Kimba Maureen Wood

EXXON CORP COMMON STOCK — Int/Div

CREST FUND LP (IRA/ROTH IRA) (SEE NOTE INSECTIONVHD — Distribution

GOLDMAN, SACHS BANK DEPOSIT) CASH #1 — Interest — Closed

MORGAN STANLEY BANK/CASH — Interest — Open

ABBOTT LABORATORIES COMMON STOCK — Int/Div — Buy

AMERICAN EXPRESS CO COMMON STOCK — None — Buy

AVENLE INCOME CREDIT COMMON STOCK — Int/Div — Buy

BLACKROCK INC COMMON STOCK — Int/Div — Sold (part)

BLACKROCK INC COMMON STOCK — Sold (part)

CME GROUP INC COMMON STOCK — Int/Div — Buy

CREXUS INVESTMENT CORP COMMON STOCK — Int/Div — Buy

EATON VANCE TAX-MNGD GLOBAL COMMON STOCK — Int/Div — Buy

EATON VANCE TAX-MNGD GLOBAL COMMON STOCK — Sold

ENERGY SEL SECT SPDR FD COMMON STOCK — Int/Div — Buy

ENERGY SEL SECT SPDR FD COMMON STOCK — Sold (part)

ENERGY SEL SECT SPDR FD COMMON STOCK — Sold (part)

HALLIBURTON CO COMMON STOCK — None — Buy

ISHARES S&P MID CAP 400 GROWTH COMMON STOCK — None — Buy

MARKET VECTOR AGRIBUS ETF COMMON STOCK — Int/Div — Buy

MARKET VECTORS BRAZL SM-CAP COMMON STOCK — None — Buy

NFIDIVIDEND INT & PRE STRGY COMMON STOCK — Int/Div — Buy

NORTHSTAR REALTY FIN CORP COMMON STOCK — Int/Div — Buy

NORTHSTAR REALTY FIN CORP COMMON STOCK — Sold

PEPSICO INC COMMON STOCK — None — Buy

PROSPECT CAPITAL CORP COMMON STOCK — Int/Div — Buy

QUALCOMM INC COMMON STOCK — None — Buy

ROCK TENN CO CL A COMMON STOCK — Int/Div — Buy

ROCK TENN CO CL A COMMON STOCK — Sold (part)

ROCK TENN CO CL A COMMON STOCK — Sold

SANDRIDGE ENERGY INC COMMON STOCK — None — Buy

SONIC CORP COMMON STOCK — None — Sold (part)

SONIC CORP COMMON STOCK — Sold

SPDR S&P BANK ETF COMMON STOCK — Int/Div — Buy

STARWOOD PROPERTY TRUST INC COMMON STOCK — Int/Div — Buy

TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — Int/Div — Buy

TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — Buy (add'l)

VANGUARD DIVIDEND APPRECIATION COMMON STOCK — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION COMMON STOCK — Sold (part)

VANGUARD INFO TECH ETF COMMON STOCK — Int/Div — Buy

VANGUARD MSCI EMERGING MKTS COMMON STOCK — Int/Div — Buy

WALGREEN CO COMMON STOCK — Int/Div — Sold (part)

WALGREEN CO COMMON STOCK — Sold

WEATHERFORD INTL LTD COMMON STOCK — None — Buy

WISDOMTREE TR EMG MKTS SMCAP COMMON STOCK — Int/Div — Buy

BIF TAX-EXEMPT FUND/CASH — Int/Div

ABBOTI LABORATORIES COMMON STOCK — Int/Div — Buy (add'l)

ACCENTURE LTD COMMON STOCK — Int/Div — Sold (part)

AIR PRODUCTS COMMON STOCK — Int/Div — Buy

ALLEGHENY TECHNOLOGIES COMMON STOCK — Int/Div — Buy

AMERICAN EXPRESS COMMON STOCK — Int/Div

AMERICA MOVIL COMMON STOCK — Int/Div — Sold (part)

AMGEN COMMON STOCK — Int/Div — Buy

ANADARKO PETROLEUM CORP COMMON STOCK — Int/Div

FLY LEASING (FKA BABCOCK & BROWN) COMMON STOCK — Int/Div

BERKSHIRE HATHAWAY COMMON STOCK — None

BLACKROCK INC COMMON STOCK — Int/Div

CABOT OIL & GAS COMMON STOCK — Int/Div — Sold (part)

CARPENTER TECHNOLOGY COMMON STOCK — Int/Div

CHUBB COMMON STOCK — Int/Div — Buy

CONOCOPHILLIPS COMMON STOCK — Int/Div — Sold (part)

CONSTELLATION BRANDS COMMON STOCK — None — Sold (part)

CORNING INC COMMON STOCK — Int/Div — Buy

COVANTA HLDG CORP COMMON STOCK — Int/Div

DEVON ENERGY CORP COMMON STOCK — Int/Div — Sold (part)

DEVON ENERGY CORP COMMON STOCK — Sold (part)

EQT CORP COMMON STOCK — Int/Div

EVERCORE PARTNERS COMMON STOCK — Int/Div

FEDERAL EXPRESS COMMON STOCK — Int/Div — Buy

INTERNATIONAL BUSINESS MACHINE COMMON STOCK — Int/Div

INTERNATIONAL PAPER CO COMMON STOCK — Int/Div — Buy (add'l)

