Charles Novack

IRA #1 — Int/Div

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Accenture PLC Class A — Sold (part)

Accenture PLC Class A — Buy (add'l)

Baxter International, Inc

CH Robmson Worldwide. Inc. (common) — Sold

Colgate Palmolive Co. (common)

Canadian National Railways Co. (common)

Factset Research System, Inc. (common)

Granger WW, Inc. (common) — Sold (part)

Hormel (common) — Sold (part)

Magellan Midstream Partners (common) — Sold (part)

McDonalds Corp. (common) — Buy (add'l)

McDonalds Corp. (common) — Sold

Metrome, Inc. (common)

Nike. Inc. (common)

Novo - Nordisk as ADR — Sold (part)

Petsmart, Inc — Buy

Praxair. Inc. (common) — Buy (add'l)

Target Corporation — Buy (add'l)

TIX Companies (common) — Buy

T. Rowe Price Group (common)

Toronto Dominion Bank — Buy (add'l)

U.S. Bankcorp. Del. New — Buy

U.S. Bankcorp. Del. New — Sold

Walgreen Company (common )

Xilinx, Inc. (common)

361 Managed Futures Strat. Fund C1 1 — Buy (add'l)

361 Managed Futures Strat. Fund C1 1 — Buy (add'l)

361 Managed Futures Strat. Fund C1 1 — Buy (add'l)

S10. — Buy (add'l)

Doubleline Total Return Bond Fund C11 — Buy

Guggenheim Exch TRD FD Bullet Shares 2014 Corp Bond ETF — Buy

Guggenheim Exch TRD FD Bullet Shares 2015 Corp Bond ETF — Buy

Guggenheim Ech TRD FD Bullet Shares 2016 Corp Bond ETF — Buy

Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Buy

Guggenheim ETF Bullet Shares 2018 Corp Bond — Buy

Guggenheim ETF Bullet Shares 2020 Corp Bond — Buy

Shares Tr. Bond 1-3 Year Credit Bond ETF — Buy

Shares Tr. Bond 1-3 Year Credit Bond ETF — Buy (add'l)

Shares Tr. Bond 1-3 Year Credit Bond ETF — Buy (add'l)

Shares Tr. Bond 1-3 Year Credit Bond ETF — Sold

IShares 2020 ETF New Corporate Ex. Financials Term — Buy

PIMCO All Asset All Authority CL Inst — Buy

PIMCO All Asset All Authority CL Inst — Buy (add'l)

PIMCO All Asset All Authority CL Inst — Buy (add'l)

PIMCO Exh. Corp. Bond ETF Intermediate Term — Buy

Templeton Global Bond Fund A

SPDR Index Shares Fund Dow Jones Global Real — Buy (add'l)

SPDR Index Shares Fund Dow Jones Global Real — Sold

SPDR S&P Global ETF Natural Resources — Sold

SPDR Fincl. Select Shares — Buy

SPDR Fincl. Select Shares — Buy (add'l)

Vanguard Inflation Protected Securities FD — Sold

Vanguard Intemational Equity Index All World — Buy (add'l)

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Buy (add'l)

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Sold (part)

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Sold

Vanguard Corp. Bond ETF Intermediate: Term — Sold (part)

Vanguard Corp. Bond ETF Intermediate: Term — Buy (add'l)

Vanguard Corp. Bond ETF Intermediate: Term — Sold

Vanguard Bond Index Fund — Sold (part)

Vanguard Inflation Protected Securities FD — Sold

T. Rowe Price Emerging Markets Fund — Buy (add'l)

IRA #2 — Int/Div

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Accenture PLC Class A

Baxter Intemational Inc

CH Robinson Worldwide, Inc. (common) — Sold

Canadian National Railways Co. (common)

Colgate Palmolive Co. (common)

Factset Research. Inc. (common)

Grainger WW, Inc. (common)

Hormel (common) — Sold (part)

Magellan Midstream Partners — Sold (part)

McDonalds Corp. (common) — Sold

Medtronic. Inc. (common)

Nike, Inc. (common)

