Robert E. Cowen
2015Annual
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What was filed
127
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income
Named parties
- State of New Jersey
As filed
Artio Intl. Equity FD (Mutual Fund) — Int/Div — Sold
Bristol Meyers Squibb (Common Stock) — Int/Div
Chevron Texaco Corp. (Common Stock) — Int/Div
Chevron Corp. (Common Stock) — Int/Div
Cardinal Health Care (Common Stock) — Int/Div
Chubb Corp. (Common Stock) — Int/Div
Cisco Systems (Common Stock) — Int/Div
Colgate Palmolive (Common Stock) — Int/Div
Conoco Phillips (Common Stock) — Int/Div
Conoco Phillips {Common Stock) — Int/Div — Buy
Deere & Co. (Common Stock) — Int/Div
Ell Intl. Property (Mutual Fund) — Int/Div
EMC Corp. (Common Stock) — Int/Div
Emerson Electric (Common Stock) — Int/Div
ExxonMobil (Common Stock) — Int/Div
FedEx Corp. (Common Stock) — Int/Div
Goldman Sachs Gr. Op. Fd. (Mutual Fund) — None
General Electric (Common Stock) — Int/Div
General Mills — Int/Div
Home Depot (Common Stock) — Int/Div
VOYA — Int/Div
Intel Corp. (Common Stock) — Int/Div
Intl. Flavors & Fragrances (Common Stock) — Int/Div
Lord Abbett Value Opp. FD — None
Johnson & Johnson (Common Stock) — Int/Div
JP Morgan Chase {Common Stock) — Int/Div
Kellog (Common Stock) — Int/Div
McDonalds Corp. (Common Stock) — Int/Div
McKesson Corp. (Common Stock) — Int/Div
Microsoft Corp. (Common Stock) — Int/Div
Aberdeen Emerging 30 Mkts FD — Int/Div — Sold
Oakmark Intl. FD (Mutual Fund) — Int/Div
Pimco Commodity Real FD — Int/Div
Phillips 66 PSX (Common Stock) — Int/Div
PNC Fmancial Serv. Group — Int/Div
Public Service Enterprise Group Inc {Common Stock) — Int/Div
Oppenheimer Developing Mrkts FD — None — Sold
Ridgeworth FD-Midcap — None
Royce Value FD — Int/Div
Merger FD SH BEN INT — Int/Div
Target Corp. (Common Stock) — Int/Div
Apple (Common Stock) — Int/Div
Abbvie Inc. (Common Stock) — Int/Div
United Technologies (Common Stock) — Int/Div
Abbot Labs (Common Stock) — Int/Div
AT & T (Common Stock) — Int/Div
Viacom Inc. (Common Stock) — Int/Div
Wells Fargo Ady. Emerging FD — Int/Div
Wells Fargo Adv. Asset All. FD — Int/Div
Eaton-Vance Global Macro — Int/Div — Sold
Eaton-Vance Tax Free (Municipal Fund) — Interest
Ewton-Vance Tax Free (Municipal Fund) — Interest
IShares ETF S & P Small Capp 600 Growth — Int/Div
IShares EFT S & P Small Cap 600 Value — Int/Div
IShares EFI S & P Mid-Cap 400 Value — Int/Div
IShares EFT S & P Mid-Cap 400 Growth — Int/Div
IShares EFT S & P 500 Value — Int/Div
IShares EFT S & P S500 Growth — Int/Div
IShares E1r Int'l Select — Int/Div — Buy
PowerShares DB ETF Commodity Index — None
Vanguard Intl. Equity ETF — Int/Div
Vanguard REIT ETF — Int/Div
Vanguard Global Real Estate — Int/Div — Buy
Vanguard FTSE Developed Mkts E11 — Int/Div
Mermill-Lynch Capital Trust (Preferred Stock) — Interest
NJ. Healthcare Fac. 7-01-19 — Interest
NJ. Educational Fac. 7-01-34 — Interest
Orlando, FL Cap. Impt — Interest
VOYA — Int/Div
Lord Abbett Trst Growth — Int/Div — Buy
NJ. State Higher Ed. 6-01-30 — Interest
Antelope Valley — Interest
Antelope Valley — Interest
Clark City, NE School Dist. — Interest
Lancaster. CA School District — Interest
Cumberland Cty Gen. lmpt G/O — Interest
Oregon St. Dept. Admin — Interest
Passaic Cty NJ. College 11-01-19 — Interest
