Tr IBOX 3yr Target Duration Tips Index Fd TDTT (Trust #1) — Int/Div
MCF Flexshr Tr Stoxx GLB Broad Infrastructure Index FD (NFRA) — Int/Div — Buy
Co-Trustee, Trust #1
Income — 2016 — Metropolitan Life Insurance Co. (hifetime annuity) — S21.936.00
Income — 2016 — Prudential Life Insurance Co. (lifetime annuity) — $20,652.00
Spouse's income — 2016 — Stare of Alaska - Retirement
Various stocks (including, but not limited to, Centurylink, American Electric, Northrup Grumman, and Fairpoint) accrue additional shares through dividend
reinvestment programs.
Judge Kleinfeld (Person Reporting) is 4 Co-Trustee of a trust (Trust #1). Northern Trust Bank of Florida is the Co-Trustee. Judge Kleinfeld receives income
und has the power to invade principal subject to a stundard. The trust was established pursuant to Judge Kleinfeld's parents’ estate plan, with his children as the
beneficiaries. The descriptions of the assets controlled by the trust are listed in Part VI of the disclosure report, and are followed by a (Trust #1) designation.
Vanguard IRA, Teachers Insurance and Annuity, and Fidelity Investments retirement distributions were deleted from Part 111 B, of the prior year's FDR in
accordance with the Filing Instructions, as the income generating the distributions is included in Part VII.
This report splits the TIAA-CREF Retirement Annuity account into two funds (lines 18 and 19). The 2015 FDR had them grouped together as one.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.