Nancy Friedman Atlas

Amencan Public Education Inc — None — Sold

Applied Materials Inc. (AMAT) — Int/Div — Buy

Applied Materials Inc. (AMAT) — Buy (add'l)

Applied Materials Inc. (AMAT) — Sold

BBVA Compass Bank, Houston TX — None

AXA Equitable Universal Life Insurance — None

BAIDU Inc. ADR{ BIDU) — None — Sold (part)

BAIDU Inc. ADR{ BIDU) — Sold

BAIDU-Option to let buyer buy part of shares (X) — None — Sold

BAIDU-Option closing line 9 — None — Buy

BBVA Compass Bank, Houston, TX — Interest

Berkshire Hathaway Inc. Del CL B (BRK. B) — None — Buy (add'l)

Berkshire Hathaway Inc. Del CL B (BRK. B) — Sold

Blackrock Muni Int. Dur Fund Inc. (MUD — Int/Div — Buy

Blackrock Muni Int. Dur Fund Inc. (MUD — Buy (add'l)

Blackrock Muni Int. Dur Fund Inc. (MUD — Buy (add'l)

Blackrock Muni Int. Dur Fund Inc. (MUD — Sold

Blind Squirrel Partners LLC — Rovalty — Buy (add'l)

Blind Squirrel Partners LLC — Buy (add'l)

Cisco Systems Inc. (CSCO) — Int/Div — Sold (part)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Sold

Cisco-Option to let buyer buy part of shares (X)y) — None — Sold

Diamond Castle Partner IV. L.P. (FN 1) — Int/Div

Diamond Castle Partner IV, Offshore Fund, LP — Int/Div

Dreyfus Appreciation Fund (FN 2) — Int/Div

Enterprise Products Partmers LP (EPD) — Int/Div — Sold

Epiphany Community Nursery School Loan (FN ID — Interest

29

Exxon Mobil Corp. (XOM) — Int/Div — Sold

Google Ine. CL A (GOOG) — None — Buy (add'l)

Google Ine. CL A (GOOG) — Sold

Google-Option to let buyer buy part of shares (X)(Y) — Sold

Google-Option to let buyer buy part of shares (X)(Y) — Sold

IRA #1 (FN14) — Int/Div

IRA #1: Aberdeen Asia-Pacific Income Fund Inc, (FAX) — Buy

IRA #1: Applied Materials Inc. (AMAT) — Buy

IRA #1: Applied Materials Inc. (AMAT) — Buy (add'l)

IRA #1: Applied Materials Inc. (AMAT) — Buy (add'l)

IRA #1: Applied Materials Inc. (AMAT) — Buy (add'l)

IRA #1: Applied Materials Inc. (AMAT) — Buy (add'l)

IRA #1: Baker Hughes Inc. (BHI) — Sold

IRA #1: Berkshire Hathaway Inc. (BAM)

IRA #1: Berkshire-Option to let buyer buy part (X) (FN12) — Sold

IRA #1: Blackrock Build America Bd Tr (BBN) — Buy

IRA #1: Blackrock Build America Bd Tr (BBN) — Buy (add'l)

IRA #1: Brookfield Asset Management Inc. (BAM) — Sold

IRA #1: Camden Ppty TR SH Ben Int (CPT) — Buy

IRA #1: Camden Ppty TR SH Ben Int (CPT) — Sold

IRA #1: Cisco Systems Inc. (CSCO) — Sold (part)

IRA #1: Cisco Systems Inc. (CSCO) — Buy (add'l)

IRA #1: Cisco Systems Inc. (CSCO) — Buy (add'l)

IRA #1: Cisco Systems Inc. (CSCO) — Sold (part)

IRA #1: Cisco Systems Inc. (CSCO) Option (FN 3) — Buy

IRA #1:Cisco-Option to let buyer buy part of shares (XXY) — Sold

IRA #1: Coming Inc. (GLW) — Buy

IRA #1: Coming Inc. (GLW) — Sold

IRA #1: Eaton Vance Float Rate Inc. TR Closed End Fd (EFT) — Buy

IRA #1: Eaton Vance Float Rate Inc. TR Closed End Fd (EFT) — Buy (add'l)

IRA #1; Excelon Corp. (EXC) — Buy (add'l)

IRA #1; Excelon Corp. (EXC) — Buy (add'l)

IRA #1: Exxon Mobil Corp, (XOM) — Sold (part)

IRA #1: Exxon Mobil Corp, (XOM) — Sold

IRA #1: Exxon Mobil Corp, (XOM) Option (FN 4) — Buy

IRA #1: Guggenheim Build America BDS (GBAB) — Sold

IRA 21: Intel Corp. (INTC) — Sold (part)

