Michael Peter Shea

CHET Moderate Managed Allocation Option (529) — None — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET High Equity Option (529) — None

Dreyfus Midcap Index Fund — None — Sold (part)

Fidelity Blue Chip Growth Fund — Int/Div

Fidelity Cash Reserves — Interest

Fidelity Cash — Interest

Fidelity Contrafund — Int/Div

Vanguard Target 2030 — Int/Div

Morley Stable Value Fund Net 20 — None — Sold (part)

PIMCO Total Return Fund — None — Sold (part)

T. Rowe Price Retirement 2030 Fund — None — Sold (part)

T. Rowe Price Institution Large Cap Core Fund — None — Buy

Vanguard bmergmg Markets Stock Index Fund — Int/Div — Sold (part)

Vanguard bmergmg Markets Stock Index Fund — Sold (part)

Vanguard bmergmg Markets Stock Index Fund — Buy (add'l)

Vanguard bmergmg Markets Stock Index Fund — Buy (add'l)

Vanguard High-Yield Tax exempt Fund — Int/Div — Sold (part)

Vanguard High-Yield Tax exempt Fund — Sold (part)

Vanguard High-Yield Tax exempt Fund — Buy (add'l)

Vanguard High-Yield Tax exempt Fund — Buy (add'l)

Vanguard Inter-Term Tax Exempt Fund — Int/Div — Sold

Vanguard Inter-Term Treasury Fund — Int/Div — Sold

Vanguard Small Cap Value Index Admiral Fund — Int/Div — Buy (add'l)

Vanguard Small Cap Value Index Admiral Fund — Sold (part)

Vanguard Small Cap Value Index Admiral Fund — Sold (part)

Vanguard Small Cap Value Index Admiral Fund — Sold (part)

Vanguard Small Cap Value Index Admiral Fund — Buy (add'l)

Vanguard Small Cap Value Index Admiral Fund — Buy (add'l)

Vanguard Diversified Equity Investments Fund — Int/Div — Buy (add'l)

Vanguard Diversified Equity Investments Fund — Sold (part)

Vanguard Value Index Fund Admiral — Int/Div — Buy (add'l)

Vanguard Value Index Fund Admiral — Sold (part)

Vanguard Institutional Index Fund — None — Sold (part)

Vanguard Total International Stock Index Fund — None — Sold (part)

Vanguard Total Bond Market Index Fund — None — Buy (add'l)

Glenmede Small Cap Equity Inst] — None — Buy (add'l)

American Beacon large Cap Value Inst] Fund — None — Buy

Bank of America Accounts — Interest

Agreement — 2012 — Day Pitney LLP Retirement Plan, no control

Agreement — 1998 — Cleary Gottlieb Steen & Hamilton Retirement Plan, no control

Spouse's income — 2017 — Self-employed marnage and family therapist

Capital gain information has been provided based on available information. The calculation of capital gains for 529 plans (Part VII) are estimates based on account

history: precise information is not available. Sales of securities in retirement account on 01/09/17 were reinvested in different funds in the sume account, and the

calculation of capital gains for such sales is not possible due to the absence of information from the account administrator (Part VII),