Laurel E Davis

Ishares US Medical Devices ETF IH) — Sold

Wells Fargo Bank #1 — Interest

Wells Fargo Bank #2 (Y)

Trust - LPL Financial Brokerage Account (Hy

Insured Cash Account Morgan Stanley Bank NA. — None

JPMorgan California Municipal Money Market Fund — Int/Div

First Trust North American Energy Infrastructure ETF EMLP — None — Sold

Pimco Dynamic Credit & Mortgage Income Fund PCI — Int/Div — Sold

Pimco Dynamic Credit & Mortgage Income Fund PCI — Buy

Pimco Dynamic Credit & Mortgage Income Fund PCI — Sold

ETF Ser Solutions US Global Jets ETF JETS — None — Sold

Pimco Low Duration Income C1 P PFTPX (see Part VII — Int/Div — Sold

Pimco Low Duration Income C1 P PFTPX (see Part VII — Buy

Pimco Low Duration Income C1 P PFTPX (see Part VII — Sold

Wisdomtree Japan Hedged Financials Fund ETF DXJF — None — Sold (part)

Wisdomtree Japan Hedged Financials Fund ETF DXJF — Sold

Oppenheimer Senior Floating Rate Cl Y OOSYX — Int/Div — Sold

Oppenheimer Senior Floating Rate Cl Y OOSYX — Buy

Oppenheimer Senior Floating Rate Cl Y OOSYX — Sold

Powershares S&P Small Cap Materials ETF PSCM — None — Sold

SPDR S&P Regional Banking ETF KRE — Int/Div — Sold

First Trust Nasdaq ABA Community Bank ETF QABA — None — Sold

First Trust Nasdaq ABA Community Bank ETF QABA — Buy

First Trust Nasdaq ABA Community Bank ETF QABA — Sold

Powershares S&P Small Cap Energy Energy ETF PSCE — None — Sold

Oppenheimer Senior Floating Rate Plus C1 Y OSFYX — Int/Div — Buy

Oppenheimer Senior Floating Rate Plus C1 Y OSFYX — Sold

Global X Social Media Index ETF SOCL — None — Buy

Global X Social Media Index ETF SOCL — Sold

Global X Lithium & Battery Tech ETF LIT — None — Buy

Global X Lithium & Battery Tech ETF LIT — Sold

Global X Lithium & Battery Tech ETF LIT — Buy

Global X Lithium & Battery Tech ETF LIT — Buy (add'l)

Global X Lithium & Battery Tech ETF LIT — Sold

Ishares MSCI Frontier 100 ETF FM — None — Buy

Ishares MSCI Frontier 100 ETF FM — Sold

Ishares US Medical Devices ETF IH! — Int/Div — Buy

Ishares US Medical Devices ETF IH! — Sold

Global X Robotics & Artificial Intelligence Thematic ETF BOTZ — Int/Div — Buy

Global X Robotics & Artificial Intelligence Thematic ETF BOTZ — Sold

Global X Robotics & Artificial Intelligence Thematic ETF BOTZ — Buy

Oppenheimer Global High Yield C1'Y OGYYX — Int/Div — Buy

Oppenheimer Global High Yield C1'Y OGYYX — Sold

Oppenheimer Global High Yield C1'Y OGYYX — Buy

Oppenheimer Global High Yield C1'Y OGYYX — Sold (part)

Oppenheimer Global High Yield C1'Y OGYYX — Sold

Pimco High Yield Spectrum C1 P PHSPX — Int/Div — Buy

Pimco High Yield Spectrum C1 P PHSPX — Sold

SPDR S&P Acrospace & Defense ETF XAR — Int/Div — Buy

SPDR S&P Acrospace & Defense ETF XAR — Sold

ALPS Medical Breakthroughs ETF SBIO — None — Buy

ALPS Medical Breakthroughs ETF SBIO — Sold

ALPS Medical Breakthroughs ETF SBIO — Buy

ALPS Medical Breakthroughs ETF SBIO — Sold

Rydex Guggenheim S&P 500 Equal Weight Technology ETF RYT — None — Buy

Rydex Guggenheim S&P 500 Equal Weight Technology ETF RYT — Sold

Western Asset Core Plus Bond C1 1 WACPX — Int/Div — Buy

Western Asset Core Plus Bond C1 1 WACPX — Buy (add'l)

Western Asset Core Plus Bond C1 1 WACPX — Sold

Pimco Income Cl P PONPX — Int/Div — Buy

Pimco Income Cl P PONPX — Sold (part)

Pimco Income Cl P PONPX — Sold

Pimco Income Cl P PONPX — Buy

Pimco Income Cl P PONPX — Sold (part)

Pimco Income Cl P PONPX — Sold

Pimco Income Cl P PONPX — Buy

Pimco Diversified Income C1 P PDVPX — Int/Div — Buy

Pimco Diversified Income C1 P PDVPX — Sold (part)

Pimco Diversified Income C1 P PDVPX — Sold

Pimco Emerging Loal Bond Cl P PELPX — Int/Div — Buy

Pimco Emerging Loal Bond Cl P PELPX — Buy (add'l)