JOHNSON & JOHNSON COMMON STOCK — Int/Div

KROGER COMPANY COMMON STOCK — Int/Div — Sold

MARKET VECTORS GOLD MINER ETF COMMON STOCK — Int/Div

MCDONALDS COMMON STOCK — Int/Div

METLIFE COMMON STOCK — None — Buy

METLIFE COMMON STOCK — Sold

MICROSOFT COMMON STOCK — Int/Div — Buy

MICROSOFT COMMON STOCK — Buy (add'l)

OCCIDENTAL PETE CORP COMMON STOCK — Int/Div

ORACLE CORP COMMON STOCK — Int/Div

PACKAGING CORP COMMON STOCK — Int/Div

PEPSICO COMMON STOCK — Int/Div

PFIZER INC COMMON STOCK — Int/Div — Buy (add'l)

PIONEER NATURAL RESOURCES COMMON STOCK — Int/Div

IRA HOLDINGS - ALL COMMON STOCKS (LINES 86-153)

ALTRIA GROUP — Int/Div — Sold (part)

ALTRIA GROUP — Sold

AMERICAN EXPRESS CO — None — Buy

ANNALY CAPITAL MNGMT INC — Int/Div — Buy

ANNALY CAPITAL MNGMT INC — Buy (add'l)

ANNALY CAPITAL MNGMT INC — Sold (part)

APOLLO INVESTMENT CORP — None — Buy

AVENLE INCOME CREDIT — Int/Div — Buy

AVENLE INCOME CREDIT — Buy (add'l)

AVENLE INCOME CREDIT — Buy (add'l)

BLACKROCK INTLGROWTH& INC TR — Int/Div — Sold

BRIDGEPOINT EDUCATION INC — None — Sold

CME GROUP — Int/Div — Buy

CREXUS INVESTMENT CORP — Int/Div — Buy

DANAHER CORP — Int/Div — Buy

DANAHER CORP — Sold (part)

EATON VANCE TAX MDG DIV EQU FD — Int/Div — Buy

EATON VANCE TAX MDG DIV EQU FD — Sold

GUGGENHEIM BUILD AMER BONDS — Int/Div — Buy (add'l)

GUGGENHEIM BUILD AMER BONDS — Sold (part)

GUGGENHEIM BUILD AMER BONDS — Sold (part)

GUGGENHEIM BUILD AMER BONDS — Sold

HALLIBURTON CO — None — Buy

ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy

KRAFT FOODS INC — Int/Div — Sold

MARKET VECTORS BRAZIL SM-CAP — Int/Div — Buy

METLIFE INCORP — None — Buy

METLIFE INCORP — Sold

NFI DIVIDEND INT & PRE STRGY — Int/Div — Buy

NORTHSTAR REALTY FIN CORP — Int/Div — Buy

NORTHSTAR REALTY FIN CORP — Sold (part)

NORTHSTAR REALTY FIN CORP — Sold

PHILIP MORRIS — Int/Div — Sold (part)

PHILIP MORRIS — Sold (part)

PHILIP MORRIS — Sold (part)

PROSPECT CAPITAL CORP — Int/Div — Buy

QUALCOMM INC — None — Buy

RALCORP HOLDINGS INC — None — Sold

SANDRIDGE ENERGY INC — None — Buy

SCHLUMBERGER LTD — Int/Div — Buy

SCHLUMBERGER LTD — Buy (add'l)

SCHLUMBERGER LTD — Sold (part)

SOLAR CAPITALLTD — Int/Div — Buy

SOLAR CAPITALLTD — Sold (part)

SPDR S&P BANK ETF — Int/Div — Buy

SPDR S&P BANK ETF — Buy (add'l)

SPDR S&P INSURANCE ETF — Int/Div — Buy

STARWOOD PROPERTY TRUST INC — Int/Div — Buy

TETRAGONFINLGRPLTD — Int/Div — Buy

TETRAGONFINLGRPLTD — Sold (part)

TETRAGONFINLGRPLTD — Sold (part)

TETRAGONFINLGRPLTD — Sold (part)

TETRAGONFINLGRPLTD — Sold (part)

TETRAGONFINLGRPLTD — Sold

TEVA PHARMACEUTICALS ADR — None — Buy

UNITED TECHNOLOGIES CORP — None — Buy

VANGUARD DIVIDEND APPRECIATION — Int/Div

VANGUARD INFO TECH ETF — Int/Div — Buy

VANGUARD MSCI EMERGING MARKETS — Int/Div — Buy

VANGUARD REIT ETF — Int/Div — Buy

WAL MART STORES INC — None — Buy

WAL MART STORES INC — Sold

WISDOMTREE TR EMG MKTS SMCAP — Int/Div — Buy

WISDOMTREE TR EMG MKTS SMCAP — Buy (add'l)

WISDOMTREE TR INDIA — None — Buy

WISDOMTREE TR INDIA — Sold

YUM BRANDS INC — Int/Div — Buy

YUM BRANDS INC — Sold (part)

ADDITIONAL COMMON STOCKS INON-IRA)

REINSURANCE GROUP OF AMERICA — Int/Div — Sold

ROCKWELL COLLINS — Int/Div — Buy

SONIC CORP — None — Buy (add'l)