Riverside Cty, CA — Interest — Buy
Mass. Hsg Fin Agy — Interest
Cleveland. OH Airport — Interest
San Francisco Comm. College — Interest — Buy
Essex Cty Impt Auth — Interest
Turlock, CA Uni Sch. Dist. — Interest — Buy
King Cnty Washington Sewer Rey — Interest
Hawaii St. Hsg. Fin. & Dev — Interest
Hayward, CA Uni School Dist — Interest — Buy
Mainstay Cushing Royalty — None
Oppenheimer Equity Income FD — Int/Div
Oppenhemmer Steelpath Alpha — Int/Div — Sold
Wells Fargo Municipal Bond Fund CL B — Interest
Wells Fargo Municipal Bond CL A — Interest
Wells Fargo Muni Bond CL C — Interest
America Funds Tax Exempt Bond Fd. CL C — Interest
Delaware Small Cap Core FD — None
New World Fund CLC — None
Columbia Emerging Market Bond FD CLC — Int/Div
Monroe Twp., NJ RFDG GO — Interest
Certificate of Deposit- Hudson City Savings Bank — Interest — Redeemed
Certificate of Deposit « Hudson City Savings Bunk — Interest — Redeemed
Certificate of Deposit - Hudson City Savings Bank — Interest — Redeemed
Treasury Notes - Various Maturities — Interest
IRA #1 — Int/Div
Investeo Global Real Estate FD — Int/Div
Blair Williams FDs International Growth — Int/Div
America FDS WMFFX — Int/Div — Buy
Delaware Group Equity FDs — Int/Div
Deutsche Sec. Tr — Int/Div — Buy
Lazard FDs Emerging Mkts — Int/Div
Morgan Stanley Instl. FD — Int/Div — Sold
Mamstay Large Cap Growth — None
Dreyfus Appreciation FD — Int/Div — Sold
First Eagle Sogen Overseas FD — Int/Div
Harbor Intemational — Int/Div
Eagle Small Gap Growth FD — Int/Div
Hotchkiss & Wiley Mid-Cap Val. — Int/Div
John Hancock Classic Value FD — Int/Div
Pimco Comm. Real Ret. Inst — Int/Div — Sold
Oppenheimer Dev. Mkts — Int/Div
NBW Guggenheim Mutal FD (New Name) — Int/Div — Sold
Victory Portfolios — Int/Div
Wells Fargo FDS TR Mutual Fund — None
Cambiar Opportinity FD — Int/Div
Goldman Sacks Treas. Instr — None
AMG FD Times Square Mid Cap (name change) — None
Keeley FDs Small Cap — Int/Div — Sold
Voi ‘ova Large Cap Growth FD — Int/Div
Spouse's income — 2015 — State of New Jersey
Response to Inquiry No. 1 of letter dated July 25, 2016, from the Committee on Financial Disclosure:
Dear Judge Fenner:
In response to your letter duted July 25 2016, regarding my Financial Disclosure Report filed May 3, 2016, I provide the following explanations:
With regard to Part VII, former line 50, “Trust 1%, after consulting with Amy from your office, | have deleted that entry. This is in accordance with the last
bulleted item on page 33 of the “Filing Instructions for Judicial Officers and Employees.” This Trust is in the "sole financial responsibility of my spouse . . . ; and
is not derived from the assets, income or activities of the reporting person.” As the reporting person, 1 do not derive or expect any benefit from this Trust and have
no knowledge with regard to the Trust. Also, please refer to the letter dated September 29, 1989, from Chairman Pratt.
Robert E. Cowen
United States Circuit Judge
Response to Inquiry No. 2 of letter dated July 25, 2016, from the Committee on Financial Disclosure:
With regard to Part VII, former line 109, | have corrected and added the missing information for Deutsche Sec, Tr. Because of the change made above, that entry
is now located at line 108.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.