IRA 21: Intel Corp. (INTC) — Sold

IRA #1: John Hancock PFD - Income II. Closed End Fund (HPF) — Sold

IRA #1: John Hancock Premium Div. Fund ETF (PDT — Buy (add'l)

IRA #1: John Hancock Premium Div. Fund ETF (PDT — Sold (part)

IRA #1: John Hancock Premium Div. Fund ETF (PDT — Sold

IRA #1: Johnson & Johnson (JNJ) — Sold (part)

IRA #1: Johnson & Johnson (JNJ) — Sold

IRA #1: Johnson & Johnson (JNJ) Option 1X yy — Sold

IRA #1: Johnson Controls Inc. JChH — Buy (add'l)

IRA #1: Johnson Controls Inc. JChH — Buy (add'l)

IRA #1: Johnson Controls Inc. JChH — Buy (add'l)

IRA #1: Matthews Intl FDS-Asia Dividend FD (MAPIX) — Buy (add'l)

IRA #1: MFA Financial Inc. REITS (MFA) — Buy (add'l)

IRA #1: Microsoft Corp. (MSFT) — Sold

IRA #1: National Oilwell Varco Inc INOV) — Sold (part)

IRA #1: National Oilwell Varco Inc INOV) — Buy

IRA #1: National Oilwell Varco Inc INOV) — Sold (part)

IRA #1: National Oilwell Varco Inc INOV) — Buy (add'l)

IRA #1: National Oilwell Varco Inc INOV) — Sold

IRA #1: National Oilwell Varco (NOV) Option (X) (Y) — Sold

IRA #1: National Retail Properties Inc INNN)

IRA #1: Nuveen Fltg Rate Incm Oppty FD JRO) — Buy

IRA #1: Nuveen Fltg Rate Incm Oppty FD JRO) — Buy (add'l)

IRA #1: Nuveen Fltg Rate Incm Oppty FD JRO) — Buy (add'l)

IRA #1: Nuveen Fltg Rate Incm Oppty FD JRO) — Buy (add'l)

IRA #1: Nuveen Fltg Rate Incm Oppty FD JRO) — Buy (add'l)

IRA #1: Pepsico Inc. (PEP) — Sold

IRA #1: Proctor Gamble Co. (PG) — Sold (part)

IRA #1: Proctor Gamble Co. (PG) — Sold

IRA #1: Redwood Trust (RWT) — Buy (add'l)

IRA #1: Stratton FDS Inc. Small-Cap YLD (STSCX) — Buy

IRA #1: Taiwan Semiconductor (TSM) — Sold (part)

IRA #1: Taiwan Semiconductor (TSM) — Sold (part)

IRA #1: Taiwan Semiconductor (TSM) — Sold

IRA #1: TD Ameritrade Money Market Acct,

IRA #1: United Parcel Service (UPS) — Buy (add'l)

IRA #1: United Parcel Service (UPS) — Buy (add'l)

IRA #1: United Parcel-Option to let buyer buy shares (X) — Sold

IRA #1: Verizon Communications COM VZ) — Buy

IRA #1: Vodaphone Group PLC ADR (von — Sold

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Buy (add'l)

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Buy (add'l)

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Sold (part)

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Sold (part)

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Sold (part)

IRA #1: Western Asset Emerging Markets Debt Fund (EDS) — Sold

IRA #1: XILINX Inc. (XLNX) — Sold

IRA #1: XILINX-Closmg out 12/1/11 option sell (FN §) — Buy

IRA #2 (FN14) — Int/Div

IRA #2: GLD-MFC SPDR Gold TR Gold SHS — Buy

IRA #2: GUNR-MFC Flexshares TR Morningstar Global Upstream — Buy

IRA #2: NGREX-MFB Northern FDS Global Real Estate Index FD — Buy

IRA #2: NHFIX-MFB Northern Hi Yield Fxd Inc FD — Buy

IRA #2: NMHYX-MFB Northern Funds Multi Manager High Yield — Buy

IRA #2: NMHYX-MFB Northern Funds Multi Manager High Yield — Sold (part)

IRA #2: NMHYX-MFB Northern Funds Multi Manager High Yield — Sold

IRA #2: NMIEX-MFB Northern Multi: Manager Intl Equity Fund — Buy

IRA #2: NMIEX-MFB Northern Multi: Manager Intl Equity Fund — Sold

IRA #2: NMMCX-MFB Northern Multi: Manager Mid Cap fund — Buy

IRA #2: NMMCX-MFB Northern Multi: Manager Mid Cap fund — Sold

IRA #2: NMMEX-MFB Northern FDS Multi-Manager Emerging Mkts — Buy

IRA #2: NMMEX-MFB Northern FDS Multi-Manager Emerging Mkts — Buy (add'l)

