David R. Herndon

Schlumberger LTD

First Clover Leaf Bank checking acct — Interest

Bank of Edwardsville Checking account — Interest — Open

IRA Account Pershing IRA Account — Int/Div — listed below

IRA) Jarden Corp Sr Sub Nt 7.5% 5/1/17

IRA) First Horizon Natl Corp

IRA) First Horizon Natl Corp — from line $) — pd m fractional sh

IRA) Fractional Kinder Morgan Mgmt — from line 1H — pd in fractional sh

IRA) Fractional Kinder Morgan Mgmt — from line 10) — Svilue until fruction=1

IRA) Fractional Kinder Morgan Mgmt — from Ime 10) — pd m fractional sh

IRA) Kinder Morgan Mgmt

IRA) Ebay Inc Com — Buy

IRA) Ebay Inc Com — Buy (add'l)

IRA) MicroSoft Corp — Sold (part)

IRA) MicroSoft Corp — Sold

IRA) ProShares UltraShort Lehman 20+ TBT — Sold

IRA) Omnicom Group Inc

IRA) TransOcean LTD — Sold

IRA) Annaly Cap Mgmt Inc REIT — Buy (add'l)

IRA) Pershing Prime Money Market — Closed — Pershing MM for

IRA) Drevfus Treasury Prime MM — Open — Treasury Prime MM

TRUST #1 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — encral MNY MKT

Dreyfus Treasury Prime Inv MM — Open — Dreyfus Treasury MM

Fed Home Loan Bks Step up PY 2021 923/11 — Buy

Fed Natl Mtg Assn Med Term Notes 1% — Buy — below tor redemption

Fed Natl Mtg Assn Med Term Notes 1% — Redeemed — same penod

Lower Colo River Auth Trans 5/15/2011 S250, — Redeemed

Puerto Rico Mun Fin Agy G/O 8/1/2011 — Redeemed

Austin Tex G/O Pub Impt 8/15/01 5% — Redeemed

Jackson Caty Mo Spl Oblig Truman Sports

Deschutes Cnty Ore Sch Dist 5.25%

State Pub Sch Bldg Auth PA Sch Rev £.25% — Buy

West Chester PA Area Sch Dist Ser A 5% 106 — Buy

Cook Cnty ILL G/O Ridg-Ser 5.25%

Houston Tex Ll Sys Rev Rfdg Comb First — Buy

Connecticut St Ser C 5% 11/121 B/E

Hampton VA Pub Impt-Ser A Fgic-Mbia [0g

Indiana Univ Revs Student Fee Ser S 5% 221/08 — Buy

Metropolitan Govt Nashville Davidson 5% 4724007

Metropolitan Govt Nashville Davidson 5% 31208 — Buy

Chicago ILL Sales Tax Rev Sale 5%

Virginia St Res Auth Clean Wir 6/13/04 [04

Humble Tex Indpt Sch Dist Sch Bldg 5% 21/06 — Buy

Victoria Tex Indpt Sch Dist Sch Bldg 5% «1507 — Buy

Missouri St Brd Pub Bldgs Spl Oblg 4.5%

North Carolina St Pub Impt Ser A 5% 414/10 — Buy

Dallas Tex Wirwks Swr Sys rev Rfdg Impt <o0 4/1/06 — Buy

Umon Planters Corp Sub NT 7.75% — Matured

Marriott Int] Inc 6/1406 6.2% — Sold

Morgan Stanley Sr NTS 5.75% — Sold

Sally Hidgs LLC/Sally cap inc st sub 10.5% — Buy — below tor redemption

Sally Hldgs LLC/Sally cap inc st sub 10.5% — Redeemed — same penod

Jarden Corp SR Sub Nt 7.5%

Southwestern Energy Co Med Term Notes 7.125%

Accenture PLC Ireland Shs C1 A ACN — Sold (part)

Accenture PLC Ireland Shs C1 A ACN — Sold (part)

