Milan Dale Smith jr

What was filed

458
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
2
spouse income

Named parties

Self emploved attorney
Gogian Foundation-Trustee

As filed

General Electric Co — Int/Div — Buy (add'l)

General Electric Co — Buy (add'l)

General Electric Co — Sold (part)

Intuitive Surgical Inc — None

Kinder Morgan energy Partners LP Unit Ltd Partnership — Distribution — Sold

American Tower Corp CL A — Int/Div — Sold (part)

Devon Energy Corp New — Int/Div — Buy (add'l)

Devon Energy Corp New — Sold (part)

Pepsico Incorporated — Int/Div — Sold (part)

Pepsico Incorporated — Sold (part)

Canadian Natl Ry Co. — Int/Div — Sold (part)

Canadian Natl Ry Co. — Sold (part)

Aetna Life Policy MetLife — Int/Div

Quanta SVCS Inc — None

Oneok Inc New — Int/Div — Sold (part)

Oneok Inc New — Sold (part)

Century Tel, Inc. Cpn 5.000% Due 2/15/15 — Interest

Dean Witter Discover Odd Cpn Med Term Notes 7.07% 21/14 — Interest — Sold

Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div

American Capital Agency Corp — Int/Div — Buy (add'l)

American Capital Agency Corp — Buy (add'l)

American Capital Agency Corp — Sold (part)

Williams Partners LP Com Unit Ltd Part Int — Distribution

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)

Capstead Mig Corp Com No Par — Int/Div — Buy (add'l)

Capstead Mig Corp Com No Par — Buy (add'l)

MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)

Putnam Managed Municipal Income Trust SBI — Int/Div

Putnam Mumcipal Opportunities Trust-SBI — Int/Div

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

Ishares Barclays MBS Bond Fund ETF — Int/Div — Sold

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Int/Div — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)

Linn Energy LLC — Distribution — Buy (add'l)

Linn Energy LLC — Buy (add'l)

Linn Energy LLC — Sold (part)

Linn Energy LLC — Sold

Ishares Core US Credit Bond (FKA Ishares Test Barclay Credit Bond ETF) — Int/Div — Buy (add'l)

Ishares Core US Credit Bond (FKA Ishares Test Barclay Credit Bond ETF) — Buy (add'l)

Ishares Core US Credit Bond (FKA Ishares Test Barclay Credit Bond ETF) — Sold (part)

Ameren Corp — Int/Div — Sold (part)

Ameren Corp — Sold (part)

Cenovus Energy Inc — Int/Div — Sold (part)

Cenovus Energy Inc — Sold (part)

Abbott Laboratones — Int/Div — Buy (add'l)

Abbott Laboratones — Buy (add'l)

Abbott Laboratones — Sold (part)

Enterprise Products Partners LP — Distribution — Sold (part)

Enterprise Products Partners LP — Sold (part)

Blackrock Income Trust Inc — Int/Div — Buy (add'l)

Blackrock Income Trust Inc — Sold (part)

Gabelh Dividend & Income Fund — Int/Div — Buy (add'l)

Gabelh Dividend & Income Fund — Buy (add'l)

Gabelh Dividend & Income Fund — Sold (part)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — with line 57)

Eh Lilly & Co — Int/Div — Buy (add'l)

Eh Lilly & Co — Buy (add'l)

Eh Lilly & Co — Sold (part)

Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)

Statoil Asa Sponsored ADR — Buy (add'l)

Statoil Asa Sponsored ADR — Sold (part)

Windstream Corp — Int/Div — Buy (add'l)

Windstream Corp — Sold (part)

Schwab CA Muni Money Fund Cash Money Market Fund — Int/Div — Closed

Western Asset Emerging Mkts Income Fd Ine — Int/Div — Buy (add'l)

Western Asset Emerging Mkts Income Fd Ine — Sold (part)

RBC Prime Money Market Cash Reserve — Int/Div

H & OQ Healthcare Investors SBI — Int/Div

Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div — Sold

Managed Duration Invt Grade Mun FD — Int/Div — Sold

shares TR S&P Short Term Natl Amefr — Int/Div — Buy (add'l)

shares TR S&P Short Term Natl Amefr — Sold (part)

Textron Inc — Int/Div — Buy (add'l)

Textron Inc — Buy (add'l)

Textron Inc — Sold (part)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)

BlackRock Credit Allocation — Int/Div — Buy (add'l)

BlackRock Credit Allocation — Buy (add'l)

BlackRock Credit Allocation — Sold (part)

Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)

BlackRock Equity Dividend Trust — Sold (part)

Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)

Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)

Calamos Global Dynamic Income Fund — Buy (add'l)

Calamos Global Dynamic Income Fund — Sold (part)

Cormmg Inc — Int/Div — Buy (add'l)

Cormmg Inc — Buy (add'l)

Cormmg Inc — Sold (part)

Templeton Global Bond Fund Advisor CL — Int/Div — Buy (add'l)

Templeton Global Bond Fund Advisor CL — Sold (part)

AES Corp — Int/Div

Konmklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)

Konmklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)

Konmklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)

Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div

Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div — Sold (part)

Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div

Gabelli Healthcare & Wellness Trust — Int/Div — Buy (add'l)

Gabelli Healthcare & Wellness Trust — Buy (add'l)

Gabelli Healthcare & Wellness Trust — Sold (part)

BlackRock Strategic Equity Dividend Truss — Int/Div — Buy (add'l)

BlackRock Strategic Equity Dividend Truss — Buy (add'l)

BlackRock Strategic Equity Dividend Truss — Sold (part)

BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Equity Dividend Trust — Buy (add'l)

BlackRock Equity Dividend Trust — prt)

BlackRock Equity Dividend Trust — Sold (part)

Centerpoint Energy Inc — Int/Div — Buy (add'l)

Centerpoint Energy Inc — Buy (add'l)

Centerpoint Energy Inc — Sold (part)

Amencan Electric Power Co Inc — Int/Div — Buy (add'l)

Amencan Electric Power Co Inc — Buy (add'l)

Amencan Electric Power Co Inc — Sold (part)

Amencan Electric Power Co Inc — put)

Amencan Electric Power Co Inc — Sold (part)

Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy (add'l)

Ishares TR Dow Jones EPAC Select Dividend — Buy (add'l)

Ishares TR Dow Jones EPAC Select Dividend — Sold (part)

Targa Resources Partners LP Unit Ltd Partnership Int — Distribution — Buy (add'l)

Targa Resources Partners LP Unit Ltd Partnership Int — Buy (add'l)

Targa Resources Partners LP Unit Ltd Partnership Int — Sold (part)

Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Sold (part)

Southern Co — Int/Div — Buy (add'l)

Southern Co — Sold (part)

Ishares TR Dow Jones SEL Divid Index FD — Int/Div

American Capital Mortgage Investment Corp — Int/Div — Buy (add'l)

FirstEnergy Corp — Int/Div — Buy

Sempra Energy — Int/Div — Buy (add'l)

pak) — Sold (part)

Anworth Mortgage Asset Corp — None — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Fromtier Communications Corp — Int/Div — a

Fromtier Communications Corp — Buy (add'l)

Fromtier Communications Corp — Sold (part)

Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy (add'l)

Eaton Vance Tax Managed Global Diversified Equity Income — Int/Div — Sold (part)

EMC Corp-Mass — Int/Div — Sold (part)

Hollyfrontier Corporation — Int/Div — Buy (add'l)

Intel Corp — Int/Div — Buy (add'l)

Intel Corp — Buy (add'l)

RITES — Buy (add'l)

RITES — Sold (part)

RIT) — Sold (part)

Ford Motor Co. — Int/Div — Buy (add'l)

Ford Motor Co. — Buy (add'l)

Ford Motor Co. — Sold

Abbvie Inc. (Spinoff of Abbott Laboratories) — Int/Div — Buy (add'l)

Abbvie Inc. (Spinoff of Abbott Laboratories) — Buy (add'l)

Merck & Co. Inc — Int/Div — Sold (part)

Merck & Co. Inc — Sold (part)

Air Lease Corporation — Int/Div

Eaton Vance California Municipal Bond Fund — Int/Div — Buy (add'l)

Eaton Vance California Municipal Bond Fund — Buy (add'l)

shares 2018 AMT Free Muni Term Er — Int/Div

Conagra Foods Inc — Int/Div — Buy (add'l)

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Sold (part)

Discover Financial Services — Int/Div — Buy (add'l)

Discover Financial Services — Sold (part)

Fidelity MSCI Consumer Discretionary Index ETF — None — Sold (part)

RE¥S — Sold

Fidelity MSC Industrials Index ETF — Int/Div — Sold (part)

Fidelity MSC Industrials Index ETF — Sold

Ishares Core S&P Total US Stock Market ETF — None — Sold (part)

Ishares Core S&P Total US Stock Market ETF — Sold

Citigroup Inc Com — Int/Div — Buy

Citigroup Inc Com — Buy (add'l)

Neuberger Berman Real Estate Securities Income Fund — Int/Div — Buy

Neuberger Berman Real Estate Securities Income Fund — Buy (add'l)

Clearbridge Energy MLP Total Return Fund Ine — Int/Div — Buy

Clearbridge Energy MLP Total Return Fund Ine — Buy (add'l)

Sunedison Inc — None — Buy

Adb6 — Buy (add'l)

RETH — Buy (add'l)

RETH — Sold (part)

Money Mkt Obligs Tr Federated Prime Obligs FD — Int/Div — Open

Ishares MSC All County World Minimum Voalatlity ETF — Int/Div — Buy

Ishares MSC All County World Minimum Voalatlity ETF — Buy (add'l)

Ishares MSC All County World Minimum Voalatlity ETF — Sold (part)

Ishares 3 to 7 Year Treasury Bond ETF — Int/Div — Buy

Ishares US ETF Tr Short Term Maturity Bond ETF — Int/Div — Buy

Ishares US ETF Tr Short Term Maturity Bond ETF — Buy (add'l)