Novo Nordisk as ADR

Target Corporation

Toronto Dominion Bank F

Petsmart — Buy

Praxair, Inc. (common)

T. Rowe Price Group (common)

TIX Compames {common )

US Bankcorp Del. New — Buy

US Bankcorp Del. New — Sold

361 Managed Futures Strat Fund C1 — Buy

Doubleline Total Return Bond Fund C1 1

Guggenheim ETF Bullet Shares 2014 Corp Bond ETF — Buy

Guggenheim ETF Bullet Shares 2015 Corp Bond Fund ETF — Buy

Guggenheim ETF Bullet Shares 2016 Corp Bond Fund ETF — Buy

Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Buy

Guggenheim ETF Bullet Shares 2018 Corp Bood ETF — Buy

Guggenheim ETF Bullet Shares 2020 Corp Bond — Buy

IShares 2020 ETF Corp Ex-Financials Term — Buy

IShares Treasury Bond 1-3 Year Credit Bond ETF — Buy

IShares Treasury Bond 1-3 Year Credit Bond ETF — Sold

PIMCO Exh Traded Fund 1-5 yr US TIPs Index Exh, — Buy

PIMCO All Asset All Authority C1 Inst — Buy

Vanguard Bond Index Fund — Sold (part)

Vanguard Corporate Bond ETF Short: Term Corp, Bond — Sold (part)

Vanguard Corporate Bond ETF Short: Term Corp, Bond — Sold

Vanguard Corp Bond ETF Intermediate: Term — Sold

Vanguard Intl Eqty Index ETF

SPDR S&P Global ETF Natural Resources — Sold

SPDR Index Shares Fund Dow Jones Global Real — Sold

SPDR Fincl SelectShares of Beneficial Int. — Buy

T. Rowe Price - Emerging Markets Fund

Templeton Global Bond Fund

Vanguard Inflation Protected Securities FD — Sold

XILINX, Inc. (common)

Walgreen, Inc. (common)

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Bank of America Account — Interest

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Interest

RBC Wealth Management U.S. Govt Money Market Account — Int/Div

Vanguard 500 Index IRA #3 — Int/Div

Fidelity Cal. Muni Market — Int/Div

Schwab Adv. Cash Reserve — Interest

Vanguard Limited Term Tax Exempt Investor SHR — Int/Div

Brown Cap. Mgmt — Iistnbution

UBS Cash Fund — Interest

Fidelity Blue Chip Growth — Int/Div

Fidelity Growth Strategies Fund — Int/Div

Novack mmm LLC (possible interest held by estate of REN — None

Co-Trustee, state of

Agreement — 1999 — GATX Pension Plan, in which © has some unknown future benefit. = terminated employment in December 2004.

Liability — Occidental College — tion

Spouse's income — 2013 — Self-employed attorney

GATX Pension Plan is listed in Part IL. This agreement was inadvertently omitted from prior reports. The \01 is not receiving any present payments, and the

future payments are unknown,

First Eagle Fund is not listed in IRA #1 in Part VIL. This holding in this IRA was fully sold on January 23, 2012. This transaction was incorrectly listed as a "Buy

" on that date in the 2012 financial report. This fund has been removed from this year's financial report.

Templeton Global Bond Fund is listed in IRA #2 in Part VIL. This holding was incorrectly listed as being fully sold in the 2012 financial report. It was only

partially sold on the date listed in the 2012 financial report. Accordingly, it is still listed in this year's financial report.

SPDR Index Shares Fund Dow Jones Global Real Estate Fund is listed in IRA # 2 in Part VIL. The 2012 financial report incorrectly listed this holding as being

fully sold on 02/10/12, which is incorrect. There was no transaction on that date for this holding. This holding was fully sold on 08/28/13, which is reflected in

this year's finanical report.

SPDR S&P Midcap 400 ETF is not listed in IRA #2 in Part VIL. The 2012 financial report should have stated that this position was fully sold on 10/31/12.

Accordingly, it is not listed in this year's financial report.

The estate of [JN is listed in Part VII, The LLC allegedly owned real property, which was appraised as of February 7. 2012.