Robert David Sack

JPMorgan Chase Accounts — Interest

IP Morgan 1086 US Govt MMKT Fund Premier (formerly Morgan) — None — Sold (part)

IP Morgan 1086 US Govt MMKT Fund Premier (formerly Morgan) — Sold (part)

IP Morgan 1086 US Govt MMKT Fund Premier (formerly Morgan) — Sold

Unsecured Joan to David W. McClintick (X) — None — Closed

Dewey Ballantine Partnership Capital Account (X) — None — Closed

Oppenheimer Advantage Mumcipal Liquidity Fund — Interest

Boemg Co. Common Stock — Int/Div

Blackrock New York Insured Municipal Income Trust 11 — Int/Div

Invesco Van Kampen Trust for Inve. Grade NY Municipals — Int/Div

Oppenheimer NY Municipal Fund C1 A — Int/Div

Opp New York NY City Mun Wir Fin NY 3.625% Due 6/15/25 — Int/Div

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Money Market Fund — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bound due 7/1/12 — Interest

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% due 11/1520 — Interest

MS NYC Genl Oblig Ser-1 4% Due 2/1/22 — Interest

MS Invesco Gobal Core Equity A (X) — Int/Div

MS Invesco VK Small Cap Value A (X) — Int/Div

MSIF Small Co Growth PTF H (X) — Int/Div

MS Focus Growth FD A — Int/Div

MS Oppen. AMT Free NY Mun — Int/Div

MS Franklin NY Tax FR A — Int/Div

MS Goldman Sachs High Y1d Muni A — Int/Div — Sold

JPMorgan Federal Money Market Fund Morgan — Int/Div

Fiduciary Holdings (SS) (X) — Int/Div

Morgan Stanley Bank Deposit Program (X)

MS MTA NY Transit Zero Coupon Bond due 71/13(X)

Morgan Stanley Franklin NY Tax FR A (X)

MS Oppen AMT Free NY Mun A (X) — Sold (part)

Ameriprise Portfolio (AH) — Int/Div

Amenpnse Insured Money Market

FID ADV FLOAT RT HINCAL — Buy

FID ADV HIGH INCOME — Buy

FID ADV HIGH INCOME — Sold

TRANS AEGON S'TRM BD — Buy

TRANS AEGON S'TRM BD — Sold

INV VK MUNI INCOME-A INVESCO FUNDS — Sold (part)

BLKRCK EQTY DIVIDEND-A BLACKROCK FUNDS — Buy

DWS Short DUR Plus - A DWS Funds

Eaton Amt Muni Inc-A Eaton Vance Group

FID ADV FLOAT RT H/INC-A — Sold

Fid Adv New Insights-A Fidelity Advisor Funds — Buy

GAB EQUITY INCOME-A GABELLI FUNDS — Sold (part)

lvy Asset Strategy-A Waddell & Reed Funds — Sold (part)

MFS Muni Ltd Maturity-A MFS Family of Funds

Opp Intl Bond-A Oppenheimer Funds

Opp Gold & SP Minerals-A Oppenheimer Funds — Sold (part)

Opp Ltd Interm Muni-A Oppenheimer Funds

Opp Developming Mkts-A Oppenheimer Funds

Perm Portfolio Permanent Family of Funds — Sold (part)

Opp Ltd Term NY Muni-A Oppenheimer Funds

Amer T/E Bond of Amer-A American Funds Group

VK Muni Income-A Van Kampen Funds (name change) (Y)

Van Eck GL Hard Assets-A Van Eck Global Funds

Blackrock Muniholdings New York Insured Fund Inc

Nuveen New York Invi Quahty Mumicipal Fund Inc

BLKRCK EQTY DIVIDEND-A

Eaton Amt Muni Inc-A Eaton Vance Group

Fid Adv Float Rt H/Inc-A Fidelity Advisor Funds — Sold (part)

Gld High Yield Mum-A Goldman Sacks Asset Mgmt

MFS Muni Ltd -Maturity-A MFS Family of Funds

Opp Amt Free NY Muni-A Oppenheimer Funds

Pioneer Amt-Free Muni-A Pioneer Funds

Amer T/E Bond of Amer-A American Funds Group

Virtus Tax Exempt Bond-A Virtus Funds

Fred Alger Large Cap Growth IRA

Franklin Intermediate Fixed Income IRA

Spectrum Hybrid Preferred IRA

Renaissance Intemational Equity IRA

Alliancebernstein Large Cap Core IRA

Munder Mid Cap Core IRA

RiverSource Retirement Advisor 4 Advantage VA-Annuity

Director, William F, Kerby and Robert S. Potter Fund

Lecturer mn Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert DD. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation kaw; royalty 15% of net receipts

Liability — Citibank Aadvantage — Credit Card

Liability — Cimbank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — Forum on Communications Law — Ty — Conference

Reimbursement — Boston University — 414/11 — Boston, MA — Homer Albers Prize Moot Court Competition — Travel

Income — 2011 — Practising Law Institute Book Royalties — $29,706.70

Income — 2001 — Lecturer in Law, Columbia Law School — S15.000.00

Spouse's income — 2011 — Dewey Ballantine Partmership Distribution (X)

Spouse's income — 2011 — West Services Ine

Regarding JIN non-investment income, no further receipts are expected from Dewey Ballantine Partnership, and capital owing (Investments and Trusts Line

6) is uncollectible und written off for tax purposes in tax year 2011,

Regarding Investments and Trusts Line 5, Unsecured Joan to David W. McClintick, the loan is uncollectible and written off for tax purposes in tax year 2011,

Regarding Investments and Trusts Lines 24, 25 and 26 on the 2010 Report which are Lines 22, 23 and 24 on this 2011 Report:

On 5/24/11, INVESCO GLB DIV GW SERCUR A, Exchange Delivered Out and Received In INVESCO GLOBAL CORE EQUITY A;

On 5724/11, INVESCO SPECIAL VALUE A, Exchange Delivered Out and Received In INVESCO VK SMALL CAP VALUE A; and

On 11/17/11, MS SPECIAL GROWTH FUND A, Exchange Delivered Out and Received In MSIF SMALL CO GROWTH PTF H,

Investments and Trusts Lines 30-34, Fiduciary Holdings, remain on this report though it was reported last year that they would be removed. As of November

2010, a new trustee accepted appointment, but confirmation by court filing was effective in February 2012. In an abundance of caution, Lines 30-34 remain on

this 2011 report. They will not appear on future reports,

Investments and Trusts Line 37 on the 2010 Report, Neuberger State Street Mid Cap Growth Investor Class was sold in 2010, but the sale was inadvertently

omitted from the 2010 Report. That fund is no longer reportable, and it does not appear on this 2011 Report.

A pending claim against Worldcom is currently in litigation (02 Civ, 3288 (DLC). The worth of that claim cannot be determined at this time.

A pending claim against American International Group, Inc. is currently in litigation (04 Civ. 8141 (DAB) (AJP). The worth of that claim cannot be determined at

this time.