IRA #2: NMMEX-MFB Northern FDS Multi-Manager Emerging Mkts — Sold

IRA #2: NMMGX-MFB Northern FDS Multi-Manager Global Real — Buy

IRA #2: NMMGX-MFB Northern FDS Multi-Manager Global Real — Sold

IRA #2: NMMSX-MFB Northern Mult: Manager Small Cap Fund — Buy

IRA #2: NMMSX-MFB Northern Mult: Manager Small Cap Fund — Sold

IRA #2: NOBOX-MFB Northen FDS BD Index FD — Buy

IRA #2: NOBOX-MFB Northen FDS BD Index FD — Buy (add'l)

IRA #2: NOEMX-MFB Northen FDS Emerging Mkts Equity Index — Buy

IRA #2: NOFIX-MFB Northern FDS Fixed Income FD — Buy

IRA #2: NOFIX-MFB Northern FDS Fixed Income FD — Sold

IRA #2: NOINX-MFB Northern Int] Equity Index FD — Buy

IRA #2:NOMIX-MFB Northern Mid Cap Index FD — Buy

IRA #2: NORXX-MFB Northern Funds Money Market Fund — Buy

IRA #2: NOSIX-MFB Northern FDS STK Index FD — Buy

IRA #2: NOSIX-MFB Northern FDS STK Index FD — Sold (part)

IRA #2: NSGRX-MFB Norther Funds Small Cap Core Fund — Buy

IRA #2: NSGRX-MFB Norther Funds Small Cap Core Fund — Sold

IRA #2: NSIDX-MFB Northern FDS Small Cap Index FD — Buy

IRA #2: NUSFX-Northern FDS Ultra Short Fixed Income FD — Buy

IRA #2: PCRIX-MFO Pimco FDS Pac Invi Mgmt Ser Commodity — Buy

IRA #2: TDTF-MFC Flexshares TR IBOXX 5 Yr Target Duration — Buy

IRA #2: TDT1-MFC Flexshares TR IBOXX 3 Yr Target Duration — Buy

IRA #3 (FN14) — Int/Div

IRA #3: Vanguard 500 Index Fund — Sold

IRA #3: Vanguard Treasury Money Market Fnd — Sold

IRA #4: Vanguard Treasury Money Market Fund — Interest — Sold

IRA #5: Vanguard Small Cap Index Fund — Int/Div — Buy (add'l)

Ishares MSCI Singapore (EWS) — Int/Div — Sold

I't1 Hartford Annuity — None — Closed

Johnson Controls Inc. (JCI — Int/Div — Buy (add'l)

Johnson Controls Inc. (JCI — Sold

Kinder Morgan Inc — Int/Div

NOMIX: MFB Northern Mid Cap Index FD — Buy

Magellan Midstream Partners (MMP) — istmbution — Buy (add'l)

Magellan Midstream Partners (MMP) — Sold (part)

Magellan Midstream Partners (MMP) — Sold

Matthews Intl FDS-Asia Dividend FD IMAPIX) — Int/Div — Sold

MetLife Investors Group Inc — None — Closed

Mylan Inc. (MYL) — None — Buy (add'l)

Mylan Inc. (MYL) — Sold

Nexus Members 1999 Drilling Fund LLLP (XxX) — None

Nexus Resources LLC Preferred — Rovalty

Nuveen Dividend Advantage Muni Income Fund (NVG) — Interest — Buy

Nuveen Dividend Advantage Muni Income Fund (NVG) — Buy (add'l)

Nuveen Dividend Advantage Muni Income Fund (NVG) — Buy (add'l)

Nuveen Dividend Advantage Muni Income Fund (NVG) — Sold

Real Property, Travis County, TX — Rent

Redwood Trust (RWT) — Int/Div — Sold

Roth IRA #1 — Int/Div

Roth IRA : Vanguard Small Cap Index Fund

Roth IRA: Vanguard Treasury Money Market Fund

Roth IRA Rollover: Vanguard 500 Index Fund

Taiwan Semiconductor (TSM) — None — Sold

TD Ameritrade Money Market Acct — Interest

TPG Partners V. L.P_(FN 6) — Int/Div

mmm 401(K) PIMCO Total Ret-Inst (FN 7) — Interest

mom 401(K) Vanguard Infl-Prot Secs (FN bY — Interest — Sold (part)

mam 401(K) Vanguard Institutional Index (FN) — Int/Div

mmm 401(K) Vanguard Mid Cap Index (FN 'T) — Int/Div

mmm 401(K) Vanguard Total International Stock Index (FN T) — Int/Div — Buy (add'l)

