Earl Leroy Yeakel 3

SCHW Common Stock — Int/Div

CVX Common Stock — Int/Div — Buy (add'l)

CVX Common Stock — Sold (part)

CC Common Stock — Int/Div — Sold

DELL Common Stock — Int/Div — Sold

XOM Common Stock — Int/Div

F Common Stock — Int/Div

JPM Common Stock — Int/Div — Sold

MSFT Common Stock — Int/Div

Rogers Communications, Inc. Class B Common Stock — Int/Div

Roval Dutch Shell PLC Common Stock — Int/Div

LUV Common Stock — Int/Div

SPND.OB Common Stock — None

DIS Common Stock — Int/Div

Fidelity Blue Chip Growth Mutual Fund — Int/Div

Fidelity Blue Chip Growth Mutual Fund — istnbution

Fidelity China Region Mutual Fund — Int/Div

Fidelity Chma Region Mutual Fund — Iistnbution

Fidelity New Millenium Mutual Fund — Int/Div

Fidelity New Millennium Mutual Fund — istnbution

Fidelity Municipal Money Market Mutual Fund — Interest

Fideltiy Municipal Money Market Mutual Fuind — Distribution

Fidelity US Gov't Reserves Mutual Fund — Int/Div

Vanguard Prime Money Market Mutual Fund — Int/Div — Sold

Vanguard Total Stock Market Index Admiral Mutual Fund — Int/Div — Buy

Prosperity Bank (CD) — Interest

Prosperity Bank (CD) — Interest

Prosperity Bank (Checking) — Interest

Wells Fargo Bank (Checking) — Interest

Wells Fargo Bank (Checking) — Interest

Wells Fargo Bank (Savings) — Interest

AllianceBemstein Growth & Income Fuind Ine Advisor CL (Mutual Fund) — Int/Div — Buy

Alps ETF Tr Alerian MLP — Int/Div — Buy

Alps ETF Tr Alerian MLP — Sold (part)

Alps ETF Tr Alerian MLP — Sold (part)

Alps ETF Tr Alerian MLP — Sold (part)

Altria Group Inc Common Stock — None — Buy

Altria Group Inc Common Stock — Sold (part)

Annaly Capital Management Inc. (Mutual Fund) — Int/Div — Buy

Amnaly Capital Mangement Inc. {Mutual Fund) — Sold (part)

Amnaly Capital Managment Inc. (Mutual Fund) — Sold

Artisan Value Fund (Mutual Fund) — None — Sold

Artisan Funds Inc Global Value Fund Inv Shs (Mutual Fund) — Int/Div — Buy

Artisan Funds Inc Global Value Fund Inv Shs (Mutual Fund) — Distribution — Sold (part)

American Century Diversified Bond Fund (Mutual Fuind) — Int/Div — Sold

American Electric Power Co Inc Common Stock — None — Buy

Bank of Montreal Common Stock — Int/Div — Buy

Bank of Montreal Common Stock — Sold (part)

Bank of Nova Scotia Common Stock — Int/Div — Buy

Bank of Nova Scotia Common Stock — Sold (part)

BCE Inc Common Stock — None — Buy

BCE Inc Common Stock — Sold (part)

CenturyLink Inc Common Stock — Int/Div — Buy

CenturyLink Inc Common Stock — Sold (part)

CenturyLink Inc Common Stock — Sold

Darden Restaurants Inc Common Stock — Int/Div — Buy

Darden Restaurants Inc Common Stock — Sold (part)

Diamond Offshore Drilling Inc Common Stock — None — Buy

Diamond Offshore Drilling Inc Common Stock — Sold (part)

Diamond Offshore Drilling Inc Common Stock — Sold

Dominion Resources Inc VA Common Stock — Int/Div — Buy

Dominion Resources Inc VA Common Stock — Sold (part)

Thomberg Investment Inc. Builder (TIBIX) — Int/Div

Driehaus Mut Fds Select Cr Fds (Mutual Fund) — Int/Div — Buy

Driehaus Mut Fds Select Cr Fds (Mutual Fund) — istmbution

Federated Strategic Value Dividend Fund Inst! (Mutual Fund) — Int/Div — Sold (part)

Federated Strategic Value Dividend Fund Inst] (Mutual Fund) — Distribution

Fidelity Advisor Emerging Markets Income Fund FMKIX — Int/Div

Fidelity Advisor Emerging Markets Income Fund FMKIX — istmbution

Fidelity Advisor Growth Opportunites Mutual Fund-CL 1 — None — Sold (part)

First Eagle US Value Fund CL 1 (Mutual Fund) — Int/Div

First Eagle US Value Fund CL 1 (Mutual Fund) — Distribution

First Eagle Global Fund SGIIX — Int/Div

First Eagle Gobal Fund SGIIX — Distribution

FirstEnergy Corp Common Stock — Int/Div — Buy

FirstEnergy Corp Common Stock — Sold (part)

FirstEnergy Corp Common Stock — Sold

Fidelity Advisor New Insights (Mutual Fund) — istnbution — Sold (part)

Eaton Vance Floating Rate Advantage Fund (Mutual Fund) — Int/Div

Eaton Vance Income Fund Boston Inc EIBIX — Int/Div

Eh Lilly & Co Common Stock — Int/Div — Buy

El Lilly & Co Common Stock — Sold (part)

Eh Lilly & Co Common Stock — Sold

Health Care REIT Inc — Int/Div — Buy

Health Care REIT — Sold (part)

