Robert E. Cowen

2015Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 127

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • State of New Jersey

As filed

Artio Intl. Equity FD (Mutual Fund) — Int/Div — Sold

Bristol Meyers Squibb (Common Stock) — Int/Div

Chevron Texaco Corp. (Common Stock) — Int/Div

Chevron Corp. (Common Stock) — Int/Div

Cardinal Health Care (Common Stock) — Int/Div

Chubb Corp. (Common Stock) — Int/Div

Cisco Systems (Common Stock) — Int/Div

Colgate Palmolive (Common Stock) — Int/Div

Conoco Phillips (Common Stock) — Int/Div

Conoco Phillips {Common Stock) — Int/Div — Buy

Deere & Co. (Common Stock) — Int/Div

Ell Intl. Property (Mutual Fund) — Int/Div

EMC Corp. (Common Stock) — Int/Div

Emerson Electric (Common Stock) — Int/Div

ExxonMobil (Common Stock) — Int/Div

FedEx Corp. (Common Stock) — Int/Div

Goldman Sachs Gr. Op. Fd. (Mutual Fund) — None

General Electric (Common Stock) — Int/Div

General Mills — Int/Div

Home Depot (Common Stock) — Int/Div

VOYA — Int/Div

Intel Corp. (Common Stock) — Int/Div

Intl. Flavors & Fragrances (Common Stock) — Int/Div

Lord Abbett Value Opp. FD — None

Johnson & Johnson (Common Stock) — Int/Div

JP Morgan Chase {Common Stock) — Int/Div

Kellog (Common Stock) — Int/Div

McDonalds Corp. (Common Stock) — Int/Div

McKesson Corp. (Common Stock) — Int/Div

Microsoft Corp. (Common Stock) — Int/Div

Aberdeen Emerging 30 Mkts FD — Int/Div — Sold

Oakmark Intl. FD (Mutual Fund) — Int/Div

Pimco Commodity Real FD — Int/Div

Phillips 66 PSX (Common Stock) — Int/Div

PNC Fmancial Serv. Group — Int/Div

Public Service Enterprise Group Inc {Common Stock) — Int/Div

Oppenheimer Developing Mrkts FD — None — Sold

Ridgeworth FD-Midcap — None

Royce Value FD — Int/Div

Merger FD SH BEN INT — Int/Div

Target Corp. (Common Stock) — Int/Div

Apple (Common Stock) — Int/Div

Abbvie Inc. (Common Stock) — Int/Div

United Technologies (Common Stock) — Int/Div

Abbot Labs (Common Stock) — Int/Div

AT & T (Common Stock) — Int/Div

Viacom Inc. (Common Stock) — Int/Div

Wells Fargo Ady. Emerging FD — Int/Div

Wells Fargo Adv. Asset All. FD — Int/Div

Eaton-Vance Global Macro — Int/Div — Sold

Eaton-Vance Tax Free (Municipal Fund) — Interest

Ewton-Vance Tax Free (Municipal Fund) — Interest

IShares ETF S & P Small Capp 600 Growth — Int/Div

IShares EFT S & P Small Cap 600 Value — Int/Div

IShares EFI S & P Mid-Cap 400 Value — Int/Div

IShares EFT S & P Mid-Cap 400 Growth — Int/Div

IShares EFT S & P 500 Value — Int/Div

IShares EFT S & P S500 Growth — Int/Div

IShares E1r Int'l Select — Int/Div — Buy

PowerShares DB ETF Commodity Index — None

Vanguard Intl. Equity ETF — Int/Div

Vanguard REIT ETF — Int/Div

Vanguard Global Real Estate — Int/Div — Buy

Vanguard FTSE Developed Mkts E11 — Int/Div

Mermill-Lynch Capital Trust (Preferred Stock) — Interest

NJ. Healthcare Fac. 7-01-19 — Interest

NJ. Educational Fac. 7-01-34 — Interest

Orlando, FL Cap. Impt — Interest

VOYA — Int/Div

Lord Abbett Trst Growth — Int/Div — Buy

NJ. State Higher Ed. 6-01-30 — Interest

Antelope Valley — Interest

Antelope Valley — Interest

Clark City, NE School Dist. — Interest

Lancaster. CA School District — Interest

Cumberland Cty Gen. lmpt G/O — Interest

Oregon St. Dept. Admin — Interest

Passaic Cty NJ. College 11-01-19 — Interest

Riverside Cty, CA — Interest — Buy