THE TRAVELERS COS — Int/Div

UNILEVER — Int/Div

UNITED CONTINENTAL HL — None — Sold

UNITED PARCEL SERVICE — Int/Div

UNUM GROLP — Int/Div

VIACOM — Int/Div

WALGREEN — Int/Div

WALMART STORES — Int/Div — Sold (part)

WALMART STORES — Sold (part)

WALMART STORES — Sold (part)

XEROX — Int/Div

MLPS (LINES 170-203) (SEE NOTE 1 IN SECT VII

BUCKEYE PTNRS — None — Buy

BUCKEYE PTNRS — Sold (part)

BUCKEYE PTNRS — Sold (part)

BUCKEYE PTNRS — Sold (part)

BUCKEYE PTNRS — Sold (part)

EAGLE ROCK ENERGY PTNRS — None — Sold (part)

EAGLE ROCK ENERGY PTNRS — Sold (part)

EAGLE ROCK ENERGY PTNRS — Sold (part)

EAGLE ROCK ENERGY PTNRS — Sold (part)

ENERGY TRANS EQTY LP — None — Sold (part)

ENERGY TRANS EQTY LP — Sold (part)

ENERGY TRANS EQTY LP — Sold (part)

ENERGY TRANS EQTY LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODUCTS PRODUCTS LP — None — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODUCTS PRODUCTS LP — Buy (add'l)

ENTERPRISE GP/AKA ENTERPRISE PRODUCTS PRODUCTS LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODUCTS PRODUCTS LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODUCTS PRODUCTS LP — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — None — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MARKWEST ENERGY PARTNERS LP — Distribution — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

REGENCY ENERGY PTNRS LP — None — Sold (part)

REGENCY ENERGY PTNRS LP — Sold (part)

REGENCY ENERGY PTNRS LP — Sold (part)

REGENCY ENERGY PTNRS LP — Sold (part)

WESTERN GAS PARTNERS — None — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

CASH/S/T INVESTS/MM ACCTS (LINES 205-221)

GOLDMAN SACHS FINANCIAL SOUARE MM/CASH — Interest

GOLDMAN SACHS BANK DEPOSIT! CASH #2 — Interest

CITIBANK CHECKING ACCOUNT FOUNDATION — None

CITIBANK INTEREST CHECKING ACCOUNT #1 — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #1 — Interest

CITIBANK CHECKING ACCOUNT — None

CITIBANK ASSET ACCOUNT — None

CITIBANK MONEY MARKET PLUS — Interest

CITIBANK INTEREST CHECKING ACCOUNT #2 — Interest

STATE STREET INST LIQUID RESERVES MM/CASH — Int/Div

BARCLAYS CASH (SEE NOTE 8 IN SECT VII — Interest

UBS BANK USA DEPOSIT ACCOUNT — Interest — Closed

CGMI BANK DEPOSIT PROGRAM — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #2 — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #3 — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #4 — None — Closed

OCA WESLEY MORTGAGE REIT — Distribution

FOUNDATION BROKERAGE ACCOUNT #1 (LINES 223.224)

WAL MART STORES INC COMMON STOCK (X) — None — Sold

WAL MART STORES INC COMMON STOCK (X) — None — Sold

FOUNDATION BROKERAGE ACCOUNT #2 (FKA #4) (LINES 226-359)

MORGAN STANLEY BANK/TRUST #1 (CASH/MM) — Interest

MORGAN STANLEY BANK/TRUST #2 (CASH/MM) — Interest

COMMON STOCKS AND FUNDS (LINES 229.349)

AERCAP HOLDINGS NV — None — Sold

AMERICAN EXPRESS CO — None — Buy

ANNALY CAPITAL MGMT INC — Int/Div — Buy

ANNALY CAPITAL MGMT INC — Sold (part)

APOLLO INVESTMENT CORP — Int/Div — Buy

AVENLE INCOME CREDIT — Int/Div — Buy

AVENLE INCOME CREDIT — Buy (add'l)

AVENLE INCOME CREDIT — Buy (add'l)

AVENLE INCOME CREDIT — Buy (add'l)

BANK OF AMERICA — Int/Div — Buy (add'l)

BANK OF AMERICA — Sold

BLACKROCK INTL GROWTH AND INC ™ — Int/Div — Buy (add'l)

BLACKROCK INTL GROWTH AND INC ™ — Sold

BRIDGEPOINT EDUCATION INC — None — Sold

CDC SOFTWARE CORP — None — Sold (part)

CDC SOFTWARE CORP — Sold (part)

CDC SOFTWARE CORP — Sold

CHINACAST EDUCATION CORP — None — Buy

CHINACAST EDUCATION CORP — Sold (part)

CHINACAST EDUCATION CORP — Sold

CIT GROUP — None — Sold

CME GROUP INC — Int/Div — Buy

CREXUS INVESTMENT CORP — Int/Div — Buy

CREXUS INVESTMENT CORP — Buy (add'l)

CREXUS INVESTMENT CORP — Sold (part)

DANAHER CORP — Int/Div

DEVON ENERGY CORP — Int/Div — Sold (part)

