Alan J. Baverman

What was filed

463
investments
1
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income

Named parties

note, Part VIII
to Schwab 995
tm Schwab 359
from AWSHX
to AHIM-A
to MMF-A
Part VIL note 2
Part VIL, note 3
Flagstar Bank
Self-employed real estate broker-agent and managing real estate broker (Keller Williams)

As filed

SCHWAB SEP IRA 665

Deposit Account — Interest

srael STSBD 7TH JU — Interest

SCHWAB CONTR IRA 049

Dreyfus Funds Standish GL Fixed Inc — Int/Div

FirstBank P R Santruce CD (11/17) — Interest — Matured

GE CAP Bk Retail CD (8/18) (Now called Goldman Sachs Bank) — Interest

Barclays Bank DEL CD (8/19) — Interest — note, Part VIII

Guggenheim S&P 500 Equal Weig HC ETF-RYH — Int/Div

IShares U S Real Estate ETF (IYR) — Int/Div

PIMCO Foreign Inst SHS PFORX — Int/Div

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div

Synchrony Bank Retail CD 7/24/17 — Interest — Matured

Vanguard Sector Ind FDS ETF (VIS) — Int/Div

Vanguard Health Care ETF: VHT — Int/Div

SCHWAB CONTR IRA S80

Ch Schwab US REIT ETF (SCHH) — Int/Div

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Int/Div

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE} — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE)} — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Int/Div

Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkits Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkus Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkus Large ETF 1V (FNDE) — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF IV (FADE) — Buy (add'l)

Schwab Funda EMG Mkus Large ETF IV {FNDE) — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkus Large ETF 1V (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkits Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkus Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Int/Div

Schwab Fundamental INL Large COM ETF (FNDFY — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF {FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INt] smal COM ETF (FNDC) — Int/Div

Schwab Fundamental INt smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental INt] smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental INtl smal COM ETF {FNDC)Y — Buy (add'l)

Schwab Fundamental INtl smal COM ETF (ENDO) — Buy (add'l)

Schwab Fundamental IN smal COM ETF (ENDO) — Buy (add'l)

Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental INtl smal COM ETF (FADO) — Buy (add'l)

Schwab Fundamental INt smal COM ETF {FNDC)Y — Buy (add'l)

Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental IN smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Int/Div

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Int/Div

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FENDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Int'l Equity E1¥ (SCHF) — Int/Div

Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int Equity E17 (SCHF) — Int/Div — Buy (add'l)

Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int Equity E1F (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity E1¥ (SCHF) — Int/Div — Buy (add'l)

Schwab Intl Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Intl Equity E11 (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity E1v (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Int/Div

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab US Large CAP ETF (SCHX) — Int/Div

Schwab US Large CAP ETF (SCHX) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Int/Div

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Int/Div

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Schwab US Small Cap ETF (SCHA) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

SCHWAB IRA CONTRIB 359

Deposit Account — Interest

Israel ST SSD JUB 05/19 — Interest

PIMCO Foreign Inst SHS (PFORX) — Int/Div — Closed — to Schwab 995

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Closed — to Schwab 995

Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div

SCHWAB IRA CONTRIB 995 — Open

Total Schwab Bank Savings Sweep — Interest — Open

PIMCO Foreign Inst SHS (PFORX) — Int/Div — Open — tm Schwab 359

PIMCO Foreign Inst SHS (PFORX) — Sold

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Schwab 359

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Sold

Ch Schwab US REIT ETF (SCHH) — Int/Div — Buy

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Global X MLP ETF: MLPA — Int/Div — Buy

Global X MLP ETF: MLPA — Buy (add'l)

1Shares High Yield Corp Bond ETF: SHYG — Int/Div — Buy

1Shares High Yield Corp Bond ETF: SHYG — Buy (add'l)

IShares High Yield Corp Bond ETF: SHYG — Buy (add'l)