Vanguard Federal Money Market Fund — Interest — Sold

Vanguard Prime Money Market Fund — Interest — Sold

Vanguard Treasury Money Market Fund — Interest — Sold (part)

Vanguard Treasury Money Market Fund — Sold

mmm Pension Plan (FN 8) — None

Wegoma Berkshire VII, L.P. (FN 9) — Int/Div

WG&M Capital Account — Interest — Sold (part)

TRLST 1 — Int/Div

Dreyfus Appreciation Fund (FN 2)

TRLST2 — Int/Div

BBVA Compass Bank, Houston, TX Acct. #4

GLD: MFC Spdr Gold Tr Gold Shs — Buy (add'l)

GUNR: MFC Flexshares TR Morningstar Global Upstream Nat,

NGREX: MFB Northern FDS Global Real Estate Index — Buy

NHFIX: MFB Northern High Yield Fixed Income — Buy (add'l)

NHFIX: MFB Northern High Yield Fixed Income — Buy (add'l)

NHFIX: MFB Northern High Yield Fixed Income — Sold (part)

NHYMX: MFB Northern Funds High Yield Municipal Fund — Sold

NMIEX: MFB Northern Multi-Manager Intl Equity — Sold

NMMCX: MFB Northern Multi-Manager Mid Cap — Sold

NMMEX: MFB Northern Funds Multi: Manager Emerging Mkis Equi — Buy (add'l)

NMMEX: MFB Northern Funds Multi: Manager Emerging Mkis Equi — Buy (add'l)

NMMEX: MFB Northern Funds Multi: Manager Emerging Mkis Equi — Sold

NMMGX: MFB Northern Funds Multi. Manager Global Real Estate — Buy (add'l)

NMMGX: MFB Northern Funds Multi. Manager Global Real Estate — Sold

NMMLX: MFB Northern Funds Mul: Manager Large Cap — Sold (part)

NMMLX: MFB Northern Funds Mul: Manager Large Cap — Sold (part)

NMMLX: MFB Northern Funds Mul: Manager Large Cap — Sold

NMMSX: MFB Northern Multi-Manager Small Cap — Sold

NOEMX: MFB Northern FDS Emerging Mkts Equity Index FD — Buy

NOINX: MFB Norther Intl Equity Index FD — Buy

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Sold (part)

NOMXX: MFB Northern Funds Mun Money Mkt

NOSIX: MFB Northern FDS Stk Index FD — Buy

NSGRX: MFB Northern Funds Small Cap Core — Sold

NSIDX: MFB Northern FDS Small Cap Index FD — Buy

NTAUX: MFB Norther FDS Tax Advantaged Ultra Short Fixed — Buy

PCRIX: MFO Pimeo FDS PAC Invt Mgmt Ser Commodity Real Retu

TDTF: MFC Flexshares Tr IBOXX § yr Target Duration TIPS In

TD 1: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS In

Vanguard Small-Cap Index Fund — Sold

TRUST — Int/Div

BBVA Compass Bank, Houston, TX Acct. EY

GLD: MFC Spdr Gold Tr Gold Shs — Buy (add'l)

GUNR: MFC Flexshares TR Morningstar Global Upstream Nat, R

NGREX: MFB Northern FDS Global RealEstate Index — Buy

NHFIX: MFB Northern High Yield Fixed Income Fund — Buy (add'l)

NHFIX: MFB Northern High Yield Fixed Income Fund — Buy (add'l)

NHFIX: MFB Northern High Yield Fixed Income Fund — Sold (part)

NHYMX: MFB Northern Funds High Yield Municipal Fund — Sold

NMIEX: MFB Northern Multi-Manages Intl Equity Fund — Sold

NMMCX: MFB Northern Multi-Manager Mid Cap Fund — Sold

NMMEX: MFB Northern Funds Multi Manager Emerging Mkts Equi — Buy (add'l)

NMMEX: MFB Northern Funds Multi Manager Emerging Mkts Equi — Buy (add'l)

NMMEX: MFB Northern Funds Multi Manager Emerging Mkts Equi — Sold

NMMGX: MFB Northern Funds Multi Manager Global Real Estate — Buy (add'l)

NMMGX: MFB Northern Funds Multi Manager Global Real Estate — Sold

NMMLX: MFB Northern Funds Mult: Manager Large Cap — Sold (part)

NMMLX: MFB Northern Funds Mult: Manager Large Cap — Sold (part)