DEVON ENERGY CORP — Sold

EATON VANCE TAX MGD DIV EQU FUND — Int/Div — Buy

EATON VANCE TAX MGD DIV EQU FUND — Sold

EATON VANCE TAX MGD DIV EQU FUND — Buy

EMERGING MKT ENERGY TITANS INDX — Int/Div — Sold

EMERGING MKT METAL & MINING TITAN — Int/Div — Sold

ENERGY SEL SECT SPDR FD — Int/Div — Buy

GENERAL MOTORS CO — None — Buy

GENERAL MOTORS CO — Sold

GUGGENHEIM BUILD AMER BOND FUND — Int/Div — Sold

HALLIBURTON CO — None — Buy (add'l)

HALLIBURTON CO — Sold (part)

HONEYWELL INTERNATIONAL INC — Int/Div — Sold

INTERNATIONAL BUSINESS MACHINES CORP — Int/Div

ISHARES IBOXX S$ H/Y CORP BOND FUND — Int/Div — Sold (part)

bad) — Sold (part)

bad) — Sold (part)

pak) — Sold (part)

pak) — Sold

ISHARES JP MORGAN EM BOND FUND — Int/Div — Sold

ISHARES MSC CANADA INDEX FUND — None — Sold

ISHARES MSCI PAC EX-JPN INDEX — Int/Div — Sold

ISHARES S&P S00 GROWTH INDEX — Int/Div — Sold

ISHARES S&P S00 VALUE INDEX — Int/Div — Sold

ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy

ISHARES S&P MIDCAP 400 INDEX — Int/Div

ISHARES SP SMALL CAP 600 INDEX FUND — None — Sold

ISHARES TR MSC SMALL CAP FUND — Int/Div — Sold

JP MORGAN CHASE — Int/Div — Sold

KRAFT FOODS INC — Int/Div — Sold

MARKET VECTORS AGRIBUS ETF — Int/Div — Buy

MARKET VECTORS BRAZIL SM.CAP — Int/Div — Buy (add'l)

MARKET VECTORS BRAZIL SM.CAP — Sold (part)

MARKET VECTORS RUSSIA ETF — None — Sold

MASTERCARD — Int/Div — Sold

METLIFE INC — None — Buy (add'l)

METLIFE INC — Sold

NFJ DIVIDEND INT & PRE STRGY — Int/Div

NORTHSTAR REALTY FIN CORP — Int/Div — Buy

NORTHSTAR REALTY FIN CORP — Sold

NUVEEN BUILD AMERICAN BOND FUND — Int/Div — Sold (part)

NUVEEN BUILD AMERICAN BOND FUND — Sold (part)

NUVEEN BUILD AMERICAN BOND FUND — Sold

ORACLE CORP — Int/Div — Sold

PFIZER INC — Int/Div — Sold

PROSPECT CAPITAL CORP — Int/Div — Buy

PRUDENTIAL FINANCIAL INC — None — Sold

QUALCOMM INC — None — Buy

ROCK TENNCOCL A — Int/Div — Buy

ROCK TENNCOCL A — Sold

SANDRIDGE ENERGY INC — None — Buy

SCHLUMBERGER LTD — Int/Div — Buy (add'l)

SCHLUMBERGER LTD — Buy (add'l)

RIT) — Sold (part)

SEADRILLLTD — Int/Div

SOLAR CAPITALLTD — Int/Div — Sold (part)

SPDR S&P BANK ETF (FKA KBW BANK FTF) — Int/Div

SPDR S&P DIVIDEND — Int/Div — Sold

SPDR S&P EMERGING ASIA PACIFIC — Int/Div — Buy (add'l)

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Buy (add'l)

STARWOOD PROPERTY TRUST INC — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST INC — Buy (add'l)

STARWOOD PROPERTY TRUST INC — Buy (add'l)

STARWOOD PROPERTY TRUST INC — Buy (add'l)

STARWOOD PROPERTY TRUST INC — Sold (part)

TETRAGONFINLGPLTD — Int/Div — Buy

TETRAGONFINLGPLTD — Buy (add'l)

TETRAGONFINLGPLTD — Sold (part)

TETRAGONFINLGPLTD — Sold (part)

TETRAGONFINLGPLTD — Sold (part)

TETRAGONFINLGPLTD — Sold (part)

TETRAGONFINLGPLTD — Sold

TEVA PHARMACEUTICALS ADR — Int/Div — Buy

TEXTAINER GROUP HOLDINGS LTD — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION — Int/Div — Buy

VANGUARD EMRG MKTS ETF — Int/Div

VANGUARD EUROPEAN ETF — None — Sold

VANGUARD INFO TECH ETF — Int/Div — Buy

VANGUARD REITETF — Int/Div — Buy

VISA INC — Int/Div — Sold

VISTEON CORP — None — Buy (add'l)

VISTEON CORP — Sold

WAL MART STORES INC — None — Buy

WAL MART STORES INC — Sold

WEATHERFORD INTLLTD — None — Buy

R¥3] — Buy (add'l)

WELLS FARGO & CO — Int/Div

WISDOMTREE TRUST EMRG MKT EQT — Int/Div — Buy

WISDOMTREE TRUST INDIA — None — Buy

WISDOMTREE TRUST INDIA — Sold

XUEDA EDUCATION GROUP SPON ADR — None — Buy

XUEDA EDUCATION GROUP SPON ADR — Sold (part)

RETH — Sold

YUM BRANDS INC — Int/Div — Buy

OPTIONS (LINES 351-359) (SEE NOTE 3 INSECTION VIII

HALLIBURTON CO — None — Buy

HONEYWELL INTERNATIONAL — None — Buy

HONEYWELL INTERNATIONAL — Buy (add'l)

