Janet C. Hall

Third Ave. Real Est. Value Fund — Int/Div

Third Ave. Intemational Value Fund — Int/Div

Templeton Dragon Fund — Int/Div

Mutual Quest Fund (Note) — Int/Div

Strips Tint-US Treasury Mat. 11/15/20 — Interest

Vanguard Windsor Il Fund — Int/Div — Sold (part)

Mutual Discovery Fund CL2 — Int/Div

mmm PC. (Note) — None

Partnership Interest in Whitney-Humphrey Asse. (Note) — None

U.S. Savings Bonds — Interest

AXA Equitable Life Ins. Co. (Flexible Premium Universal Life Policy) — Interest

Schwab US Treas Money Fund — Interest — Buy (add'l)

Schwab US Treas Money Fund — Buy (add'l)

Schwab US Treas Money Fund — Sold (part)

Schwab US Treas Money Fund — Buy (add'l)

Sound Shore Fund — Int/Div

Hennessey Cornerstone Mid — None

Citizens Bank — Interest

Artisan Int'l Small Cap Investor — None

T. Rowe Price Cap. Appreciation Fund — Int/Div — Buy (add'l)

T. Rowe Price Cap. Appreciation Fund — Sold (part)

T. Rowe Price Cap. Appreciation Fund — Sold (part)

Share MSC Canada Index Fund — Int/Div

Fidelity Cash Acct — Interest

Schwab Bank — Interest — Buy (add'l)

Schwab Bank — Buy (add'l)

Artisan Mid-Cap Value FD — Int/Div — Sold (part)

Dodge & Cox Int'l, Stock — Int/Div

Storage Inn Lid. — None

Arcadia Wind Farms Energies Lud — None

T. Rowe Price Group A — Int/Div

Marsico Focus Fund — Int/Div — Sold (part)

Fairholme Fund — Int/Div

Intrepid Endurance — Int/Div — Sold (part)

Schwab S&P S00 Index Fund — Int/Div — Sold (part)

Schwab US Large Cap ETF — Int/Div — Sold

iShares Russell 3000 — Int/Div — Sold (part)

Schwab Total Stock Market — Int/Div — Sold (part)

Philips 66 — Int/Div — Sold

Greenspring Fund — None — Sold

Nicholas Il Fund — Int/Div — Sold (part)

Nicholas Ltd Edition Fund — Int/Div — Sold (part)

Vanguard Scottsdale FDS Vanguard (VTWV) — Int/Div

Vanguard Scottsdale FDS Vanguard Russell (VTWGH — Int/Div

Vanguard Index FDS Vanguard REIT (VNO) — Int/Div

Vanguard Russell 3000 Index Fund (VTHR) — Int/Div

Vanguard FTSE Emerging Markets — Int/Div — Sold (part)

CMG Focus Fund — None

CMG Realty Fund — Int/Div

Schwab Adv. Cash Reserve Prem — None — Sold (part)

Royce Value Fund — Int/Div

TR Price Growth Fund — Int/Div — Sold (part)

Vanguard Small Cap Fund — Int/Div — Sold (part)

Thomberg Int'l Value Fund — None

Oakmark Fund — Int/Div — Sold (part)

iShares (IWF) Russell 1000 Growth Index Fund — Int/Div — Sold (part)

Schwab US MC (SCHM) — Int/Div — Sold (part)

Vanguard Total Stock Market — Int/Div

Harbor Cap Appreciation — Int/Div

Alphabet Inc — None

Microsoft Corp. — Int/Div — Sold

Nicholas Fund — Int/Div — Sold

Vanguard Mid Cap — Int/Div — Sold (part)

SunAmerica Focused Div, Strategy — Int/Div

Harbor International Inv — None

Glenmed. Small Cap. Equity — Int/Div

Vanguard Admiral S&P 500 Value — Int/Div

Vanguard Value Index (VIVAX) — Int/Div

Amazon — None — Buy

Amazon — Buy (add'l)

Director, Connecticut Bar Foundation

Reimbursement — whoopee fT vy — Bar Council Bench-Bar Conference — ie de dale i J ae te ie a ha

Reimbursement — Federal Bar Council — 5/9/2017 — New York, New York — Attend Law Day Dinner — Meal

Reimbursement — Thanksgiving Luncheon in honor of mdiciary

Spouse's income — 2017 — Self-employed attorney

Part VII:

Line 2: Renamed fund. Previously known as Franklin Mutual Quest Fund.

Line 6:

Passive income from sub-chapter S corporation

Line 7: The value was based on & 2012 appraisal, but is higher than the uppraised value.