1Shares High Yield Corp Bond ETF: SHYG — Buy (add'l)

IShares High Yield Corp Bond ETF: SHYG — Buy (add'l)

Powershares Senior Loan ETF: BKLN — Int/Div — Buy

Powershares Senior Loan ETF: BKLN — Buy (add'l)

Schwab Intermediate Term US TRS ETF SCHR — Int/Div — Buy

Schwab Intermediate Term US TRS ETF SCHR — Buy (add'l)

Schwab US Dividend Equity E11: SCHD — Int/Div — Buy

Schwab US Dividend Equity ETF: SCHD — Buy (add'l)

Schwab US Dividend Equity 1511: SCHD — Buy (add'l)

Schwab US Dividend Equity ETF: SCHD — Buy (add'l)

Schwab US Dividend Equity E1F: SCHD — Buy (add'l)

Schwab US Dividend Equity ETF: SCHD — Sold (part)

Schwab US TIPS ETF: SCHP — Int/Div — Buy

Schwab US TIPS ETF: SCHP — Buy (add'l)

SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR (as of 12/20: SPIB) — Int/Div — Buy

SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)

SPDR BLMBRG BRCLY Intermdt TRM FTF ITR — Buy (add'l)

SPDR BLMBRG BRCLY Intermdt TRM ETF: ITR — Buy (add'l)

SPDR BLMBRG BRCLY Intermdt TRM ETF ITR — Buy (add'l)

SPDR Intermediate TRM CRPRATE BND ETFSPIB — Buy (add'l)

SPDR BLMBRG BRCLY EMG MKT LCL ETF: EBND — Int/Div — Buy

SPDR BLMBRG BRCLY EMG MKT LCL ETF: EBND — Buy (add'l)

SPDR S&P Int'l Divident ETF: DWX — Int/Div — Buy

SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)

SPDR S&P Int'l Divident ETF: DWX — a

SPDR S&P Int'l Divident ETF: DWX — Buy (add'l)

Schwab Intl Equity ETF (SCHF) — Buy (add'l)

SPDR Wells Fargo Preferred Stock ETF PSK — Int/Div — Buy

SPDR Wells Fargo Preferred Stock ETF PSK — Buy (add'l)

Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Int/Div — Buy

Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)

Vaneck Vectors J P Margan Emerging Mkkts LOC: EMLC — Buy (add'l)

Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)

Vaneck Vectors J P Margan Emergmg Mkkis LOC: EMLC — Buy (add'l)

Vaneck Vectors J P Margan Emerging Mkkis LOC: EMLC — Buy (add'l)

Vaneck Vectors J P Margan Emerging Mkkts LOC: EMLC — Buy (add'l)

Vanguard GLBAL EX US RE ETF: VNQI — Int/Div — Buy

Vanguard GLBAL EX US RE ETF: VNQI — Buy (add'l)

Vanguard Mtge Backed SEC ETF: VMBS — Int/Div — Buy

Vanguard Mtge Backed SEC ETF: VMBS — Buy (add'l)

Vanguard Total Int'l Bud ETF: BNDX — Int/Div — Buy

Vanguard Total Int'l Bnd ETF: BNDX — Buy (add'l)

Vanguard Int'l HGH DIV YLD ETF VYMI — Int/Div — Buy

XTRACKERS USD HIGH YLD COR BND ETF: HYLB — Int/Div — Buy

XTRACKERS USD HIGH YLD COR BND ETF: HYLB — Buy (add'l)

SCHWAB CONTRIB IRA 931 — Open

Total Schwab Bank Savings Sweep — Interest — Open

Charles Schwab US REIT ETF (SCHH) — Int/Div — Buy

Charles Schwab US REIT ETF (SCHH) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE)Y — Int/Div — Buy

Schwah Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkis Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emergmg Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emergimg Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Funda EMG Mkts Large COM ETF (FNDE) — Int/Div — Buy