KRAFT FOODS — None — Expired

MASTERCARD INC — None — Expired

MET LIFE INC — None — Buy

JP MORGAN CHASE & CO — None — Buy

ORACLE CORP — None — Buy

PFIZER INC — None — Buy

NON-PUBLICS (SEE NOTES S & 7 IN SECT VII (LINES 361-512)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Distribution — Sold (part)

ENTERTAINMENT ACQUISITION (SEE NOTES & 4 INSECTION VID — istnibution

CENTERBRIDGE CREDIT PARTNERS (SEE NOTE 1 IN SECTION VII — Distribution — Buy

TAMPA BAY RAYS (SEE NOTES 1 & 14 INSECT VII — Distribution

FRESH DIRECT — None

HARDING SERVICE, LLC (Y)

OFFIT CAPITAL ADVISORS (SEE NOTES & 14 IN SECTION VIII — None

OPLS MEDIA PARTNERS (Y)

UNIVERSAL HOSPITAL SERVICES HOLDING CO — None

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VIII — Distribution — Buy

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VIII — Sold (part)

IRVING PLACE CAPITAL 11 (SEE NOTES 9 & 14 INSECT VID — Distribution — Sold (part)

IRVING PLACE CAPITAL 11 (SEE NOTES 9 & 14 INSECT VID — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — None — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9& 14 INSECT VII — Buy (add'l)

CENTERVIEW CAPITAL (SEE NOTES 10& 14 INSECT VID — Distribution

DEL MONTE (SEE NOTE 15 IN SECT Vin — None — Buy

DEL MONTE (SEE NOTE 15 IN SECT Vin — Buy (add'l)

DEL MONTE (SEE NOTE 15 IN SECT Vin — Sold (part)

NIELSEN CO (SEE NOTE 15 IN SECT vin — None

RICHELIEU FOODS, INC (SEE NOTE 15 INSECT VIL — None — Sold (part)

DYNA VOX (SEE NOTE 15 IN SECT Vi — None — Sold (part)

VESTAR CAPL PRTNRS/ASSOC III (SEE NOTES 10& 14 IN SECT VID — Distribution

VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTES 10& 14 IN SECT VII — Distribution

VESTAR CAP/ASSOC V (SEE NOTE 10 INSECT VII — Distribution

CONSOLIDATED CONTAINER (SEE NOTE IS INSECT VHD — None

ST JOHNS KNITS (SEE NOTE 15 IN SECT VII — None

ARGO TECH (SEE NOTE 15 IN SECT vin — None

AZ ELECTRONIC MATLS (SEE NOTE 15 INSECT VIN — Int/Div — Sold (part)

AZ ELECTRONIC MATLS (SEE NOTE 15 INSECT VIN — Sold (part)

BORDER MEDIA (SEE NOTE 15 IN SECT VII — None

CCS INCOME TRUST (SEE NOTE 15 IN SECT VII — None

CESARE FIORUCCI (SEE NOT 15 IN SECT VII — None — Sold — Food Group

DEL MONTE (SEE NOTE 15 IN SECTION VII — None — Buy

DEL MONTE (SEE NOTE 15 IN SECTION VII — Sold (part)

DUFF & PHELPS (SEE NOTE 15 IN SECT vin — None — Sold (part)

ESSENT HEALTHCARE (SEE NOTE 15 INSECT VIII — None — Sold (part)

ESSENT HEALTHCARE (SEE NOTE 15 INSECT VIII — Sold — with RegionalCare

GLEASON CORP (SEE NOTE 15 IN SECT VII — None

HEALTHGRADES (SEE NOTE 15 IN SECT VI — None — Sold (part)

HEALTHGRADES (SEE NOTE 15 IN SECT VI — Sold (part)

INHEALTH (SE NOTE IS INSECT VID — None

THE SUN PRODUCTS CORP (SEE NOTE 1S INSECT VIII — None

MEDI-MEDIA (SEE NOTE 15 IN SECT Vin — None

NATIONAL MENTOR HLDNGS (SEE NOTE ISINSECT VID — None

OGF GROUP (SEE NOTE 15 IN SECT vin — None

PARTNER RE HLDNGS (SEE NOTE 15 INSECT VIII — Int/Div — Sold (part)

PARTNER RE HLDNGS (SEE NOTE 15 INSECT VIII — Sold

PRESS GANEY (SEE NOTE 15 IN SECT vin — None

RADIATION THERAPY (SEE NOTE 15 INSECT VII — None

SEVES SPA (SEE NOTE 1S INSECT VII) — None

SOLO CUP CO (SEE NOTE 15 IN SECT vin — None

SUNRISE MEDICAL (SEE NOTE 15 IN SECT VII — None — Sold (part)

DEVILBISS (SEE NOTE 2 IN SECTION vin — None

SYMETRA FINANCIAL (SEE NOTE 15 INSECT VIII — Int/Div

TRITON CONTAINER INTL (SEE NOTE 1S IN SECTION VIII — None — Buy

TRITON CONTAINER INTL (SEE NOTE 1S IN SECTION VIII — Buy (add'l)

VALIDUS HLDGS (SEE NOTE 15 IN SECT VII — Int/Div — Sold (part)

VALIDUS HLDGS (SEE NOTE 15 IN SECT VII — Sold (part)