Mass. Hsg Fin Agy — Interest

Cleveland. OH Airport — Interest

San Francisco Comm. College — Interest — Buy

Essex Cty Impt Auth — Interest

Turlock, CA Uni Sch. Dist. — Interest — Buy

King Cnty Washington Sewer Rey — Interest

Hawaii St. Hsg. Fin. & Dev — Interest

Hayward, CA Uni School Dist — Interest — Buy

Mainstay Cushing Royalty — None

Oppenheimer Equity Income FD — Int/Div

Oppenhemmer Steelpath Alpha — Int/Div — Sold

Wells Fargo Municipal Bond Fund CL B — Interest

Wells Fargo Municipal Bond CL A — Interest

Wells Fargo Muni Bond CL C — Interest

America Funds Tax Exempt Bond Fd. CL C — Interest

Delaware Small Cap Core FD — None

New World Fund CLC — None

Columbia Emerging Market Bond FD CLC — Int/Div

Monroe Twp., NJ RFDG GO — Interest

Certificate of Deposit- Hudson City Savings Bank — Interest — Redeemed

Certificate of Deposit « Hudson City Savings Bunk — Interest — Redeemed

Certificate of Deposit - Hudson City Savings Bank — Interest — Redeemed

Treasury Notes - Various Maturities — Interest

IRA #1 — Int/Div

Investeo Global Real Estate FD — Int/Div

Blair Williams FDs International Growth — Int/Div

America FDS WMFFX — Int/Div — Buy

Delaware Group Equity FDs — Int/Div

Deutsche Sec. Tr — Int/Div — Buy

Lazard FDs Emerging Mkts — Int/Div

Morgan Stanley Instl. FD — Int/Div — Sold

Mamstay Large Cap Growth — None

Dreyfus Appreciation FD — Int/Div — Sold

First Eagle Sogen Overseas FD — Int/Div

Harbor Intemational — Int/Div

Eagle Small Gap Growth FD — Int/Div

Hotchkiss & Wiley Mid-Cap Val. — Int/Div

John Hancock Classic Value FD — Int/Div

Pimco Comm. Real Ret. Inst — Int/Div — Sold

Oppenheimer Dev. Mkts — Int/Div

NBW Guggenheim Mutal FD (New Name) — Int/Div — Sold

Victory Portfolios — Int/Div

Wells Fargo FDS TR Mutual Fund — None

Cambiar Opportinity FD — Int/Div

Goldman Sacks Treas. Instr — None

AMG FD Times Square Mid Cap (name change) — None

Keeley FDs Small Cap — Int/Div — Sold

Voi ‘ova Large Cap Growth FD — Int/Div

Spouse's income — 2015 — State of New Jersey

Response to Inquiry No. 1 of letter dated July 25, 2016, from the Committee on Financial Disclosure:

Dear Judge Fenner:

In response to your letter duted July 25 2016, regarding my Financial Disclosure Report filed May 3, 2016, I provide the following explanations:

With regard to Part VII, former line 50, “Trust 1%, after consulting with Amy from your office, | have deleted that entry. This is in accordance with the last

bulleted item on page 33 of the “Filing Instructions for Judicial Officers and Employees.” This Trust is in the "sole financial responsibility of my spouse . . . ; and

is not derived from the assets, income or activities of the reporting person.” As the reporting person, 1 do not derive or expect any benefit from this Trust and have

no knowledge with regard to the Trust. Also, please refer to the letter dated September 29, 1989, from Chairman Pratt.

Robert E. Cowen

United States Circuit Judge

Response to Inquiry No. 2 of letter dated July 25, 2016, from the Committee on Financial Disclosure:

With regard to Part VII, former line 109, | have corrected and added the missing information for Deutsche Sec, Tr. Because of the change made above, that entry

is now located at line 108.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Robert E. Cowen | Frix