Pimco Emerging Loal Bond Cl P PELPX — Buy (add'l)

Pimco Emerging Loal Bond Cl P PELPX — Sold (part)

Pimco Emerging Loal Bond Cl P PELPX — Sold

Pimco Foreign Bond Unhedged C1 P PFUPX — Int/Div — Buy

Pimco Foreign Bond Unhedged C1 P PFUPX — Buy (add'l)

Pimco Foreign Bond Unhedged C1 P PFUPX — Sold (part)

Western Asset Macro Opptys C1 LAOIX — Int/Div — Buy

Western Asset Macro Opptys C1 LAOIX — Sold (part)

Western Asset Macro Opptys C1 LAOIX — Sold (part)

First Trust Dow Jones Internet Index ETF FDN — None — Buy

First Trust Dow Jones Internet Index ETF FDN — Sold

Oppenheimer Intl Bond C1Y OIBYX — Int/Div — Buy

Oppenheimer Intl Bond C1Y OIBYX — Buy (add'l)

Oppenheimer Intl Bond C1Y OIBYX — Sold (part)

Powershares Golden Dragon China ETF rGl — Int/Div — Buy

Powershares Golden Dragon China ETF rGl — Buy (add'l)

Powershares Golden Dragon China ETF rGl — Sold

Oppenheimer Emerge Markets Local Debt C1Y OFMYX — Int/Div — Buy

Oppenheimer Emerge Markets Local Debt C1Y OFMYX — Buy (add'l)

Oppenheimer Emerge Markets Local Debt C1Y OFMYX — Sold

iShares MSC Europe Financials ETF FUFN — None — Buy

iShares MSC Europe Financials ETF FUFN — Sold

Exchange EMQQ Emerging Markets Internet & Ecommerce ETF EMQQ — Int/Div — Buy

iShares LS Home Construction ETF ITB — Int/Div — Buy

iShares US Broker-Dealers & Securities Exchanges ETF 1A] — Int/Div — Buy

SPDR Series Trust S&P Retail 1+ XRT — Int/Div — Buy

LPL Financial Retirement Account (H)

Cash(Y)

US Bank NA. Deposit Cash Account — Interest

First Trust North American Energy Infrastructure ETF EMLP — None — Sold

Pimco Dynamic Credit & Mortgage Income Fund PCI — Int/Div — Sold

Oppenheimer Senior Floating Rate C1'Y 00SYX — Int/Div — Sold

Oppenheimer Senior Floating Rate C1'Y 00SYX — Buy

Oppenheimer Senior Floating Rate C1'Y 00SYX — Sold (part)

Pimco Income Cl P PONPX — Sold (part)

Oppenheimer Senior Floating Rate C1'Y 00SYX — Sold (part)

Oppenheimer Senior Floating Rate C1'Y 00SYX — Sold

Pimco Low Duration Income C1 P PFTPX (see Part VII — Int/Div — Sold

Pimco Low Duration Income C1 P PFTPX (see Part VII — Buy

Pimco Low Duration Income C1 P PFTPX (see Part VII — Sold

Ishares U S Broker-Dealers & Securities Exchanges ETF 1A1 — Int/Div — Sold

Ishares U S Broker-Dealers & Securities Exchanges ETF 1A1 — Buy

Ishares U S Broker-Dealers & Securities Exchanges ETF 1A1 — Sold

Ishares U S Broker-Dealers & Securities Exchanges ETF 1A1 — Int/Div — Buy

Powershares S&P Small Cap Materials ETF PSCM — None — Sold

SPDR S&P Regional Banking ETF KRE — None — Sold

First Trust Nasdaq ABA Community Bank ETF QABA — None — Sold

First Trust RBA American Ind! Renaissance ETF AIRR — None — Buy (add'l)

First Trust RBA American Ind! Renaissance ETF AIRR — Sold

Powershares S&P Small Cap Energy ETF PSCE — None — Sold (part)

Powershares S&P Small Cap Energy ETF PSCE — Sold

Oppenheimer Senior Floating Rate Plus C1 Y OSFYX — Int/Div — Buy

Oppenheimer Senior Floating Rate Plus C1 Y OSFYX — Sold

Global X Social Media Index ETF SOCL — None — Buy

Global X Social Media Index ETF SOCL — Sold

Global X Social Media Index ETF SOCL — Buy

Global X Lithium New ETF LIT — None — Buy

Global X Lithium New ETF LIT — Sold

Global X Lithium New ETF LIT — Buy

Global X Lithium New ETF LIT — Sold

Powershares MSC Frontier 100 ETF FM — None — Buy

Powershares MSC Frontier 100 ETF FM — Sold

E1r Managers Purefunds ISE Cyber Sec ETF HACK — None — Buy

E1r Managers Purefunds ISE Cyber Sec ETF HACK — Sold

First Trust Dow Jones Internet Index ETF FDN — None — Buy

First Trust Dow Jones Internet Index ETF FDN — Sold

Ishares US Medical Devices ETF IH) — Int/Div — Buy

Ishares US Medical Devices ETF IH) — Sold

Ishares US Medical Devices ETF IH) — Buy

Global X Robotics & Artifical Intelligence Thematic ETF BOTZ — None — Buy

Global X Robotics & Artifical Intelligence Thematic ETF BOTZ — Sold

Global X Robotics & Artifical Intelligence Thematic ETF BOTZ — Buy

Global X Robotics & Artifical Intelligence Thematic ETF BOTZ — Buy (add'l)