VALIDUS HLDGS (SEE NOTE 15 IN SECT VII — Sold (part)

VALIDUS HLDGS (SEE NOTE 15 IN SECT VII — Sold (part)

VALIDUS HLDGS (SEE NOTE 15 IN SECT VII — Sold

WILTON RE HOLDINGS (SEE NOTE 15 INSECT VIII — None

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Distribution — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Buy (add'l)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9& 14 INSECT VIII — Sold (part)

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII) — None — Buy

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII) — Sold (part)

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII) — Buy (add'l)

RED ABBEY (SEE NOTE 9 INSECT VIII) — Distribution — Buy (add'l)

RED ABBEY (SEE NOTE 9 INSECT VIII) — Sold (part)

RED ABBEY (SEE NOTE 9 INSECT VIII) — Buy (add'l)

RED ABBEY (SEE NOTE 9 INSECT VIII) — Sold (part)

SENTINEL CAPITAL 11 (SEE NOTES 10& 14 IN SECT VIII — None

SENTINEL CAPITAL 111 (SEE NOTES 10 & 14 INSECT VIII — Distribution

SENTINEL CAPITAL IV (SEE NOTES 10 & 14 INSECT VII — Distribution — Buy (add'l)

SENTINEL CAPITAL IV (SEE NOTES 10 & 14 INSECT VII — Buy (add'l)

CHASE DOOR HOLDINGS (SEE NOTE 1S INSECTION VIII) — None — Buy

CHROMALOX (SEE NOTE 15 IN SECTION VII — None — Buy

CHROMALOX (SEE NOTE 15 IN SECTION VII — Buy (add'l)

CHROMALOX (SEE NOTE 15 IN SECTION VII — Buy (add'l)

CREDIT INFONET HOLDINGS (SEE NOTE ISIN SECT VHD — Interest

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — None — Buy

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — Buy (add'l)

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — Buy (add'l)

ENGINEERED CONTROLS (SEE NOTE ISINSECT VII — None

INSCAPE (SEE NOTE 1S INSECT VID — None

INTERIM HEALTHCARE (SEE NOTE 15 INSECT VIII — None — Sold (part)

LTI FLEXIBLE PRODUCTS (SEE NOTE 15 INSECT VIII — None

MADILL CORP (Y)

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — None — Sold (part)

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold (part)

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold (part)

MIDWEST WHOLESALE HARDWARE (SEE NOTE ISINSECT VID — None

NATIONAL SPINE AND PAIN CENTERS (SEE NOTE 1S INSECT VHD — None — Buy

KOHLS CORP COMMON STOCK

NORTH AMERICAN RESCUE (SEE NOTE IS INSECT VID — None — Sold (part)

NORTH AMERICAN RESCUE (SEE NOTE IS INSECT VID — Sold (part)

NORTH AMERICAN RESCUE (SEE NOTE IS INSECT VID — Sold (part)

PRECISION PIPELINE SOLUTIONS (SEE NOTE IS INSECT VID — None

SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE 1S INSECT VID — None — Sold (part)

SPINRITE (SEE NOTE IS INSECT VID — None

STRATEGIC PARTNERS (SEE NOTES 11 & ISINSECTION VID — None — Sold (part)

STRATEGIC PARTNERS (SEE NOTES 11 & ISINSECTION VID — Distnbuted

TRINITY CONSULTANTS HOLDINGS (SEE NOTE 1S INSECT VID — None — Sold — Investors

TRUSSBILT HOLDINGS (SEE NOTE 15 INSECT VIN — None

VINTAGE HOLDINGS (SEE NOTE 15 IN SECT VII — None

WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VII — None — Buy

SCIENS CAPITAL (AKA ZILKHA) (SEE NOTE 9 INSECT VIII — None

NORTHERN HELLENIC HOLDINGS (SEE NOTES 6.9& 14 INSECT VIII) — None

PARK AVENUE PARTNERS (SEE NOTES 9& 14 IN SECT VID — Distribution — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — None — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Distribution — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

OTHER INVESTMENTS/NOTES RECEIVABLES (LINES 514-551)

CHESAPEAKE PARTNERS (SEE NOTE 1 INSECT VII — None

FARALLON CAPITAL PARTNERS (SEE NOTES 1&14 INSECT VII — Distribution — Sold (part)

FARALLON CAPITAL PARTNERS (SEE NOTES 1&14 INSECT VII — Sold (part)

S17. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

AXIOM INTERNATIONAL INVESTORS (SEE NOTE 1 IN SECT VIII — Distribution — Sold (part)

THE BLENHEIM FUND (SEE NOTE 1 IN SECT VII — None

BREVAN HOWARD (SEE NOTE 1 IN SECT VII — istnibution

PAULSON ADVANTAGE (SEE NOTE INSECT VII — None

SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — None

WHALE ROCK FLAGSHIP FUND (SEE NOTE INSECT VII — None — Sold (part)

WHALE ROCK FLAGSHIP FUND (SEE NOTE INSECT VII — Redeemed

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — None — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

LAUDER ESTEE COS INC COMMON STOCK

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES 1&I13INSECT VI — Buy (add'l)

OPA) INC(SEE NOTE S INSECT VID — None

OSCAR S SCHAFER PARTNERS (SEE NOTE INSECT VII — Distribution — Sold (part)

