James E. Gates

IRA Account #1 (H)

UBS Bank Account — Interest

Fundamental Investors (American Funds) — Int/Div

Growth Fund of America (American Funds) — Int/Div

Investment Co. of America (American Funds) — Int/Div

New Ecomony Fund (American Funds) — Int/Div

New Perspective Fund (American Funds) — Int/Div

Small Cap World Fund (American Funds) — Int/Div

Washington Mutual Investors Fund (American Funds) — Int/Div

I Shares S&P Small Cap 600 Value Index Fund — Int/Div

I Shares S&P Small Cap 600 Growth Index Fund — Int/Div

I Shares S&P Mid Cap 400 Value Index Fund — Int/Div

I Shares S&P Mid Cap 400 Growth Index Fund — Int/Div

U.S. Treasury ( bonds, notes) — Interest

Oppenheimer International Bond Fund — Int/Div

Franklin Templeton Global Bond Fund — Int/Div

Delaware Limited Term Bond Fund — Int/Div

Victory Incore (formerly RS) Low Duration Bond Fund — Int/Div

Euro Pacific Growth Fund (American Funds) — Int/Div

Brokerage Account (H)

Vanguard S00 Index Fund — Int/Div — Buy (add'l)

Vanguard Small Cap Index Fund — Int/Div — Buy (add'l)

Vanguard Mid Cap Index Fund — Int/Div — Buy (add'l)

Vanguard Prime Money Market Fund — Int/Div — Buy

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

Vanguard Health Care Fund — Int/Div — Buy

Vanguard Health Care Fund — Sold

Vanguard Tax Mangaged Balanced Admiral Fund — Int/Div — Buy

Vanguard Tax Mangaged Balanced Admiral Fund — Buy (add'l)

Vanguard Tax Mangaged Balanced Admiral Fund — Buy (add'l)

TRLST(H)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT — istnbution — Sold (part)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT — Sold (part)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT — Sold (part)

IRA ACCOUNT IN TRUST (H)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT — Interest — Closed

DEUTSCHE SECS TR GLOBAL REAL ESTATE SECS FD INSTL CLASS — Int/Div — Distnbuted

EATON VANCE SER II INCOME FUND BOSTONCL — Distribution — Distnbuted

RSINVT TR SMALL CAP GROWTH FDCLY — Distribution — Distributed

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Distribution — Distnibuted

HARBOR FD INTL FD INSTL CL — Distribution — Distributed

HOTCHKIS & WILEY FDS DIVERSIFIED VALUE FUN I — Int/Div — Distnbuted

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Distribution — Distributed

JANUS INVT FD FLEXIBLE BD FD CLASS — Distribution — Distnbuted

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Int/Div — Distnbuted

MFS SER TRI VALUE FDCLI — Distribution — Distnbuted

MASS INV TRUST CLASS A — Distribution — Distributed

AMERICAN EUROPACIFIC GROWTH FUCL F2 — Int/Div — Distnbuted

OPPENHEIMER INTL GRWTH FD CL Y SHS — Int/Div — Distnbuted

VIRTUS EMERGING MARKETS OPPORTUNITIESS FNDCL 1 — Int/Div — Distributed

RAINIER FDS MID CAP EQUITY FD INSTL CL — Distribution — Distnbuted

RIDGEWORTH FDS MID-CAP VALUE EQUITY FD CLASS — istnbution — Distnbuted

1 ROWE PRICE REAL EST FUND INC — Int/Div — Distnibuted

TOUCHSTONE INSTL FDS TR SANDS CAP INSTL GROWTH FD — Distribution — Distributed

VICTORY SYCAMORE SMALL CO OPPTY FD CL — Distribution — Distnbuted

MFS/SUN REGATTA PLATINUM VARIABLE ANNUITY IN IRA ACCT (H)

MFS EMERGING MARKETS EQUITY PO — None — Redeemed

MFS TOTAL RETURN SERIES INITIA — None — Redeemed

MFS INTERNATIONAL GROWTH PORTF — None — Redeemed

MFS CORPORATE BOND PORTFOLIO 1 — None — Redeemed

MFS INTERNATIONAL VALUE PORTFO — None — Redeemed

MFS RESEARCH INTERNATIONAL POR — None — Redeemed

MFSVIT UTILITIES SERIES INITY — None — Redeemed

MFS VIT VALUE SERIES INTIAL C — None — Redeemed

IRA ACCOUNT #2 (HX X)

DEUTSCHE SECS TR GLOBAL REAL ESTATE SECS FD INSTL CLASS — Int/Div — Sold

EATON VANCE SER II INCOME FUND BOSTONCL — istmbution — Sold

RSINVT TR SMALL CAP GROWTH FDCLY — Distribution — Sold

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Distribution — Sold

HARBOR FD INTL FD INSTL CL — Distribution — Sold

HOTCHKIS & WILEY FDS DIVERSIFIED VALUE FUN — Int/Div — Sold

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — istnibution — Sold

JANUS INVT FD FLEXIBLE BD FD CLASS — Distribution — Sold

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Int/Div — Sold

MFSSER TRIVALUEFDCLI — istnbution — Sold

MASS INV TRUST CLASS A — istnibution — Sold

AMERICAN EUROPACIFIC GROWTH FUCLF2 — Int/Div — Sold

OPPENHEIMER INTL GRWTH FD CL Y SHS — Int/Div — Sold

VIRTUS EMERGING MARKETS OPPORTUNITIESS FNDCL 1 — Int/Div — Sold

RAINIER FDS MID CAP EQUITY FD INSTL CL — Distribution — Sold

RIDGEWORTH FDS MID-CAP VALUE EQUITY FDCLASS — Distribution — Sold

T ROWE PRICE REAL EST FUND INC — Int/Div — Sold

TOUCHSTONE INSTL FDS TR SANDS CAP INSTL GROWTH FD — Distribution — Sold

VICTORY SYCAMORE SMALL CO OPPTYFDCL I — Distribution — Sold

VANGUARD SMALL CAP INDEX ADMIRAL — Int/Div — Buy

VANGUARD MIDCAP VALUE INDEX ADMIRAL — Int/Div — Buy

VANGUARD 500 INDEX ADMIRAL — Int/Div — Buy

VANGUARD SHORT TERM INVESTMENT GRADE — Int/Div — Buy

VANGUARD PRIME MONEY MARKET — Int/Div — Buy

PUTNAM VT GBL ASSET ALLOC — None — Redeemed

PUTNAM VT GRWTH & INCM — None — Redeemed

PUTNAM VT HIYIELD — None — Redeemed

PUTNAM VT INTL GRWTH — None — Redeemed

PUTNAM VT MNY MKT — None — Redeemed

PUTNAM VT MULTI CAP GRO — None — Redeemed

PUTNAM VT VOYAGER — None — Redeemed

PUTNAM VTGLB UTIL — None — Redeemed

Spouse's income — 2016 — North Raleigh United Methodist Church--salary

Part 11L.B., line 1. Spouse's mcome paid Jan. through May and Sept. through Dec. in reporting period.

Part VII, lines 36 to 67 and 68 to 94. [00 25% interest in the assets in the IRA account listed in lines 36 to 67 were transfered into IRA account #2, which is

the subject of lines 68 to 94, and then disposed of us indicated.

Part VII, Lines 95 to 103. On 2/05/16, the annuity subject to these lines was redeemed and entered the estate of the deceased annuitant (died 12/05/15), in which

[0 bad a 25% interest.