American Tower Corp

Apple Inc

Automatic Data Processing Inc Com — Sold

Bank of America Corp

BoozAllen Hamilton Hldg Corp C1 A — Buy (add'l)

Chesapeake Energy Corp — Sold (part)

Chesapeake Energy Corp — Sold (part)

Church & Dwight Co Inc — Sold (part) — split 06/07/11

Colgate Palmolive Co

Walt Disney Co Holding Co — Sold (part)

Walt Disney Co Holding Co — Sold

EMC Corp (Mass) Com — Buy

EMC Corp (Mass) Com — Buy (add'l)

EMC Corp (Mass) Com — Buy (add'l)

Omnicom Group Inc

Energy Transfer Partners L.P

Emterprise Products Partners L.P

Honeywell Intl Inc — Sold (part)

IShares Trust MSCI Emerging Markets Index EEM

JPMorgan Chase & Co — Sold

Jarden Corp Com — Buy

Jarden Corp Com — Buy (add'l)

Kinder Morgan Energy Partners

Lowes Companies Inc

Markwest Energy Partners L.P

McGraw Hill Companies — Sold

Microsoft Corp — Sold (part)

Microsoft Corp — Sold

Newell Rubbermaid Inc Com — Buy (add'l)

Plains All American Pipeline LP

Proshares UltraShort Lehman 20+ vr TBT — Sold

Schlumberger LTD

Target Corp — Sold

TrunsOcean LTD — Sold

Thermo Fisher Scientific Inc — Sold

Vale S A Spons ADR — Sold

Verizon Communications Com — Buy

Waters Corp Com — Buy

Waters Corp Com — Buy (add'l)

Williams Partners L.P

Amnaly Cap Mgmt Inc Com — Buy

GreenHaven Continuous Commodity Index Fd — Buy

SPDR GOLD Tr Gold Shs — Buy

SPDR GOLD Tr Gold Shs — Buy (add'l)

TRUST #2 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — Pershing MM for

Drefus Treasury Prime MM — Open — Treasury Prime MM

Accenture PLC Ireland Sh Cl A — Sold (part)

American Tower Corp

Apple Inc

Automatic Data Processing Inc Com — Sold

Bank of America Corp

Booz Allen Hamilton Hidg Corp C1 A — Buy (add'l)

Chesapeake Energy Corp — Sold (part)

Church & Dwight Co Inc — Sold (part) — sphit 67/11

Colgate Palmolive Co

Walt Disney Co Holding Co — Sold

EMC Corp (Mass) Com — Buy

EMC Corp (Mass) Com — Buy (add'l)

EMC Corp (Mass) Com — Buy (add'l)

Ebay Inc Com — Buy

Ebay Inc Com — Buy (add'l)

Honeywell Intl Inc

ALPS ETF Tr Alerian Mip Etf — Sold

GreenHaven Continuous Index Fd — Buy

GreenHaven Continuous Index Fd — Buy (add'l) — below tor sale in sume

GreenHaven Continuous Index Fd — Sold — period.

Ishares Tr Barclays TIPS Bd Fd TIP — Sold

Ishares Trust MSCI Emerging Markets Fd EEM — Sold (part)

Ishares Tr FISE Xinhua China 25 Index Fd FX1 — Sold

Ishares Tr S&P Midcap 400 Value Index Fund — Buy (add'l)

Ishares Tr S&P Midcap 400 Value Index Fund — Sold

SPDR Gold Tr Gold Shs — Buy

JPMorgan Chase & Co — Sold

Jarden Corp Com — Buy

Jarden Corp Com — Buy (add'l)

Kinder Morgan Energy Partners LTD partershp

Lowes Companies Inc

McGraw Hill Companies — Sold

MicroSoft Corp — Sold (part)

MicroSoft Corp — Sold

Newell Rubbermaid Inc Com — Buy (add'l)

