Kirtan K. Khalsa

SEP-IRA

PruLife Custom Premier II Life Insurance Policy (2 policies) — Int/Div

Scholars Edge 529 Plan Age 9-11 Years Portfolio A — None

Kennedy & Han 401k Retirement Fund {referenced in Part 11) — None

Transamerica Partners Stock Index Retirement Option — None

Transamerica Asset Allocation Conservative Portfolio R — None

Land Tract 1, Bernalillo County, NM — None

Land Tract 2, Bernalillo County, NM — None

Land Tract 1, Sandoval County, NM — None

Land Tract 2, Sandoval County, NM — None

Land Tract 3, Sandoval County, NM — None

Merge Healthcare Inc. (MRGE) — None — Sold

Merge Healthcare Inc. (MRGE) — None — Sold (part)

Apple Inc. Stock (AAPL) — Int/Div — Sold (part)

Apple Inc. Stock (AAPL) — Buy (add'l)

Orexigen Therapeutics Inc (OREX) — None

Amazon Com Inc. (AMZN) — None — Buy

Amazon Com Inc. (AMZN) — Sold

Amazon Com Inc. (AMZN) — Buy (add'l)

Amazon Com Inc. (AMZN) — Buy

Apple Inc. Stock (AAPL) — Int/Div — Buy (add'l)

Apple Inc. Stock (AAPL — Buy (add'l)

Apple Inc. Stock (AAPL) — Buy (add'l)

Apple Inc. Stock (AAPL) — Buy (add'l)

Vanguard Prime Money Market Fund — Int/Div — Buy (add'l)

Ecrypt Technologies Inc. (ECRY) — None

Google Inc. Class C (GOOG) — None — Buy

Google Inc. Class C (GOOG) — None — Sold

Google Inc. Class A (GOOGL) — None — Buy

Google Inc, Class A (GOOGL) — None — Sold

Netflix Inc. (NFLX) — None — Buy

Netflix Inc. INFLX) — None — Buy (add'l)

Google Inc. Class C (GOOG) — None — Buy (add'l)

Google Inc. Class A (GOOGL) — None — Buy (add'l)

Yahoo Inc. (YHOO) — None — Buy

Twitter Inc. (TWTR) — None — Buy

Starbucks (SBL'X) — None — Buy

Starbucks (SBLUX) — None — Sold

Sandridge Energy Inc. (SD) — None

American Express Company (AXP) — Int/Div

Google Inc. Class C (GOOG) — None — Sold

Google Inc. Class A (GOOGL) — None — Sold

Vanguard Target Retirement 2035 Mutual Fund — Int/Div — Buy (add'l)

Vanguard NM Unif. Transfer to Minors Account

Vanguard Prime Money Market — Int/Div

Vanguard Target Retirement 2025 Mutual Fund — Int/Div

Hawaiian Holdings Inc. (HA) — None — Sold

Vanguard NM Uniform Transfer to Minors Account — Int/Div

Vanguard Prime Money Market — Int/Div

Vanguard Target Retirment 2020 Mutual Fund — Int/Div

Alimera Sciences (ALIM) — None — Sold

Exone {XONE) — None

Agreement — 2003 — Kennedy & Han 401k Retirement Plan with former law firm of which I was an associate attorney, no control (rolled over into SEP-IRA effective June 2016)

Liability — Albuquerque Academy — Tuition

Liability — Manzano Day School — Tuition

Liability — Internal Revenue Service — Income axes

Liability — CapitalOne — Credit Card

Spouse's income — 2015 — Fine Law Firm, Salary