Ronald H. Sargis

WISDOM I KEE ASIA DEBT ETF — Int/Div — Buy

WISDOM I KEE ASIA DEBT ETF — Sold

WISDOMTREE CHINESE YUAN ETF — None — Buy

WISDOMTREE CHINESE YUAN ETF — Sold (part)

WISDOMTREE CHINESE YUAN ETF — Sold

WISDOMTREE JAP HDGD EQT ETF — None — Buy

WISDOMTREE JAP HDGD EQT ETF — Buy (add'l)

WISDOMTREE JAP HDGD EQT ETF — Sold (part)

WISDOMTREE JAP HDGD EQT ETF — Sold (part)

WISDOMTREE JAP HDGD EQT ETF — Sold

JPMORGAN CHASE ALERIAN MLP IND X ENT BASED ON WAP AM) — Int/Div — Sold (part)

JPMORGAN CHASE ALERIAN MLP IND X ENT BASED ON WAP AM) — Sold

UBS AG JERSEY E TRACS LKD ALER TAN MLP INFRASTRUCTURE MLPI — Int/Div — Sold (part)

UBS AG JERSEY E TRACS LKD ALER TAN MLP INFRASTRUCTURE MLPI — Sold

Intentionally Blank Line

Brokerage Account #9 IRA Rollover

CASHMONEY MARKET -- RW Baird Ge neral MMKT Class A — Int/Div

CAPITAL WORLD GW IH & INCOME FD CWGEX — Int/Div

CALAMOS CONVERTIBLE FUND CIC vx — Int/Div

242 — istnbution

DAVIS NEW YORK VENTURE DNVYX — Int/Div

DAVIS NEW YORK VENTURE DNVYX — Buy (add'l)

GROWTH FUND AMER GFAFX — Int/Div

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Buy (add'l)

HUSSMAN INVT GROWTH FD HSGFX — Int/Div

HUSSMAN INVT GROWTH FD HSGFX — Buy (add'l)

IVY FDS INC ASSET STRATEGY FD WA SYX — Int/Div

KEELEY FUNDS SMALL CAP VALUE KSCIX — None

SECURITY EQUITY FD MID CAP VAL LESEVAX — Int/Div

254. — Ihistnbution

PERMANENT PORTFOLIO FD PRPFX — Int/Div

256. — Iistnibution

VANGUARD INTER TERM BOND FUND — Int/Div — Buy

258 — Distribution

Intentionally Blank Line

Trust #1

CALIFORNIA BANK & TRUST -- DEP OSIT ACCOUNTS — Interest

US GOVERNMENT BONDS — None

METROPOLITAN LIFE INSURANCE PR OCEEDS — None

Intentionally Blank Line

Estate #1 — None

Liability — CXumrmgn TOM uaF ( 1SC voir — dnd CIV, bend, i a (A-H) arin) Jr

Reimbursement — NONE (No, — wrtable income, assets, or — nsactions. )

Reimbursement — NONE (No — wtable income. assets, or — sactions. )

Part VII, Brokerage Acct. #6, Line 52, and Brokerage Acct. #7, Line 230, are former retirement accounts which were liquidated to minimize owership of

individual stocks, and the proceeds were rolled into Brokerage Accts. 8 and 9.

Part VII, Line S05 - Estate #1. The probate estate for this has no assets, with everything being administered through Trust #1.