Thomas Selby Ellis 3

Sensor — None

Wachovia Bank Accts — Interest

IRA#)

Cambiar Opp Fd — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — None — Buy (add'l)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Hotchkiss & Wiley Mid Cap Value — Int/Div — Sold (part)

Legg Mason Value Trust — None — Sold (part)

DWS Dreman Sm Cap Value CLS — Int/Div — Sold (part)

DWS Dreman Sm Cap Value CLS — Sold (part)

Artio Int'l Equity Fd CL 1 — None — Sold (part)

Artio Int'l Equity Fd CL 1 — Sold (part)

Security EQ Fd Mid Cap Value Ser CLA — None — Sold (part)

Security EQ Fd Mid Cap Value Ser CLA — Sold (part)

T Rowe Price Mid Cap Growth Fd — None — Sold

Touchstone Large Cap Growth Fd CL — Int/Div — Sold (part)

Wells Fargo Fds Tr Small Cap Growth Fd Admin CL — None — Sold

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Int/Div — Buy

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Sold (part)

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Insti CL — Int/Div — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Insti CL — Sold (part)

Delaware Grp Equit Fds 11 Value fd Inst CL — Int/Div — Buy

Delaware Grp Equit Fds 11 Value fd Inst CL — Buy (add'l)

Delaware Grp Equit Fds 11 Value fd Inst CL — Sold (part)

John Hancock Classic Value Fd CL — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Sold (part)

Harbor Int'l Inst] CL — Int/Div — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Oppenheimer Dev Mkts CL Y — Sold (part)

Morgan Stanley Instl Fd Tr Mid Cap Growth Port — Int/Div — Buy (add'l)

Morgan Stanley Instl Fd Tr Mid Cap Growth Port — Sold (part)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Stedt Fd Inst! CL — Int/Div — Buy (add'l)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Stedt Fd Inst! CL — Sold (part)

AIM Global Rea Est FA C1 Y — Int/Div — Sold (part)

Blair William FDS Intl Growth Fd CL — Int/Div — Sold (part)

Dreyfus Appreciation FD Inc — Int/Div — Sold (part)

Dreyfus Appreciation FD Inc — Sold (part)

RS Invt TR Emerging Mkts FD CL Y — Int/Div — Buy (add'l)

RS Invt TR Emerging Mkts FD CL Y — Sold (part)

Sentinel Mut. Fds Small CoCL — None — Sold (part)

Sentinel Mut. Fds Small CoCL — Sold (part)

Managers AMG Fds Timessquare Mid Cap Grwith Fd — None — Sold (part)

Managers AMG Fds Timessquare Mid Cap Grwith Fd — Sold (part)

Keeley Fds Sm Cap Value Fd — None — Sold (part)

Keeley Fds Sm Cap Value Fd — Sold (part)

First Eagle Fds Sogen Overseas Fd CL — Int/Div — Buy

First Eagle Fds Sogen Overseas Fd CL — Buy (add'l)

First Eagle Fds Sogen Overseas Fd CL — Sold (part)

Eagle Sm Cap Grwth Fd CL — Int/Div — Buy

Eagle Sm Cap Grwth Fd CL — Sold (part)

Invesco Global Real Estate Y — Int/Div — Buy

Invesco Global Real Estate Y — Sold (part)

IRA #2

GS Finl Sq Mmkt Inst] — None — Sold (part)

GS Finl Sq Mmkt Inst] — Sold (part)

GS Finl Sq Mmkt Inst] — Sold (part)

GS Finl Sq Mmkt Inst] — Sold (part)

GS Finl Sq Mmkt Inst] — Sold (part)

GS Finl Sq Mmkt Inst] — Buy (add'l)

Touchstone Large Cap Grwth Fd CL — Int/Div — Buy (add'l)

Munagers Times Sq M/C GRW-PR — Int/Div — Sold (part)

John Hancock Classic Value Fd CL 1 — Int/Div — Sold (part)

Harbor Int'l Inst'l CL — Int/Div — Sold (part)

Hotchkiss & Wiley Fds Mid Cap Value Fd CL] — Int/Div — Sold (part)

Legg Mason Value Tr Inc Nav Value Trust — None — Sold (part)

Security Equity Fd Mid Cap Value Ser CLA — Int/Div — Sold (part)

Wells Fargo FDS TR Small Cap Growth Fd Adm — None

AIM Global Real Estate FD CL Y — Int/Div — Sold (part)

Blair Williams Fds Intl Growth Fd CL — Int/Div — Sold (part)

RS Invst Tr Park Ave Portfolio RS Emerging Mkts Fd CLA — Int/Div — Buy (add'l)

Artio Global Invt Fds Int'l Equity Fd 11 CL 1 — None — Sold (part)

Artio Global Invt Fds Int'l Equity Fd 11 CL 1 — Sold (part)

PIMCO Fds PAC Invt Mgmt Ser-Comm — Int/Div — Buy

PIMCO Fds PAC Invt Mgmt Ser-Comm — Buy (add'l)

Brandywine Blue Fd Inc — None

Dreyfus Appreciation Fd Inc — Int/Div — Sold (part)

DWS Value Ser Inc Small Cap Value Fd CL S — Int/Div — Sold (part)

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port CL — Int/Div — Buy (add'l)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Sentinel Mut Fds Small Co CL — Int/Div — Sold (part)

Sentinel Mut Fds Small Co CL — Sold (part)

Wells Fargo Fds TR Emerging Grwth Fd — Int/Div — Sold (part)

Keeley Fds Sm Cap Value Fd — None — Sold (part)

Mainstay Large Cap Grwth Fd — Int/Div — Sold (part)

Cambiar Opp Fd — Int/Div

Eagle Sm Cap Grwth Fd CL — Int/Div — Buy

Delaware Grp Equi Fds 11-Value Fd Inst] C1 — Int/Div — Buy

Delaware Grp Equi Fds 11-Value Fd Inst] C1 — Buy (add'l)

Delaware Grp Equi Fds 11-Value Fd Inst] C1 — Buy (add'l)

First Eagle Fds Sogen Overseas Fd CL — Int/Div — Buy

Invesco Global Real Estate Y — Int/Div — Buy

Spouse's income — 2012 — County of Albemarle - salary