Alan J. Baverman

SCHWAB CONTR IRA 580

BROKERAGE ACCT Fid SEP IRA 090

Fid Govt MM (SPAXX) — Int/Div — Closed — to Schwab 665

Synchrony Bank Retail CD 7/25/16 — Interest — Redeemed

Synchrony Bank Retail CD 7/24/17 — Interest — Closed — to Schwab 665

Barckays BK DEL CD (8/19) — Interest — Closed — to Schwab 665

FirstBank P R Santruce CD (11/17) — Interest — Closed — to Schwab 665

GE CAP Bk Retail CD (8/18) — Interest — Closed — to Schwab 665

Ally Bank CD (8/16) — Interest — Redeemed

Drevfus Funds Standish GL Fixed Inc — Int/Div — Closed — to Schwab 665

PIMCO Inv Gr Corp Bond Inst] — Int/Div — Closed — to Schwab 665

PIMCO Foreign Inst SHS — Int/Div — Closed — to Schwab 665

Israel ST SBD 7TH JU — Interest — Closed — to Schwab 665

Fudelity Select Pharmaceuticals Index — Distribution — Sold

Fidelity MSC Health Care Index ETF — Int/Div — Sold

Fidelity Select Health Care Index — Distribution — Sold (part)

Fudelity Select Health Care Index — Sold

Fudelity Select Pharmaceuticals Index — istrnibution — Sold (part)

Fidelity Select Pharmaceuticals Index — Sold

Fidelity Select Biotechology Index — istmbution — Sold (part)

Fidelity Select Biotechology Index — Sold

IShares Core S&P Total US St Mkt ETF — Int/Div — Sold

IShares U S Real Estate ETF (IYR) — Int/Div — Sold (part)

IShares U S Real Estate ETF (IYR) — Closed — to Schwab 665

Vanguard Sector Ind FDS ETF (VIS) — Int/Div — Closed — to Schwab 665

SCHWAB SEP IRA 665

Deposit Account — Interest — Open — tm Fud OW)

Barckays BK DEL CD (8/19) — Open — fm Fad 090

Barckays BK DEL CD (8/19) — Closed — to Schwab (49

Dreyfus Funds Standish GL Fixed Inc — Open — tm Fad 090

Dreyfus Funds Standish GL Fixed Inc — Closed — to Schwab 049

FirstBank P R Santruce CD (11/17) — Open — fm Fad 090

FirstBank P R Santruce CD (11/17) — Closed — to Schwab 665

GE CAP Bk Retail CD (8/18) — Open — tm Fud 090

GE CAP Bk Retail CD (8/18) — Closed — to Schwab (049

IShares U S Real Estate ETF (IYR) — Open — tm Fad 090

IShares U S Real Estate ETF (IYR) — Closed — to Schwab 049

lsrael ST SBD 7TH JU — Interest — Open — fm Fad 090

PIMCO Foreign Inst SHS PFORX — Open — tm f1d O90

PIMCO Foreign Inst SHS PFORX — Closed — to Schwab 049

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Open — tm Fid O09)

PIMCO Inv Gr Corp Bond Inst (PIGIX) — Closed — to Schwab 049

Synchrony Bank Retail CD 7/24/17 — Open — tm Fad O90)

Synchrony Bank Retail CD 7/24/17 — Closed — to Schwab 049

Vanguard Sector Ind FDS ETF (VIS) — Open — tm Fid O90)

Vanguard Sector Ind FDS ETF (VIS) — Closed — to Schwab 049

SCHWAB CONTR IRA 049

Barckays BK DEL CD (8/19) — Interest — Closed — tm Schwab 665

Drevius Funds Standish GL Fixed Inc — Int/Div — Open — tm Schwab 665

FirstBank P R Santruce CD (11/17) — Interest — Open — tm Schwab 665

GE CAP Bk Retail CD (8/18) — Interest — Open — tm Schwab 665

Guggenheim S&P 500 Equal Weig HC ETFRYH — Int/Div — Buy

Guggenheim S&P 500 Equal Weig HC ETFRYH — Buy (add'l)

Guggenheim S&P S00 Equal Weig HC FTF RYH — Buy (add'l)

Guggenheim S&P 500 Equal Weig HC ETFRYH — Buy (add'l)

IShares U S Real Estate ETF (IYR) — Int/Div — Open — tm Schwab 665

PIMCO Foreign Inst SHS PFORX — Int/Div — Open — tm Schwab 665

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Schwab 665

Synchrony Bank Retail CD 7/24/17 — Interest — Open — tm Schwab 665

Vanguard Sector Ind FDS ETF (VIS) — Int/Div — Open — tm Schwab 665

Vanguard Health Care ETF: VHT — Int/Div — Buy

Vanguard Health Care ETF: VHT — Buy (add'l)

Vanguard Health Care ETF: VHT — Buy (add'l)

Vanguard Health Care ETF: VHT — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Int/Div — Buy

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Ch Schwab US REIT ETF (SCHH) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Int/Div — Buy

Schwab Emerging Mkis Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE)Y — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Emerging Mkts Equity ETF (SCHE) — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE) — Int/Div — Buy

Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkuts Large ETF 1V (ENDE) — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV (FNDE) — Buy (add'l)

Schwab Funda EMG Mkts Large ETF IV {(FNDE)Y — Buy (add'l)

Schwab Funda EMG Mkits Large ETF IV {FNDE) — Buy (add'l)

Schwab Funda EMG Mkits Large ETF IV {FNDE) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Int/Div — Buy

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental INL Large COM ETF (FNDF) — Buy (add'l)

