Jeremy D. Fogel

Morgan Stanley brokerage account (assets listed below) (x)

Vanguard Consumer Dsc ETF (x) — Int/Div — Buy

Vanguard Financials ETF (x) — Int/Div — Buy

Vanguard Small Cap ETF (x) — Int/Div — Buy

Vanguard Mid-Cap ETF (x) — Int/Div — Buy

IShares S&P 500 Growth ETF (x) — Int/Div — Buy

IShares S&P S00 Value ETF (x) — Int/Div — Buy

IShares Select Dividend ETF (x) — Int/Div — Buy

Vanguard FTSE Developed Mkis E (x) — Int/Div — Buy

Vanguard FTSE Emerging Markets (x) — Int/Div — Buy

IShares Nat Amt-Fre Mun Bd ETF (x) — Int/Div — Buy

Wisdomtree Trust Japn Hedge EQ (x) — Int/Div — Buy

IShares Interim Credit Bd ETF (x) — Int/Div — Buy

EV ADV Floating Rate (x) — Int/Div — Buy

Western Asset Muni High Inc (x) — Int/Div — Buy

Morgan Stanley Bank — Interest — Open

Fidelity Investments (assets listed below) (see part VIII)

Fidelity Califorma Muni Money Mkt — Interest — with lime 16)

Federated High Yield Trust — Int/Div — Sold

Fidelity Strategic Income — Int/Div — Sold

Nuveen Califorma High Yield Mum Bd — Int/Div — Sold

Pepco Holdings Inc — Int/Div — Sold

AT&T Inc — Int/Div — Sold

BCE Inc — Int/Div — Sold

Kinder Morgan Energy Partners LP — None — Sold

Portland Gen Elec Co. — Int/Div — Sold

Potash Corp of Saskatchewan — Int/Div — Sold

Morgan Stanley IRAZ1 (assets listed below)

MSDW Liquid Asset Fund — Int/Div — Sold

Pioneer Mid-Cap Fund — Int/Div — Sold

Morgan Stanley Bank — Interest

John Hancock Regional Bank B — Interest — Sold

United VanKampen EAFE Select 20 Portfolio 2007-1 — Int/Div — Sold

Fidelity Balanced Fund (see Part VIII) — Int/Div

Franklin Mutual European C (x) — None — Buy

Franklin Mutual European C (x) — Sold

Vanguard Consumer Dsc ETF (x) — Int/Div — Buy

Vanguard Financials ETF (x) — Int/Div — Buy

Vanguard Small Cap ETF (x) — Int/Div — Buy

Vanguard Mid-Cap ETF Index (x) — Int/Div — Buy

IShares S&P 500 Growth ETF (x) — Int/Div — Buy

IShares S&P Value ETF (x) — Int/Div — Buy

IShares Select Dividend ETF (x) — Int/Div — Buy

Vanguard FTSE Developed Mkts E (x) — Int/Div — Buy

Vanguard FTSE Emerging Markets (x) — Int/Div — Buy

Wisdomtree Trust Japn Hedge EQ (x) — Distribution — Buy

IShares Interim Credit Bd ETF (x) — Int/Div — Buy

Spdr Barclays Capital High Yield (x) — Int/Div — Buy

EV Adv Floating Rate I (x) — Int/Div — Buy

Morgan Stanley IRA #2 (assets listed below)

MSDW Liquid Asset Fund — Int/Div — Sold

Morgan Stanley Bank — Interest

MSDW Global Advantage B — Int/Div — Sold

Pioneer Mid-Cap Fund — Int/Div — Sold

John Hancock Regional Bank A — Int/Div — Sold

MS Spectrum Tech — None — Redeemed

MS Spectrum Select — None — Redeemed

Fidelity Balanced Fund (see Part VIII) — Int/Div

Franklin Mutual European C (x) — None — Buy

Franklin Mutual European C (x) — Sold

Vanguard Consumer Dsc ETF (x) — Int/Div — Buy

Vanguard Financials ETF (x) — Int/Div — Buy

Vanguard Small Cap ETF (x) — Int/Div — Buy

Vanguard Mid-Cap ETF Index (x) — Int/Div — Buy

IShares S&P Growth ETF (x) — Int/Div — Buy

IShares S&P Value ETF (x) — Int/Div — Buy

IShares Select Dividend ETF (x) — Int/Div — Buy

Vanguard FTSE Developed Mkts E (x) — Int/Div — Buy

Vanguard FTSE Emerging Markets (x) — Int/Div — Buy

Wisdomtree Trust Japn Hedge EQ (x) — Iistnbution — Buy

IShares Interim Credit Bd ETF (x) — Int/Div — Buy

Spdr Barclays Capital High Yield (x) — Int/Div — Buy

EV Adv Floating Rate I (x) — Int/Div — Buy

Trust #1 (assets listed below)

Wells Fargo Investors Brokerage Account (aggregate reporting) — Int/Div

Doubleline Fds Total Return Bd Fd

Pioneer Ser Tr VI Flig Rate Fd

Templeton Income Tr Global Bd Fd

wee-lntel Comp

Potash Corp. of Saskatchewan

Realty Income Corp. REIT

Teradata Corp

eeeTransocean Ltd. Ordinary Shares

Pointright Holdings, Inc — None

Rental property--Santa Clara County, CA — Rent

Rental property--Placer County, CA — Rent — Sold — and Amy Hillyard

Two undeveloped lots--Placer County, CA (see part VII (x) — None — from line 86)

Agreement — 19/30/81 — Cahforma Judicial Retirement System: entitled to receive approximately 61% of the current salary of a Cahtorma Superior Court Judge

Reimbursement — American Lawyer Medi — February 2-4 — New York, NY — Panchist at conference — Transportation and lodging

Reimbursement — Regional Dialogue (NGO) — May 30-June 6 — Tashkent, Uzbekistan — Technical assistance to Uzbek judiciary — Transportation, meals and lodging

Reimbursement — Federal Circuit Bar Association — June 26-27 — Dana Point, CA — Panchist at conference — Transportation, meals and lodging

Reimbursement — American Bar Associaton — June 30-July — Chicago, IL — Meeting of Commission on Future of Legal Services — Transportation, meals and lodging

Reimbursement — American Anntrust Institute) Stanford University — August 27-29 — Stanford, CA — Faculty member at educational program — Transportation, meals and lodging

Income — 2015 — Califorma Judicial Retirement System — $105,748.98

1. Part VII, lines 17-27: The assets listed in my previous report were transferred to a brokerage account at Morgan Stanley on 10/21/15. The assets were sold by

Morgan Stanley subsequent to the transfer,

2, Part VII, lines 34 and 58: The Fidelity IRA accounts listed at lines 28-31 in my previous report were transferred to IRA accounts at Morgan Stanley on

11/1015,

3. Part VII, lines 86-87: The rental property in Placer County, CA listed at line 53 in my previous report included a residence and two adjacent undeveloped lots.

The residence was sold during the reporting period, but the lots were not. No rental income is or has been derived from the lots as such.