Schwab Funda EMG Mkts Large COM ETF (FNDE) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF (FNDF) — Int/Div — Buy

Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF {FNDF) — Buy (add'l)

Schwab Fundamental Intl Large Com ETF (FNDF) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF (FNDC) — Int/Div — Buy

Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF {FNDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF {ENDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF (ENDC) — Buy (add'l)

Schwab Fundamental Intl Small Com ETF (FNDC) — Buy (add'l)

Schwab Fundamental US Large Co ETF (FNDX) — Int/Div — Buy

Schwab Fundamental US Large Co ETF (FNDX) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Int/Div — Buy

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF {FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Intl Equity ETF (SCHF) — Int/Div — Buy

Schwab Intl Equity ETF (SCHF) — Buy (add'l)

Schwab Intl Small Cap Eqy ETF (SCHC) — Int/Div — Buy

Schwab Intl Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab US Large Cap ETF (SCHX) — Int/Div — Buy

Schwab US Large Cap ETF (SCHX) — Buy (add'l)

Schwab US Small Cap ETF (SCHA) — Int/Div — Buy

Schwab US Small Cap ETF (SCHA) — Buy (add'l)

Vanguard Glbal Ex US Real Est ETF IV {(VNQI) — Int/Div — Buy

Vanguard Glbal Ex US Real Est ETF IV (VNQI) — Buy (add'l)

Vanguard Glbal Ex US Real Est ETF IV (VNOI) — Buy (add'l)

Vanguard Glbal Ex US Real Est ETF IV (VNOQI) — Buy (add'l)

RENTAL PROPERTY

I (2017 Assessment: $272,500) — Reat

IEEE . (2017 Assessment: $152,040) — Rent

FAMILY S CORPORATION (FI) — Distribution

AMERICAN FUNDS

AF U.S Govt Money Market-A (AFAXX) — Int/Div — Open

American High-Income Mum Bond Fund A (AMHIX) — Int/Div — Open — from AWSHX

American Funds Fundamental Investors: Class A (FIA) (Now ANCFX) — Int/Div

Amencan Funds WaMu Investors Fund Class A IWMIF-A) (now AWSHX) — Int/Div — Sold (part) — to AHIM-A

Amenican Funds WaMu Investors Fund Class A IWMIF-A) (now AWSHX) — Sold (part) — to MMF-A

Amenican Funds Money Market Fund-A IMMF-A) — Int/Div

American Funds New Economy Fund-A INEF-A) (now ANEFX — Int/Div

American Funds Smallcap World Fund-A ASCWF-A) (now SMCWYX) — Int/Div

Trust Bank Account (SunTrust) — Interest

BANK ACCOUNTS

North Georgia Bank 1 — Interest

North Georgia Bank 2 — Interest

North Georgia Bank 3 — Interest

North Georgia Bank 4 — Interest

North Georgia Bank 5 — Interest

SunTrust — Closed

Chase — Interest

Chase 11 — Interest

First Landmark — Interest — Open

TRUST BROKERAGE ACCOUNT (E: Trade) — Closed — Part VIL note 2

BELL & HOWELL RETIREMENT (11) SAVINGS PLAN NO. 3 (Fidelity) — Closed — Part VIL, note 3

SCHWAB INH IRA BENE 146

Deposit account — Distribution

IRREVOCABLE TRUST

TransAmerica Annuity (Fixed) — Distribution

pn Real Estate (2017 assessment: $257,700) — None

Power of Attorney, Trustee

Liability — Flagstar Bank — Mortgage on Rental Property # 2 mmm

Spouse's income — 2017 — Self-employed real estate broker-agent and managing real estate broker (Keller Williams)

1. Part VII, Line 8. | may have mistakenly noted in my 2016 Report that this CD was closed. It does not mature until 8/19.

2. Part VII, Line 458: No longer have signatory/trade authority

3. Part VII, Line 459: Adult daughter's account; no longer have signatory/trade authroity.