Schwab Fundamental IN smal COM ETF (FNDC) — Int/Div — Buy

Schwab Fundamental INtl smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental INt smal COM ETF {ENDC)Y — Buy (add'l)

Schwab Fundamental INt smal COM ETF (ENDC) — Buy (add'l)

Schwab Fundamental INt smal COM ETF (ENDO) — Buy (add'l)

Schwab Fundamental INt smal COM ETF (FNDC) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Int/Div — Buy

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Int/Div — Buy

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF {FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA) — Buy (add'l)

Schwab Fundamental US Small Com ETF (FNDA)Y — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Int/Div — Buy

Schwab Int'l Equity ETF (SCHF) — Buy (add'l)

Schwab Int] Equity E1¥ (SCHF) — Buy (add'l)

Schwab Int'l Equity E17 (SCHF) — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Buy (add'l)

Schwab Int'l Equity ETF (SCHF) — Buy (add'l)

Schwab Intl Equity ETF (SCHF) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Int/Div — Buy

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab Int'l Small Cap Eqy ETF (SCHC) — Buy (add'l)

Schwab US Large CAP ETF (SCHX) — Int/Div — Buy

Schwab US Large CAP ETF (SCHX) — Buy (add'l)

Schwab US Large CAP ETF (SCHX) — Buy (add'l)

Schwab US Large CAP ETF (SCHX) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Int/Div — Buy

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Schwab US Small CAP ETF (SCHA) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Int/Div — Buy

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNQI) — Buy (add'l)

Vanguard GLBAL EX US REAL EST ETF IV (VNOQI) — Buy (add'l)

BROKERAGE ACCT Fid IRA 350

Fudelity Govt MM — Int/Div — Closed — to Schwab 359

MUFG UnionBank NA CD IDX ZERO (form. Union Bank CD) — Interest — Redeemed

IShares Core Total US BD Mkt ETF — Int/Div — Sold (part)

IShares Core Total US BD Mkt ETF — Sold

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Closed — to Schwab 359

PIMCO Foreign Inst SHS (PFORX) — Int/Div — Closed — to Schwab 359

Fidelity Select Materials Portfolio — Int/Div — Sold (part)

Fiudehity Select Materials Portfolio — Int/Div — Sold

Fudehity Select Software & IT SRV — Int/Div — Sold

Fidelity Select Chemicals — Int/Div — Sold

Fudelity MSC Info Tech Ind ETF (FTEC) — Int/Div — Sold

Israel ST SSD JUB 05/19 — Interest — Closed — to Schwab 359

Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div — Closed — to Schwab 359

SCHWAB IRA CONTRIB 359

Deposit Account — Interest — Open

Israel ST SSD JUB 05/19 — Interest — Open — tm Fidelity 350

PIMCO Foreign Inst SHS (PFORX) — Int/Div — Open — tm Fidelity 350

PIMCO Inv Gr Corp Bond Inst] (PIGIX) — Int/Div — Open — tm Fidelity 350

Vanguard Sector Index FDS Vanguard Utils Viper — Int/Div — Open — tm Fidelity 350

BROKERAGE ACCT Fid X19

Cash Acct (Fidelity) — Interest — Closed

RENTAL PROPERTY

1 Atlanta, DeKalb Co., Ga. (2016 Assessment: $272,500) — Reat

2 Smyrna, Cobb Co., Ga. (2016 Assessment: $129,000) — Rent

FAMILY S CORPORATION (FI) — Distribution

American Funds Fundamental Investors. Class A (FILA) — Int/Div

American Funds WaMu Investors Fund Class A (WMIF-A) — Int/Div

American Funds Inv, Co. of Amer. A (ICA- A) — Int/Div — Distnbuted

American Funds Money Market Fund-A (IMMF-A) — Int/Div

American Funds New Economy Fund-A INEF-A) — Int/Div

American Funds Smallcap World Fund-A (SCWF-A) — Distribution

Trust Bank Account (SunTrust) — Interest

BANK ACCOUNTS

North Georgia Bank 1 — Interest

North Georgia Bank 2 — Interest

North Georgia Bank 3 — Interest

North Georgia Bank 4 — Interest

North Georgia Bank 5 — Interest

SunTrust — Interest

Chase — Interest

Chase Il — Interest

TRUST BROKERAGE ACCOUNT (E. Trade)

E-Trade cash balance — Interest

Nuveen Preferred and Conv. Income Fund — Int/Div

BELL & HOWELL RETIREMENT (11) SAVINGS PLAN NO. 3 (Fidelity)

Fidelity Money Market (FDRXX) — Int/Div — Sold (part)

Fidelity Asset Mgr (FASMX) — Int/Div

IShares Core S&P Total US Stock Mkt {ITOT) — Int/Div

BROKERAGE ACCT Fid IRA BDA

Fidelity Govt MM — Distribution — Closed — to Schwab 146

IShares Core S&P Total LS Stock Mkt ETF — Int/Div — Sold

James Balanced: Golden Rambow Fund — Int/Div — Sold

SCHWAB INH IRA BENE 146

Deposit account — Interest — Open — tm Fadelity BDA

IRREVOCABLE TRUST

TransAmerica Annuity (Fixed) — Interest — Open — Part VILL, Note

Baltimore County Real Estate (2016 assessment: $256,500) — None — Open — fo.

Liability — Flagstar Bank — Mortgage on Rental Property # 2 Smyma GA

Reimbursement — Thm ap ties owy earalng ll gaa — Federal Magistrate Judges Association

Spouse's income — 2016 — Self-employed real estate broker-agent and managing broker

1. Trust created and activated for existing annuity and real property.