Andrew Jay Kleinfeld

2016Annual

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Pull out the substance of this filing.

What was filed

  • 48

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 1

    spouse income

Named parties

  • Trust #1
  • Metropolitan Life Insurance Co. (hifetime annuity)
  • Prudential Life Insurance Co. (lifetime annuity)
  • Stare of Alaska - Retirement

As filed

Morgan Stanley - Money Mkt Account — Int/Div

Radio Shack Common Stock — Int/Div

Deutsche CROC Intemational Fund - A — Int/Div

Keogh Plan - Administered by ABA Stable Asset Return Fund — Int/Div

Keogh Plan - Administered by ABA Balanced Fund — Int/Div

Black Rock Total Return Fund — Int/Div

IRA Rollover Plan w/ Vanguard Tot Intl Stock Ix Admiral — Int/Div

IRA Rollover Plan w /Vanguard Total Stock Mkt Idx Adm — Int/Div

403(b) Plan w /Vanguard Total Int'l Stock Ix Inv — Int/Div

403(b) Plan w /Vanguard Total Stock Mkt Idx Inv — Int/Div

Centuryvimk Common Stock, was Qwest — Int/Div

Am Elect Power Common Stock — Int/Div

Northrop Grumman, Common Stock — Int/Div

Denali State Bank Accounts — Interest

US. Savings Bonds (Trust £1) — Interest — Sold (part)

MetLife Policyholder Trust (MetLife Stock) — Int/Div

Northern Income Equity Fund NOIEX (Trust #1) — Int/Div

TIAA-CREF Retirement Annuity TIAA Traditional — Int/Div

TIAA-CREF Retirement Annuity Cref Sock RrR2 — Int/Div

Northern Money Mrt Account (Trust £1) — Interest

Transamerica Whole Life Policy — Interest

Transamerica Whole Life Policy — Interest

Wells-Evergreen Money Market — Interest

Fidelity Investments Deferred Comp Fid Balanced K — Interest

Fairpoint Commurmcation, Inc Stock — Int/Div

Signator Financial Services (Formerly Symetra Invest Serv) Cash Acct — Interest

Amencan Funds Euro Growth Fund AEGFX — Int/Div — Buy (add'l)

Fairhome Fund FAIRX — Int/Div — Sold

First Eagle Sogen Fds SGIIX — Int/Div — Buy (add'l)

Growth Fnd America GFAFX — Int/Div

Legg Mason Ptrs Equity Tr SAGYX — Int/Div — Sold (part)

Looms Sayles Invt Fds Bond Fd LBSRX — Int/Div

PIMCO FDS Pac Invt Mgmt Ser Total Return Fd Inst] Cl PTTRX — Int/Div

Davis NY Venture Fd Inc C1 Y DNVYX — Int/Div

Vanguard dex tr mid cap index fd admiral sh VIMAX — Int/Div — Buy (add'l)

MFO Vanguard Fixed Inc Secs VIPSX (Trust #1) — Int/Div

MFC Ishares Tr MSC Emerg Mks EEM (Trust #1) — Int/Div

MFB N Funds Stk Index Fd NOSIX (Trust # — Int/Div

Frontier Communications Common Stock — Int/Div

Huntington Ingalls Industries Stock — Int/Div

MFC Shares Tr Barclays Fd CSJ (Trust £1) — Int/Div

MCF Shares TR MSCI EAFE ETF EFA (Trust #1) — Int/Div

MCF Flexshr TR Momingstr Gbl Upstm Nat Res Indx Fd GUNR (Trust #1) — Int/Div

MFB Northern FDS Global Real Estate Index Fd NGREX (Trust #1) — Int/Div

MFB Northern Mid Cap Index Fd NOMIX (Trust #1) — Int/Div

MFB Northern Fds Small Cap Index Fd NSIDX (Trust #1) — Int/Div

MFC Flexshr Tr IBOX 3yr Target Duration Tips Index Fd TDTT (Trust #1) — Int/Div

MCF Flexshr Tr Stoxx GLB Broad Infrastructure Index FD (NFRA) — Int/Div — Buy

Co-Trustee, Trust #1

Income — 2016 — Metropolitan Life Insurance Co. (hifetime annuity) — S21.936.00

Income — 2016 — Prudential Life Insurance Co. (lifetime annuity) — $20,652.00

Spouse's income — 2016 — Stare of Alaska - Retirement

Various stocks (including, but not limited to, Centurylink, American Electric, Northrup Grumman, and Fairpoint) accrue additional shares through dividend

reinvestment programs.

Judge Kleinfeld (Person Reporting) is 4 Co-Trustee of a trust (Trust #1). Northern Trust Bank of Florida is the Co-Trustee. Judge Kleinfeld receives income

und has the power to invade principal subject to a stundard. The trust was established pursuant to Judge Kleinfeld's parents’ estate plan, with his children as the

beneficiaries. The descriptions of the assets controlled by the trust are listed in Part VI of the disclosure report, and are followed by a (Trust #1) designation.

Vanguard IRA, Teachers Insurance and Annuity, and Fidelity Investments retirement distributions were deleted from Part 111 B, of the prior year's FDR in

accordance with the Filing Instructions, as the income generating the distributions is included in Part VII.

This report splits the TIAA-CREF Retirement Annuity account into two funds (lines 18 and 19). The 2015 FDR had them grouped together as one.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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