OSCAR S SCHAFER PARTNERS (SEE NOTE INSECT VII — Sold (part)

OSCAR S SCHAFER PARTNERS (SEE NOTE INSECT VII — Sold (part)

CCA ABSOLUTE RETURN MUNI FUND (SEE NOTE 1 INSECT VID — Distribution — Buy

QFR VICTORIA FUND — Distribution — Buy

HAWK GROUP (SEE NOTE S$ IN SECT vin — None

ELIZABETH REILLY, PERSONAL LOAN «NOTE RECEIVABLE — None — Open

TRUST #1 (LINES 552-561) — Int/Div

GOLDMAN SACHS BANK DEPOSIT) CASH #4

ABBOTT LABORATORIES COMMON STOCK

cc AMERICA MOVIL COMMON STOCK — Sold (part)

BLACKROCK INC COMMON STOCK

GENERAL ELECTRIC CO COMMON STOCK — Sold

JOHNSON & JOHNSON COMMON STOCK

KRAFT FOODS INC COMMON STOCK

SONIC CORP COMMON STOCK

WALGREEN CO COMMON STOCK

TRUST Z1A (LINES 562-605) — Int/Div — Open

GOLDMAN SACHS BANK DEPOSITS! CASH #4A — Open

BUCKEYE PARTNERS (SEE NOTE INSECT VIII — Buy

SHS. — Buy (add'l)

Shb. — Sold (part)

Shb. — Sold (part)

CHESAPEAKE MIDSTREAM PRTNRS {SEE NOTE 1 INSECT VID — Buy

CHESAPEAKE MIDSTREAM PRTNRS {SEE NOTE 1 INSECT VID — Buy (add'l)

CHESAPEAKE MIDSTREAM PRTNRS {SEE NOTE 1 INSECT VID — Buy (add'l)

Lyi] — Buy (add'l)

Lyi] — Sold (part)

Lyi] — Sold (part)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VIII — Buy

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VIII — Buy (add'l)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VIII — Buy (add'l)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VIII — Sold (part)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VIII — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII) — Buy

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII) — Buy (add'l)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII) — Buy (add'l)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Buy

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Buy (add'l)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Buy (add'l)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 IN SECT VIII) — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VII — Buy

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VII — Buy (add'l)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VII — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VII — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Buy

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Buy (add'l)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

TEEKAY OFFSHORE PARTNERS LP (SEE NOTE 1 IN SECT VIII — Buy

TEEKAY OFFSHORE PARTNERS LP (SEE NOTE 1 IN SECT VIII — Buy (add'l)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VII — Buy

WILLIAMS PARTNERS LP (SEE NOTE INSECT VII — Buy (add'l)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VII — Sold (part)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VII — Sold (part)

TRUST #2 (LINES 606-618) — Int/Div

BLACKROCK LIQUIDITY FUNDS

PRUDENTIAL JENNISON 20/20 FOCUS FUND (MUTUAL FUND)