Oppenheimer Global High Yield C1 Y OGYYX — Int/Div — Buy

Oppenheimer Global High Yield C1 Y OGYYX — Sold

Oppenheimer Global High Yield C1 Y OGYYX — Buy

Oppenheimer Global High Yield C1 Y OGYYX — Sold (part)

Oppenheimer Global High Yield C1 Y OGYYX — Sold

Oppenheimer Global High Yield C1 Y OGYYX — Buy

Oppenheimer Global High Yield C1 Y OGYYX — Sold

Pimco High Yield Spectrum C1 P PHSPX — Int/Div — Buy

Pimco High Yield Spectrum C1 P PHSPX — Sold

SPDR S&P Aerospace & Defense EFT XAR — Int/Div — Buy

SPDR S&P Aerospace & Defense EFT XAR — Sold

ALPS Medical Breakthroughs ETF SBIO — None — Buy

ALPS Medical Breakthroughs ETF SBIO — Sold

Western Asset Core Plus Bond C11 WACPX — Int/Div — Buy

Western Asset Core Plus Bond C11 WACPX — Buy (add'l)

Western Asset Core Plus Bond C11 WACPX — Sold

Pimco Income Cl P PONPX — Int/Div — Buy

Pimco Income Cl P PONPX — Sold (part)

Pimco Income Cl P PONPX — Buy (add'l)

Pimco Income Cl P PONPX — Sold (part)

Pimco Income Cl P PONPX — Sold (part)

Pimco Income Cl P PONPX — Buy (add'l)

Pimco Diversified Income C1 P PDVPX — Int/Div — Buy

Pimco Diversified Income C1 P PDVPX — Sold (part)

Pimco Emerging Local Bond C1 P PELPX — Int/Div — Buy

Pimco Emerging Local Bond C1 P PELPX — Buy (add'l)

Pimco Emerging Local Bond C1 P PELPX — Buy (add'l)

Pimco Emerging Local Bond C1 P PELPX — Sold (part)

Western Asset Macro Opptys C11 LAOIX — Int/Div — Buy

Western Asset Macro Opptys C11 LAOIX — Sold (part)

EMQQ Emerging Markets Internet & Ecommerce ETF EMQOQ — Int/Div — Buy

EMQQ Emerging Markets Internet & Ecommerce ETF EMQOQ — Buy (add'l)

Oppenheimer Emerging Markets Local Debt C1Y OEMYX — Int/Div — Buy

Oppenheimer Emerging Markets Local Debt C1Y OEMYX — Buy (add'l)

Oppenheimer Emerging Markets Local Debt C1Y OEMYX — Buy (add'l)

Oppenheimer Emerging Markets Local Debt C1Y OEMYX — Sold (part)

Oppenheimer Emerging Markets Local Debt C1Y OEMYX — Sold

Pimco Income Strategy Fund PFL — Int/Div — Buy

Pimco Income Strategy Fund PFL — Sold

Oppencheimer Steelpath MLP Income CL Y MLPZX — Int/Div — Buy

Oppencheimer Steelpath MLP Income CL Y MLPZX — Sold

Oppenheimer Intl Bond C1 Y OIBYX — Int/Div — Buy

Oppenheimer Intl Bond C1 Y OIBYX — Buy (add'l)

Oppenheimer Intl Bond C1 Y OIBYX — Sold (part)

Oppenheimer Intl Bond C1 Y OIBYX — Buy (add'l)

Ishares U S Medical Financials ETF ELFN — None — Buy

Ishares U S Medical Financials ETF ELFN — Buy (add'l)

Ishares U S Medical Financials ETF ELFN — Sold

ETF Managers ETFMG Drone Economy Strategy ETF IFLY — Int/Div — Buy

ETF Managers ETFMG Drone Economy Strategy ETF IFLY — Sold

Vaneck Vectors Gold Miners ETF GDX — None — Buy

Vaneck Vectors Gold Miners ETF GDX — Sold

ETF SER Solutions US Global Jets ETF JETS — None — Buy

ETF SER Solutions US Global Jets ETF JETS — Sold

Powershares Dynamic Semiconductors ETF PSI — None — Buy

Powershares Dynamic Semiconductors ETF PSI — Sold

Ishares PHLX Semiconductor ETF SOXX — None — Buy

Ishares PHLX Semiconductor ETF SOXX — Sold

Ishares US Home Construction ETF ITB — Int/Div — Buy

Oppenheimer Global Opptys C1 Y OGIY X — Int/Div — Buy

Trustee, The Platypus Trust DTD 01-22-16

Part VII. Limes 11-13 and 107-109: The name of the security changed from Pimeo Floating Rate Income CI P (as reported on the 2016 report) to Pimeo Low

Duration Income C1 P,