Vanguard Mega Cap Value ETF — Buy (add'l)

Pimco Broad US Tips Index Exchange Traded Fund — Int/Div — Buy

Pimco Broad US Tips Index Exchange Traded Fund — Buy (add'l)

Pimco Broad US Tips Index Exchange Traded Fund — Sold (part)

Goldcorp Inc — Int/Div — Buy

Goldcorp Inc — Buy (add'l)

Goldcorp Inc — Sold (part)

ARO. — Sold (part)

Ome Gas Inc — Int/Div — Buy

Ome Gas Inc — Buy (add'l)

assy — Buy (add'l)

Ishares Tr 0-5 Yr Invt Grade Corp Bd ETF — Int/Div — Buy

Ishares Tr 0-5 Yr High Yield Corp Bd EFT — Int/Div — Buy

Ishares Tr 0-5 Yr High Yield Corp Bd EFT — Sold

Pimco 0-5 Yr High Yield Corporate Bond Index Exchange — Int/Div — Buy

Pimco 0-5 Yr High Yield Corporate Bond Index Exchange — Sold

Market Vectors ETF Tr Jr. Gold Miners ETF New — None — Buy

Market Vectors ETF Tr Jr. Gold Miners ETF New — Buy (add'l)

Market Vectors ETF Tr Jr. Gold Miners ETF New — Sold (part)

Market Vectors ETF Tr Jr. Gold Miners ETF New — Sold

SPDR Nuveen Barclays California Municipal Bond ETF — Int/Div — Buy

SPDR Nuveen Barclays California Municipal Bond ETF — Buy (add'l)

Nuveen California AMT Free Municipal Income Fund — Int/Div — Buy

Nuveen California AMT Free Municipal Income Fund — Buy (add'l)

Nuveen California AMT Free Municipal Income Fund — Sold (part)

SPDR Nuveen Barclays Short Term Municipal Bond ETF — Int/Div — Buy

Tocqueville Gold Fund — None — Buy

shares Gold Trust — None — Buy

shares Gold Trust — Buy (add'l)

shares Gold Trust — Sold (part)

Central Fund of Canada LTD CL-A Non Voting Shares — Int/Div — Buy

Central Fund of Canada LTD CL-A Non Voting Shares — Buy (add'l)

Central Fund of Canada LTD CL-A Non Voting Shares — Sold (part)

Pimco Intermediate Municipal Bond Active Exchange Traded Fund — Int/Div — Buy

Pimco Intermediate Municipal Bond Active Exchange Traded Fund — Buy (add'l)

Gabelli Global Small & Mid Cap Value Trust (Spinoff) — Distribution — from line 93)

Gabelli Global Small & Mid Cap Value Trust (Spinoff) — Sold (part)

Gabelli Global Small & Mid Cap Value Trust (Spinoff) — Sold

Vanguard Mega Cap Value ETF — Int/Div — Buy

Vanguard Mega Cap Value ETF — Buy (add'l)

Vanguard Mega Cap Value ETF — Sold (part)

Alps ETF TR Alerian MLP — Int/Div — Buy

Alps ETF TR Alerian MLP — Buy (add'l)

Alps ETF TR Alerian MLP — Sold (part)

Pattern Energy Group Inc Class A — None — Buy

Ventas Inc — Int/Div — Buy

Ventas Inc — Sold (part)

Fidelity MSC Financials Index ETF — None — Buy

Fidelity MSC Financials Index ETF — Sold (part)

Fidelity MSC Financials Index ETF — Sold

Pimco 1-5 Year US Tips Index Exchange Traded Fund — Int/Div — Buy

Vanguard Intl Equity Ind FD Fise All World Ex US Fd EFT — Int/Div — Buy

Vanguard Intl Equity Ind FD Fise All World Ex US Fd EFT — Buy (add'l)

Vanguard Intl Equity Ind FD Fise All World Ex US Fd EFT — Sold

Lim Co LLC — Int/Div — Buy

Lim Co LLC — Buy (add'l)

Lim Co LLC — Sold

First Trust Energy Income and Growth Fund — Int/Div — Buy

First Trust Energy Income and Growth Fund — Buy (add'l)

Kinder Morgan Mgmt LLC — Distribution — Buy

Kinder Morgan Mgmt LLC — Buy (add'l)

Kinder Morgan Mgmt LLC — with line 458)

Franklin Templeton Moderate Alloc Fund Advisor CL — Int/Div — Buy

Franklin Templeton Moderate Alloc Fund Advisor CL — Sold

Kinder Morgan Inc — Distribution

Spouse's income — 2014 — Self emploved attorney

Spouse's income — 2014 — Gogian Foundation-Trustee

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Item 353, Part VII (Money Mkt Obligs Tr Federated Prime Obligs FD). This asset, Money Mkt Obligs Tr Federated Prime Obligs FD, is a money market account

that was opened in 2014. The asset was not on the 2013 report and should have been marked “open” in order to show that the account was opened in 2014.