ProShares UltraShort Lehman20+ year TBT — Sold

Target Corp — Sold

TransOcean LTD — Sold

Thermo Fisher Scientific Inc — Sold

Vale S A Spons ADR — Sold

Venzon Commumcations Com — Buy

Waters Corp Com — Buy

Waters Corp Com — Buy

Wisdom Tree Trust DOO — Sold

Annaly Cap Mgmt Inc Com REIT — Buy

TRUST #3 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — General MNY MKT

Drevfus Treasury Prime Money Market — Open — Dreyfus Treasury Prime

American Tower Corp C1 A

Accenture PLC Ireland Shs Cl A — Sold (part)

Apple Inc

Automatic Data Processing Inc Com — Sold

Bank of America Corp

Booz Allen Hamilton Hidg Corp C1 A — Buy (add'l)

Chesapeake Energy Corp

Church & Dwight Co Inc — Sold (part) — spht 06/07/11

Colgate Palmolive Co

Walt Disney Co Holding Co — Sold

EMC Corp (Mass) Com — Buy

EMC Corp (Mass) Com — Buy (add'l)

EMC Corp (Mass) Com — Buy (add'l)

Ebay Inc Com — Buy

Ebay Inc Com — Buy (add'l)

Honeywell Intl Inc

ALPS ETF Tr Alerian Mlp Etf — Buy (add'l)

GreenHaven Continuous Commodity Index Fd — Buy

Ishares Tr Barclays TIPS BD Fd — Sold

IShares Trust MSC Emerging Markets Index EEM

IShares Tr F1SE Xinhua Hk China 25 Index Fd FXI1 — Sold

IShares Tr S&P Midcap 400 Value Index Fd — Buy (add'l)

IShares Tr S&P Midcap 400 Value Index Fd — Sold (part)

JPMorgan Chase & Co — Sold

Jarden Corp Com — Buy

Jarden Corp Com — Buy (add'l)

Kinder Morgan Energy Partners LP

Lowes Companies Inc

McGraw Hill Companies — Sold

MicroSoft Corp — Sold (part)

MicroSoft Corp — Sold

Newell Rubbermaid Inc Com — Buy (add'l)

ProShares UltraShort Lehman 20+ year TBT — Sold

SPDR Gold Tr Gold Shs — Buy

Omnicom Group Inc

Schlumberger LTD

Target Corp — Sold

TransOcean LTD — Sold

Thermo Fisher Scientific Inc — Sold

Vale S A Spons ADR — Sold

Venzon Commumications Com — Buy

Waters Corp Com — Buy

Waters Corp Com — Buy (add'l)

Wisdom Tree Trust DOO — Sold

Amnaly Cap Mgmt Inc Com — Buy

TRUST #4 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — General MNY MKT

Dreyfus Treasury Prime Inv Sh MM — Open — Dreyfus Treasury MM

ALPS Eff Tr Alenian MLP Etr — Sold (part)

Claymore BNY Bric Exchange Traded Fd — Sold

Claymore Exchange Traded Fd Guggenheim — Buy

GreenHaven Continuous Commodity Index Fd — Buy

IShares Barclays TIPS Bd Fd — Sold

IShares Trust Dow Jones US Telecom 1YZ — Sold

IShares Trust MSCI Emerging Markets Index fd FEM — Sold

IShares Trust MSC Emerging Markets Index fd EEM — Buy

shares Tr Russell Midcap Growth Index Fd — Buy — below for sale m same

Ishares Tr Russell Midcap Growth Index Fd — Sold — period

IShares Tr Russell 2000 Growth Index Fd Wo — Buy — below tor sale mn same

IShares Tr Russell 2000 Growth Index Fd WO — Sold — penod

IShares Tr S&P Midcap 400 Value Index — Buy (add'l)

IShares Tr S&P Midcap 400 Value Index — Buy (add'l)

IShares Tr S&P Midcap 400 Value Index — Buy (add'l)

