David S. Kennedy

Sun Trust Bank — Int/Div

PacLife Annuity registered as Qualified IRA — None

Prime Fund Daily Money Class — Int/Div

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Sold (part)

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Sold (part)

Prime Fund Daily Money Class — Sold

Premier Plus IRA - See Note in Part VIII for lines 10-14

American Balanced Class A — Int/Div

American Growth Fund of America Class A — Int/Div — Buy (add'l)

American Income Fund of America Class A — Int/Div — Buy (add'l)

T Rowe Price Tax Free Short International — Int/Div

Columbia Acorn Class A — Int/Div — Buy

Diamond Hill Long Short Class A — Int/Div — Buy

MFS Municipal High Income Fund C1. — Int/Div — Buy

Templeton Developing Markets Class € — Int/Div — Sold

Templeton Foreign Class A — Int/Div — Buy

MFS Value Class € — Int/Div — Sold (part)

Lincoln New Directions 6 Fixed Annuity — Int/Div

Lincoln Choice Plus Assurance (B share) IRA — Distribution

Premier Select IRA BDA — Distribution

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Sold (part)

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Sold (part)

Fidelity Municipal Money Market — Int/Div — Buy

Allianzg Large Cap Growth C11 fka Allianz Large Cap Growth CL C — Int/Div — Sold (part)

Delaware Real EState Investment Trust Class C — Distribution — Sold

First Eagle Overseas Class C — Int/Div — Sold

Templeton Foreign Class C — Int/Div — Sold

Calvert Short Duration — Int/Div — Sold

lnvesco High Yield Fund A — Int/Div — Sold (part)

Allianzgi Focused Growth Class C (X) — Int/Div — Sold

Allanceber Discover Value Fund Cl A — Int/Div — Buy

Allianzgi NF) Dividend Value C1 D — Int/Div — Buy

American High Income C1 F1 — Int/Div — Buy

Dimond Hill Long Short Cl A — Int/Div — Buy

Franklin Rising Dividend Class A — Int/Div — Buy

Marsico Growth Fund — Int/Div — Buy

American New World® Class F1 — Int/Div — Buy

Adpmunct-Professor of Law, University of Memphis Cecil C, Humphreys School of Law

Reimbursement — Pulaski County Bar Association — 1022/14 — Little Rock, AR — Semumnar Speaker — Mileage

Income — 1/145/14 — Ad junct-Professor at Univ. of Memphis School of Law — S1.350.00

Part VII - Lines 10-14. This IRA was opened July 29, 2014 using the existing accounts of American Balanced Class A: American Growth Fund of America Class

A: American Income Fund of America Class A, and T. Rowe Price Tax Free Short International. This was a non-income producing transfer to the IRA.

Part VII - Line 36. Allianzgi Focused Growth Class C was formerly the Allianzgi Large Cap Growth C1. C which was reported on line 30 of this 2014 report.

These funds basically merged into and changed the name to the Allianzgi Focused Growth Class C.