Health Care REIT — Sold

Henderson Global Equity Income Fund CL (Mutual! Fund) — Int/Div

HSBC Holdings PLC — None — Buy

Merck & Co Inc Common Stock — None — Buy

Merck & Co Inc Common Stock — Sold (part)

Microchip Technology Inc Common Stock — Int/Div — Buy

Microchip Technology Inc Common Stock — Sold (part)

Neuberger & Berman Equity Income FDS CL A (Mutual Fund) — Int/Div — Sold

Lockheed Martin Corp Common Stock — Int/Div — Buy

Lockheed Martin Corp Common Stock — Sold (part)

Loomis Sayles Investment Grade Bond Fund (Mutual Fund) — Int/Div — Sold

Lonllard Inc Common Stock — Int/Div — Buy

Lonllard Inc Common Stock — Sold (part)

National Retail Properties Inc Common Stock — Int/Div — Buy

National Retail Properties Inc Common Stock — Sold (part)

National Retail Properties Inc Common Stock — Sold (part)

National Retail Properties Inc Common Stock — Sold

Oakmark Intemational Small Cap Fund (Mutual Fund) — Int/Div — Buy

Pimco Total Return Fund PTTAX (Mutual Fund) — Int/Div — Buy (add'l)

Pimco Total Return Fund PTTAX (Mutual Fund) — Buy (add'l)

Pimco Total Return Fund PTTAX (Mutual Fund) — Sold

Pimco Real Return Mutual Fund C1 A PRTNXY — Int/Div — Sold

Pimco FDS Real RTN AST P (Mutual Fund) — Int/Div — Sold

Invesco Asia Pacific Growth Fund ASIYX — None — Sold

Washmgton Mutual Invs Fund CL F-2 SHS — Int/Div — Sold (part)

Washmgton Mutual Invs Fund CL F-2 SHS — Distribution

JPMorgan TR II Equity Income Fund HLIEX — Int/Div

JPMorgan TR 11 Equity Income Fund HLIEX — Distribution

Weitz FDS Hickory FD WEHIX — None — Sold (part)

Third Avenue Real Estate Value Fund TAREX — Int/Div — Buy (add'l)

Third Avenue Real Estate Value Fund TAREX — istmbution — Sold (part)

SPDR Gold TR GLD — None — Buy (add'l)

SPDR Gold TRGLD — Sold (part)

Prime Money Market Fund (Mutual Fund) — None

Federated Gov't Obl. Tax Mgd. Fund #636 (see note) — Int/Div — Buy (add'l)

Federal Home Loan Bank 3.13% Note — Interest — Matured

Federal Home Loan Bank 1.45% Note — Interest — Buy

Federal Farm Credit Bank 3.45% Note — Interest

US. Treasury 5.5% Note — Interest

Federal Farm Credit Bank 2.30% Note — Interest — Redeemed

Introgen Theraputics Inc — None — Sold

Luby's Inc — None

United States Series Savings Bonds — None

Trustee, Theodore Roosevelt Association

Member, University of Texas Longhom Foundation Advisory Council

Member, Texas Commission on Uniform State Laws

Member, National Conference of Commissioners on Umiform State Laws

Member, Board of Advisors, Austin Lawyers Chapter, The Federalist Society

President, Austin Intellectual Property Chapter, American Inns of Court

Liability — Prospenty Bank — Line of Credit

Reimbursement — Commissioners on Uniform State Laws — Meeting

Reimbursement — Commissioners on Uniform State Laws — PORTE. Meeting

Reimbursement — Houston Intellectual Property American Inn of Court — March 28-29, 2013 — Houston, Texas — Inn of Court Meeting — Meals & Lodging

Reimbursement — Commissioners on Uniform State Luws — lt aI — Meeting

Reimbursement — Austin — Counsel Institute (Dallas Presentation)

Reimbursement — Commissioners on Uniform State Laws — NZ adi FAY ad Fak at — al Tar ae ou I OS AOE IWR A SOO. it,

Reimbursement — Austin — Counsel Institute (Houston Presentation)

Reimbursement — American Conference Institute — July 29-31, 2013 — San Francisco, Cahiforma — 25th National Forum on Bad Faith Litigation — Transportation, Meals, & Lodging

Reimbursement — Comnussioners on Uniform State Laws — phy CR NCATE rN I ees. Sesrltraterde. ran J

Reimbursement — A a An SRN Sr at CY wg we American Inn of Court — AS Ti, aa ARR wy — Celebration of Excellence Dinner — TCG Or AEN RN AES EN PT TR DR

Reimbursement — The Center for American & International Law — November 10-11. 2013 — Plano, Texas — 2 Ist Annual Conterence on Intellectual Property Law — Transportation, Meals, & Lodging

Reimbursement — Ocean Tomo, LLC — November 12-13, 2013 — Chicago, inois — Surveys in Patent Litigation Presentation — Transportation, Meals, & Lodging

Reimbursement — Commissioners on Uniform State Luws — 2013 — Sera NCLE Jaa Be sbi — Meeting — rT ma sm nd er J TAY, ri.

Spouse's income — 2013 — Emplovees Retirement System of Texas « Retirement

Spouse's income — 2013 — Texas Bar Foundation - Contract Labor (Editing)

Part VII, Item 120. This item was listed as Federal Gov't Obl. Tax Mgd. Fund #636 on previous reports.