IShares Tr FTSE Xinhua HK China 25 Index FXI1 — Sold

Select Sector SPDR Amex Utilities Select XLU — Sold

Sector SPDR Trust Industrial XLI — Sold

Sector SPDR Trust Technology XLK — Sold

Sector SPDR Financial XLF — Sold

Select Sector SPDR Trust Energy XLE — Sold

Select Sector SPDR Consumer Discret XLY — Sold

Select Sector SPDR Tr Health Care XLV — Sold

Select SPRD Trust Consumer Staples XLP — Sold

Select Sector SPDR Int Materials XLB — Sold

Powershares QOQQ Tr Limit Ser — Buy

SPDR GOLD Tr Gold Shs — Buy

SPDR GOLD Tr Gold Shs — Sold (part)

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Buy

Vanguard Intl Equity Index Fd Inc FTSE — Buy — below tor sale mn sume

Vanguard Intl Equity Index Fd Inc FTSE — Sold — period

Vanguard Intl Equity Index Fd Inc Emerg Mkts — Buy — below tor sale in same

Vanguard Intl Equity Index Fd Inc Emerg Mkts — Sold — pernod

WisdomTree Trust Top 100 Fd DOO — Sold

TRUST #5 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — General MNY MKT

Drevfus Treasury Prime Inv MM — Open — Dreyfus Treasury MM

ALPS Eff Tr Alenan MLP Ef — Buy (add'l)

Claymore BNY Bric Exchange Traded Fd — Sold

Claymore Exchange Traded Fd Guggenheim — Buy

GreenHaven Continuous Com Index Fd — Buy

IShares Tr Barclays TIPS Bd Fd — Sold

Ishares Trust Dow Jones US Telecomm Sector IYZ — Sold

Ishares Trust MSC Emerging Markets Index Fd EEM — Sold

Ishares Trust MSCI Emerging Markets Index Fd EEM — Buy

IShares Tr Russell Midcap Growth Index — Buy — below tor sale mn same

IShares Tr Russell Midcap Growth Index — Sold — period.

IShares Tr Russell 2000 Growth Index Fd — Buy — below tor sale in same

IShares Tr Russell 2000 Growth Index Fd — Sold — period.

IShares Tr S&P Midcap 400 Value — Buy (add'l)

IShares Tr S&P Midcap 400 Value — Buy (add'l)

IShares Tr S&P Midcap 400 Value — Buy (add'l)

Ishares Tr FISE Xinhua HK China 25 Index FXI1 — Sold

Select Sector SPDR Amex Utilities XLL — Sold

Sector SPDR Trust Shs ben int Industrial XL! — Sold

Sector SPDR Trust Shs ben int Technology XLK — Sold

Sector SPDR Trust Financial XLF — Sold

Select Sector SPDR Trust Shs ben int Energy XLE — Sold

Select Sector SPDR Fund Consumer Discretionary XLY — Sold

Select Sector SPDR Fd Health Care XLV — Sold

Sector SPDR Trust Consumer Staples XLP — Sold

Select Sector SPDR Fd Materials XLB — Sold

Powershares QQQ Tr Lnit Ser — Buy

SPDR GOLD Tr Gold Shs — Buy

SPDR GOLD Tr Gold Shs — Sold (part)

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Buy

Vanguard Intl Equity Index Fd Inc FISE VEU — Buy — below tor sale mn same

Vanguard Intl Equity Index Fd Inc FTSE VEU — Sold — period.

Vanguard Intl Equity Index Fd Emerging Mkts YWO — Buy — below tor sale m same

Vanguard Intl Equity Index Fd Emerging Mkts VWO — Sold — period.