BLACKROCK EQUITY DIVIDEND INST CLASS FUND

CALAMOS GROWTH FUND

EAGLE SMALL CAP GROWTH FUND

ISHARES BARCLAYSTRLUSTIPETF

ISHARES TR MSC1 EMERGING MKTS INDEX FD ETF

ISHARES MSC1 EAFE INDEX FUND FTF

ISHARES S&P NATIONAL MUNI BOND FUND

IVY GLOBAL NATURAL RESOURCES FD

T ROWE PRICE INTL FD INC INTL BOND FUND

SPDR BARCLAYS CAP HIGH YIELD BOND ETF

TRUST #3 (LINES 619-700) — Int/Div

BLACKROCK LIQUIDITY FUNDS

COOPER INDUSTRIES COMMON STOCK

COVIDIEN PLC COMMON STOCK

NOBLE CORP COMMON STOCK

AT&T INC COMMON STOCK

ALLERGAN INC COMMON STOCK

AMERICAN ELECTRIC POWER INC COMMON STOCK

AMERICAN EXPRESS CO COMMON STOCK

AMERICAN TOWER CORP COMMON STOCK

AMERISOURCEBERGEN CORP COMMON STOCK

AMERIPRISE FINANCIAL INC COMMON STOCK

AMGEN INC COMMON STOCK

APACHE CORP COMMON STOCK

APPLE INC COMMON STOCK

BARON SMALL CAP MUTUAL FUND

BAXTER INTERNATIONAL INC COMMON STOCK

BROADCOM CORP COMMON STOCK

CAPITAL ONE FINANCIAL CORP COMMON STOCK

CELANESE CORP COMMON STOCK

CHUBB CORP COMMON STOCK

CISCO SYSTEMS INC COMMON STOCK

COACH INC COMMON STOCK

CUMMINS INC COMMON STOCK

DOLBY LABORATORIES INC COMMON STOCK

DOLLAR TREE INC COMMON STOCK

EMC CORP COMMON STOCK

EAGLE SMALL CAP GROWTH MUTUAL FUND

EBAY INC COMMON STOCK

EXXON MOBIL CORP COMMON STOCK

FEDEX CORPORATION COMMON STOCK

FORD MOTOR COMPANY COMMON STOCK

FRANKLIN RESOURCES INC COMMON STOCK

FREEPORT MCMORAN COPPER & GOLD INC COMMON STK

GENERAL ELECTRIC CO COMMON STOCK

GENERAL MILLS INC COMMON STOCK

GOLDMAN SACHS GROUP INC COMMON STOCK

GOOGLE INC COMMON STOCK

GRAINGER WW INC COMMON STOCK

HARBOR INTERNATIONAL MUTUAL FUND

ILLINOIS TOOL WORKS INC COMMON STOCK

INTEL CORP COMMON STOCK

IBM CORP COMMON STOCK

ISHARES BARCLAYSTRLSTIPETF

ISHARES TR MSC1 EMERGING MKTS INDEX FD ETF

ISHARES MSCI EAFE INDEX FUND ETF

ISHARES TR S&P MIDCAP 400 INDEX FD ETF

ISHARES S&P NATIONAL AMT-FREE MUNI BOND FUND

IVY GLBL NATURAL RESOURCES MUTUAL FUND

JP MORGAN CHASE & CO COMMON STOCK

JOHNSON & JOHNSON COMMON STOCK

JOHNSON CONTROLS INC COMMON STOCK

MEDCO HEALTH SOLUTIONS INC COMMON STOCK

MERCK & CO INC COMMON STOCK

METLIFE INC COMMON STOCK

MICROSOFT CORP COMMON STOCK

NEWS CORP COMMON STOCK

OCCIDENTAL PETROLEUM CORP COMMON STOCK

ORACLE CORP COMMON STOCK

PEPSICO INC COMMON STOCK

PFIZER INC COMMON STOCK

PRICE T ROWE GROUP INC COMMON STOCK

PROCTER & GAMBLE CO COMMON STOCK

ROCKWELL AUTOMATION INC COMMON STOCK

ROSS STORES INC COMMON STOCK

TT ROWE PRICE INTL FD INC MUTUAL FUND

SPDR BARCLAYS CAP HIGH YIELD BD ETF

SCHLUMBERGER LTD COMMON STOCK

SCRIPPS NETWORKS INTERAC COMMON STOCK

IM SMUCKER CO COMMON STOCK

TALISMAN ENERGY INC COMMON STOCK

3M COMPANY COMMON STOCK

US BANCORP DEL COMMON STOCK

UNITED TECHNOLOGIES CORP COMMON STOCK

UNITEDHEALTH GROUP INC COMMON STOCK

VIACOM INC COMMON STOCK

WAL-MART STORES INC COMMON STOCK

WELLS FARGO & CO COMMON STOCK

WILLIAMS COMPANIES INC COMMON STOCK

WISCONSIN ENERGY CORP COMMON STOCK

RENTAL PROPERTY - NEW YORK, NY (6152008 SRS0O.000) — Rent

Board Member, New York City Ballet, Ine.

Liability — Citibank — Line of Credit

Liability — Ciibunk — Rental Property Mortgage

Liability — American Express — Credit Card

Liability — Cin Aadvantage — Credit Card

Spouse's income — 2011 — Soni¢c Corp - various Board & Committee Fees

Spouse's income — 3201 — Vestar, Harding Services, Blackstone, Irving Place Capital, Morgan Stanley Smith Bamey, Centerview - Fee Income

Spouse's income — 2011 — Morgan Stanley Pension Benefit

the underiymg compamies. 10 avoid double counting, 1f an underiymg company was sold, the capital gainvioss is included on the line where the actual company is

listed and is excluded from the K-1 income reported in Column B.(1) for each of the partnerships.

The remaining K-1 items were netted together, If the net amount was larger than the required income threshold, that amount was included in Column B.(1) with

Column B.(2) noting “Distribution.” 1f the K-1 activity netted to a loss, then "None" is included in Column B.(2). As a result, since all K-1 activity is accounted

for ut the partnership level, the underlying companies which are listed separately do not show any income in Column B.(1) (unless there is an item that is not

included on the K-1).

Generally, there are no year-end market values listed for the Partoerships because the portfolio companies are listed separately,

NOTE 11:

This portfolio company was sold in the prior year. So, although the reporting family received distributions in the current year, there is no year-end value to report.

NOTE 12:

Not used,

NOTE 13:

Thi

is the sole shareholder of this S Corporation. The company’s assets are limited to office furniture, office equipment, a checking account, a money

market account and a limited partmership interest in Huwk which is listed separately on this report. The value used to determine the year-end valuation code was

the checking/money market account balances, A/R and the office fumiture and equipment balance (less accumulated depreciation).

NOTE 14:

This company's 201 | K-1 was not received by the May 15, 2012 Disclosure Report filing deadline. Therefore, the company’s income has been estimated. Once

the actual K-1 is received, if the income code based on the actual K- | differs from the code reported in this report, a letter explaining the difference will be filed

with the Committee.

NOTE 15:

This investment is made through either a Vestar, a Sentinel or the Centerview Partnership. Since

could potentially "direct, influence or in

any other manner affect teh purchase, exchange, sale or disposition of the entity or property owned by the entity

Financial Disclosure Filing Instructions, the

parmership's assets must be listed separately on this reort, As a result, this company is reportable.

All transactions (investments, sales and related gain/(loss), distributions, etc.) are reported for the company. Any K-1 income (excluding gamn/(loss) on sales)

attributable to the company, however, is included in the partnership's line. If income was received separate from the K-1, it is recorded on the portfolio company's

line in Column B. See Note 10 for more information,