Thomas D. Schroeder

Wells Fargo Accounts (Wachovia) — Interest

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Fixed Income Fixed Income Plus Annuity — Int/Div

Brokerage #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div — Buy (add'l)

PowerShares FTSE RAFI US 1000 — Buy (add'l)

iShares MSCI EAFE ETF — Int/Div — Buy (add'l)

Vanguard FTSE Developed Markets ETF — Int/Div

iShares MSC Emerging Markets ETF — Int/Div — Buy (add'l)

iShares MSC Emerging Markets ETF — Buy (add'l)

iShares MSC Emerging Markets ETF — Sold

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

PIMCO 1-5 Year US TIPS Index ETF — None — Sold (part)

PIMCO 1-5 Year US TIPS Index ETF — Sold

PIMCO Low Duration Fund Inst) — Int/Div

Vanguard Ltd-Term Tax Exempt Adm — Int/Div

Eaton Vance Floating Rate Inst] — Int/Div

Fidelity Cash Money Market — Int/Div

Fidelity Cash Reserves — Int/Div

Brokerage #2 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div

Vanguard FI1SE Developed Markets ETF — Int/Div

iShares MSC Emerging Markets ETF — Int/Div — Buy (add'l)

iShares MSC Emerging Markets ETF — Sold

Vanguard FTSE Emergmg Markets ETF — Int/Div — Buy

PIMCO All Asset All Authority Instl — Int/Div — Sold

PIMCO All Asset Fund Inst] — None — Buy

AQR Managed Futures Strategy C1 — Int/Div

AQR Style Premia Alternative C1 1 — Int/Div — Buy

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst! — Int/Div

RiverNorth/DoubleLine Strategic Income — Int/Div

PIMCO Global Advantage Strategy Bond Inst! — Int/Div — Sold

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Inst] — Int/Div

Fidelity Cash Money Market — Int/Div

Brokerage #3 (H)

AQR Managed Futures Strategy C1 — Int/Div — Sold (part)

PIMCO Global Advige Strategy Bond Inst] — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div — Sold

Eaton Vance Floating Rate Inst] — Int/Div — Buy

Eaton Vance Floating Rate Inst] — Buy (add'l)

Fidelity Cash Money Market — Int/Div

IRA ZI (HH)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC! EAFE ETF — Int/Div

iShares MSCI Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst] — Int/Div

Eaton Vance Floating Rate Inst] — Int/Div

Fidelity Treasury Daily Money Market — None

IRA £2 (H)

PIMCO All Asset All Authority Inst] — Int/Div

Eaton Vance Floating Rate Adv — Int/Div

IRA #3 (H)

PowerShares FISE RAFI US 1000 — Int/Div — Buy (add'l)

iShares MSC EAFE ETF — Int/Div — Buy (add'l)

iShares MSCI Emerging Markets EFT — Int/Div — Buy (add'l)

PIMCO All Asset All Authority Instl — Int/Div — Buy (add'l)

AQR Managed Futures Strategy C1 1 — Int/Div

AQR Style Premia Alternative C1 — Int/Div — Buy

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst! — Int/Div — Buy (add'l)

Eaton Vance Emerging Markets Local Income C11 — Int/Div — Buy (add'l)

RiverNorth/DoubleLine Strategic Income — Int/Div

PIMCO Global Advantage Strategy Bond Inst! — Int/Div — Sold (part)

PIMCO Global Advantage Strategy Bond Inst! — Sold

PIMCO Low Duration Fund Inst) — Int/Div — Buy

Eaton Vance Floating Rate Ady — Int/Div — Sold

Eaton Vance Floating Rate Instl — Int/Div — Sold (part)

Eaton Vance Floating Rate Instl — Sold (part)

Eaton Vance Floating Rate Instl — Buy (add'l)

Fidelity Treasury Daily Money Market — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loval American Insurance — Int/Div

Winston-Salem Foundation Donor Advised Fund — None

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — Interest

Board Member, Notre Dame Law Association

Vice President/Board of Governors, N.C. Bar Association

Bowrd Member, Joseph Branch lon of Court

Liability — University of North Carolina/Chapel Hill — Tuition 2015

Liability — Bell Meadowmont — Rem

Reimbursement — VERDANT i ART EG Oe Rae a class was scheduled in evenings

Income — 2015 — Duke Umiversity School of Law, teaching — $3,500.00

The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but | and my spouse can direct

donations from that Fund to charities of our choice. We can receive no income from its investment; rather, the Fund receives the income.