WisdomTree Trust Intl Div 100 Fd DOO — Sold

Trust #6 Pershing Brokerage Account — Int/Div — assets histed below

General MNY MKT Account — Closed — General MNY MKT

Drevfus Treasury Prime lnv MM — Open — Dreyfus Treasury MM

ALPS Etr Tr Alenan MLP Etf — Buy (add'l)

Claymore BNY Bric Exchange Traded Fd — Sold

Claymore Exchange Traded Fd Guggenheim — Buy

GreenHaven Continuous Commodity Index Fd — Buy

Ishares Trust MSC Emerging Markets Index EEM — Sold

Ishares Trust MSCI Emerging Markets Index EEM — Buy

Ishares Tr FTSE Xinhua HK China 25 Index Fd FXI1 — Sold

IShares Tr Russell Midcap Growth Index Fd — Buy — below for sale sume

IShares Tr Russell Midcap Growth Index Fd — Sold — penod

IShares Tr Russell 2000 Growth Index Fd — Buy — below tor sale mn same

IShares Tr Russell 2000 Growth Index Fd — Sold — period.

IShares Tr S&P MidCap 400 Value — Buy (add'l)

IShares Tr S&P MidCap 400 Value — Buy (add'l)

PowerShares QQQ Tr Unit Ser — Buy

SPDR GOLD Tr Gold Shs — Buy

SPDR GOLD Tr Gold Shs — Sold (part)

SPDR S&P MidCap 400 ETF Tr Unit Ser — Buy

Vanguard Intl Equity Index Fd Inc FISE — Buy — below tor sale mn same

Vanguard Intl Equity Index Fd Inc FTSE — Sold — period.

Vanguard Intl Equity Index Fds Emerging Mkts — Buy — below tor sale mn same

Vanguard Intl Equity Index Fds Emerging Mkts — Sold — period.

Standard & Poors Depository Receipts SPDRS SPY — Sold

WisdomTree Tr Intl Divid Ex Finls Fd — Sold

Trustee, Trust #1, Assets No 21-99

Trustee, Trust #2, Assets No 100-149

Trustee, Trust #3, Assets No 150-197

Reimbursement — American Conterence Institute — April 14-15, 2011 — San Francisco, CA — Speaker at Education Seminar — hotel (direct billed) and halt of airfare reimbursed S287

Reimbursement — American Conference Institute — May 17-18, 2011 — Philadelphia, PA — Speaker at Education Seminar — hotel (direct billed) and airfare reimbursement S179

Reimbursement — American Conference Institute — Dec 67,2011 — New York, NY — Speaker at Education Seminar — hotel (direct billed) and half of airfare $471

Reimbursement — Dispute Resolution Institute — Dec 8-9. 2011 — Philadelphia, PA — Speaker at Education Seminar — hotel {direct billed) and half of airfare $628

General Money Market Account changed to Dreyfus Treasury Prime Inv Money Market Account

IRA account summarized on fine 19-20

Trust #1 on ling 22-23

Trust #2 on line 101-102

Trust #3 on line 151-152

Trust #4 on line 199-200

Trust #5 on line 236-237

Trust #6 on ling 273-274

Limes 20, 23, 102, 152, 200, 237, 274 Dreyfus Treasury Prime Inv Money Market Account was used as a vehicle to hold cash equivalent assets for purchase of

other investments and to place sale proceeds pending other investments, Consequently, money moved in and out of these accounts with great frequency and no

attempt was made to distinguish each transaction unless specifically requested,

Lme 6 fractional shares of First Horizon National Corp: Instead of paying cash dividends, First Horizon issued fractional shares of stock. The fractional shares

have no monetary value and no market until they accumulate to equal a full share

Lines 7-9 fractional shares of Kinder Morgan Mgmt: Instead of paying cash dividends, Kinder Morgan issued fractional shares of stock. The fractional shares

have no monetary value and no market until they accumulate to equal a full share.

All trust assets are accounted for herein. According to your instructions, the aggregate income and values were reported on lines 21, 100, 150, 198, 235 and 272.

Identification of the trusts was omitted for security purposes, but will be provided if requested. Naturally, the records of cach individual trust are available for the

committee's iNSPEction upon request.