NMMLX: MFB Northern Funds Mult: Manager Large Cap — Sold

NMMSX: MFB Northern Multi-Manager Small Cap Fund — Sold

NOEMX: MFB Northern FDS Emerging Mkts Equity Index Inde FD — Buy

NOINX: MFB Northern Intl Equity Index FD — Buy

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Sold (part)

NOMIX: MFB Northern Mid Cap Index FD — Buy

NOMXX: MFB Norther Funds Mun Money Mkt Fund

NOSIX: MFB Northern FDS Stk Index FD — Buy

NSGRX: MFB Northern Funds Small Cap Core Fund — Sold

NSIDX: MFB Northern FDS Small Cap Index FD — Buy

NTAUX: MFB Norther FDS Tax Advantaged Ultra Short Fixed — Buy

PCRIX: MFO Pimco Funds PAC lnvt Mgmt Ser Commodity Real Re

TDTF: MFC Flexshares Tr IBOXX § yr Target Duration TIPS In

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS In

Vanguard Small-Cap Index Fund — Sold

TRLST4 — None

BBVA Compass Bank, Houston, TX Acct. Wwe

Pacific Life Ins, Co.: Mercury Equity Index Fund (FN 10)

TRLSTS — Int/Div

American General Life Ins. Co. (Universal Life Ins.)

Lincoln National Life Ins. Co. {Universal Life Ins.)

Vanguard 500 Index Fund (was Vanguard Index Trust S00 Portf

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Council Member and Task Force Member, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $99.00

Reimbursement — University of Texas — 0307/12 — Austin, TX — Community Fellows Program — ransportanon

Reimbursement — New York University — 03/29/12-03/31/12 — New York, NY — Admitted Students Program — transportation, lodging

Reimbursement — American Bar Association, Section of Litigation — O04 18/12-0421/12 — Washington, DX — Section Annual Coanterence — trunsportation, lodging, meals

Reimbursement — American Bar Association, : Section of Litigation — 06/21/12-06/23/12 — San Juan, PR — Spring Leadership Conference — ransportanon, lodging, meals

Reimbursement — American Bar Association, } Section of Litigation — 09/27/12409/29/12 — St, Louis, MO — Fall Leadership Conference — transportation, lodging, meals

Section V Notes:

(1) A few times cach year, friends invite my spouse and me to sit with them at tables they have purchased at charity events. We occasionally invite friends to do

the sume, i.e. Join us at tables we have purchased for charity events. Since my confirmation, cach time a friend has invited us to sit at his/her table, my husband

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table,

Section VII Notes:

(1) Diamond Castle Partner IV, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category J

on 10/10/12.

(2) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust | is automatically swept into and invested in the Dreyfus

Appreciation Fund held in my personal account.

(3) This closed the item at line 49 in the 2011 report,

(4) This closed the item at line 62 in the 2011 report.

(5) This closed the item at line 136 in the 2011 report.

(6) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category J on

05/24/12.

(7) Although my spouse left the employ of IE in 2006, he continues to participate in the [Js Retirement Plans A and

B. These are individual account defined contribution plans qual

under LR.C. Section 401 (a). The contributions by the firm were fixed during my spouse's

employment by the firm. Retirement Plan A has a sulary reduction LR.C. Section 401(k) feature. The Trustee of the Plan is JPMorgan Chase Bank, N.A_,

Houston, Texas. My husband hus no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution

component as to which he has the liminted discretion to choose any of a number of funds that are available. These funds are managed by outside mvestment

advisors. | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on

sale of shares in the fund. JP Morgan Chase informed my spouse that they cannot provide me with this information,

(8) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by my husband's former law firm.

(9) Wegoma Berkshire VII, LP. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category A on

02/10, 5/21, und 6/25/12 and category B on 11/07, and 12/14/12.

(10) Pacific Life Insurance Co. says that it cannot provide the income for any year. Company representatives state that because | hold an interest in an index fund

in which the cash value of an insurance policy has been invested. and not an individual taxable investment, there are no individual dividends or realized gains

to report; all that is reported are gains or losses to the policy cash value. In addition, the company states, under applicable government regulations, an insurance

policy is considered an asset, not an investment,

(11) A loan of K was made to this entity on 1/12/12; it was repaid in full on 5/31/12.

(12) This option was an open position at the end of 2012,

(13) The entry on line 162 (2011) F.D.R. was a personal loan that was fully paid during 2011.

(14) The assets listed in IRA's #1-3 were listed in the 2011 report but have been sorted into separate IRA's in 2012 for ease of reporting. This involves no

reportable transactions,