Valerie Elaine Caproni

BROKERAGE ACCOUNT #1

APPLE INC. COMMON STOCK — Int/Div

CISCO SYSTEMS INC. COMMON STOCK — Int/Div — Buy (add'l)

CLEAN ENERGY FUELS COMMON STOCK — None — Buy (add'l)

WALT DISNEY CO. COMMON STOCK — Int/Div

EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — None — Buy (add'l)

EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — Sold

LIGNA CORPIX) — Distribution

FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Sold (part)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

GAP INC. COMMON STOCK — Int/Div

INTEL CORP. COMMON STOCK — Int/Div

KRAFT HEINZ CO. COMMON STOCK — Int/Div

MERCK & CO. COMMON STOCK — Int/Div

MONDELEZ INTERNATIONAL CLASS A COMMON STOCK — Int/Div

PFIZER COMMON STOCK — Int/Div — Buy (add'l)

PFIZER COMMON STOCK — Buy (add'l)

SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div — Buy (add'l)

VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND — Int/Div

USAA INCOME FUND — Int/Div — Buy

USAA INCOME FUND — Buy (add'l)

SCHWAB VALUE ADVANTAGE MONEY FUND — Int/Div — Buy

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

VANGUARD SHORT TERM INVESTMENT GRADE FUND — Int/Div

GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Int/Div — Buy

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Int/Div

SCHWAB BANK DEPOSIT ACCOUNT — Interest

BROKERAGE ACCOUNT #2

FIDELITY GOVERNMENT MONEY MARKET FUND (X) — Int/Div

NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)

BROKERAGE ACCOUNT #3

FIDELITY MONEY MARKET — Int/Div — Buy

BLACKROCK ADVANTAGE GLOBAL FUND INSTITUTIONAL SHARES — Sold

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div — Buy

VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Int/Div

VANGUARD FTSE ALL-WORLD EX US INDEX FUND ADMIRAL SHARES — Int/Div

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Int/Div

BROKERAGE ACCOUNT #4

AQR MANAGED FUTURES STRATEGY FUND — None

AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND — Int/Div

AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div

AMERICAN FUNDS GLOBAL BALANCED — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE — Int/Div

AMERICAN FUNDS SMALL-CAP WORLD — Int/Div

ARBITRAGE FUND (ARBNX) — Int/Div

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div

BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div

BOSTON PARTNERS LONG/SHORT RESEARCH FUND — Int/Div

DFA EMERGING MARKETS VALLE PORTFOLIO — Int/Div

DFA INTERNATIONAL SMALL-CAP VALUE PORTFOLIO — Int/Div — Buy

FIDELITY NEW MARKETS INCOME FUND — Int/Div

FPA CRESCENT FUND — Int/Div

GABELLI SMALL-CAP GROWTH FUND — Int/Div

GATEWAY FUND — Int/Div

JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div

JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div

JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

NATIXIS ASG MANAGED FUTURES STRATEGY FUND — Int/Div

PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div

PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div

PGIM ABSOLUTE RETURN BOND Z (xX) — Int/Div

PGIM GLOBAL REAL ESTATE (X) — Int/Div

PGIM JENNISON NATURAL RESOURCES FUND (X) — Int/Div

PGIM SHORT DURATION HIGH. YIELD INCOME FUND (X) — Int/Div

HARTFORD SCHRODER EMERGING MARKETS EQUITY FUND — Int/Div

TEMPLETON GLOBAL TOTAL RETURN FUND — Int/Div

VAN ECK GLOBAL HARD ASSETS FUND — Int/Div

VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div

VANGUARD MARKET NEUTRAL FUND — Int/Div

VANGUARD SMALL-CAP VALUE INDEX FUND — Int/Div

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND (X) — Int/Div

JPMORGAN CHASE CASH ACCOUNTS — Interest

CITIBANK CASH ACCOUNTS — Interest

US SAVINGS BONDS — None

NORTHROP GRUMMAN US FIXED INCOME FUND — None — Sold (part)

NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None

NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None

NORTHROP GRUMMAN SMALL CAP FUND — None — Buy

NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — None

29 COLLEGE SAVINGS ACCOUNT

FIDELITY NH PORTFOLIO 2033 — None — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

PRESIDENT OF RESIDENTIAL COOPERATIVE BOARD, RESIDENTIAL COOP, NEW YORK. NY

PART VIL, LINE 8: CIGNA AND EXPRESS SCRIPTS MERGED. CIGNA WAS THE SURVIVING COMPANY. | ACQUIRED THE REPORTED SHARES

AS A RESULT,

PART VII, LINE 23: THIS FUND WAS PREVIOUSLY MISIDENTIFIED AS SCHWAB VALUE ADVANTAGE.

PART VIL, LINE 45: THE SWEEP ACCOUNT ASSOCIATED WITH THIS BROKERAGE ACCOUNT WAS CHANGED TO THE FIDELITY

GOVERNMENT MONEY MARKET FUND,

PART VII, LINE 55 AND 57: THE INVESTMENT MANAGER FOR THOSE TWO ACCOUNTS CHANGED THE BANK IN WHICH SWEEP ACCOUNTS

ARE HELD.

PART VII, LINES 82-85: THESE WERE PREVIOUSLY REPORTED AS "PRUDENTIAL" FUNDS, THE FUND FAMILY CHANGED ITS NAME TO

PGIM"

PART VIL, LINE 94: THIS FUND WAS PREVIOUSLY MISIDENTIFIED AS WISDOM TREE EMERGING HIGH DIVIDEND FUND,

PART VII, LINES 98-1020-93: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMAN CORP.

FOR THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES" 401(K) PLANS, THE FUNDS ARE NOT PUBLICLY TRADED. PLEASE NOTE

THAT FUND MANAGER DOES NOT REPORT DISTRIBUTIONS BUT ONLY THE VALUE OF THE HOLDING AT THE END OF THE REPORTING

PERIOD. CHANGES IN VALUE AS A RESULT OF DISTRIBUTIONS ARE NOT SEPARATED FROM CAPITAL APPRECIATION.