Diane Finkle

Great West Lifetime Advan. IRA, Mod Consv. Profile Il — Int/Div

Ursillo, Teitz & Ritch Realty IV, Appraisal, 12/0872011 — Int/Div

First Eagle Gold Fund Class A, Mutual Fund — Int/Div

HSA Bank. Account — Interest

MFS Municipal Income Fund-A — Interest

Commonwealth Municipal Income Fund — Interest

UBS Pace Select Fund (IRA), Mutal Fund — Int/Div

Phoenix Big Edge Plus, Mutual Fund Annuity — Int/Div

Bank Rhode Island. Account — None

Hartford Select Dimensions Fund, { Annuity) — Int/Div

Phoenix Big Edge Plus, Mutual Fund, (Annuity) — Int/Div

Capital One Money Market Account — Interest — Sold

Fidelity FA Freedom 2020 I, 401(K)/Profit Sharing Plan — Int/Div

Pioneer Value Fund A — Int/Div

Ursillo, Teitz, & Ritch, Ltd. Appraisal 12/08/11 — None

Amencan Express Money Market Account — Interest

UBS Pace Select Fund, Mutal Fund — Int/Div

UBS Pace Select Fund. Mutual Fund (IRA) — Int/Div

UBS Pace Select Fund, Mutual Fund — Int/Div

Phoenix Big Edge Plus, Mutual Fund Annuity — Int/Div

Dreyfus Insured Deposits Basic — Int/Div — Buy

Fidelity Floating Rate High Income — Int/Div — Buy

Franklin Low Duration Total — Int/Div — Buy

Goldman Sachs Global Income Fund — Int/Div — Buy

Goldman Sachs Strategic Income — Int/Div — Buy

Lord Abbett Short Duration Income Fund — Int/Div — Buy

Indexiq EFT TR IQ Hedge Multi-Strategy — Int/Div — Buy

Ishares TR Momingstar — Int/Div — Buy

IsharesTR Russell Mid-Cap ETF — Int/Div — Buy

shares Global 100 ETF — Int/Div — Buy

shares TR Russell 2000 ETF — Int/Div — Buy

Powershares Exchange-Traded Fund — Int/Div — Buy

SPDR Index Shs FDS S&P World Ex-US ETF — Int/Div — Buy

SPDR SER TR Barclays High Yield BD ETF — Int/Div — Buy

US Commodity Index FD Commodity — Int/Div — Buy

Vanguard Intl Equity Index FDS FTSE — Int/Div — Buy

Vanguard Index FDS Vanguard REIT ETF — Int/Div — Buy

Goldman Sachs Global ND Institutional Class A — Int/Div — Sold (part)

Goldman Sachs ND Institutional Class A — Int/Div — Sold

Secretary, Westcote Drive Association; umcorporated private association

Legal Guardian, healthcare only, pro bono basis; 2 individual wards, Comerstone Adult Services. Inc.(See Part VILL)

Liability — Coastway Community Bank — Commercial Real Estate Mortgage

Reimbursement — American Bankrutpey Institute — 7-11-13 t0 7-14-13 — Newport, Rhode Island — educational seminar and conference — registration fee, lodging and meals

Spouse's income — 2013 — Ursillo, Teitz & Ritch, Lid - salary and employee benefits

Part 1, page |, Line 2- Position was held as guradian for healthcare purposes only of 2 wards with no control over wards’ personal finances or financial estates.

On February 5, 2013, and February 13, 2013, respectively, 1 resigned us guardian of these wards and no longer served a such guardian on and after the latter date.

Part II. Agreement with former law firm employer Winograd Shine Land & Finkle, P.C. for employee benefits: disability. health and long term care insurance and

401 (K) Profit Sharing Plan and all payments thereunder ceased as of December 31, 2012.

Part VII. page 1, Line 12- Funds in Winograd, Shine Land & Finkle 401 (K) Profit Sharing Phun were transferred and rolled over in their entirety as of December

31, 2012 to an individual IRA Account in my name entitled "Great-West Lifetime Advantage IRA-Traditional.” Moderately Conservative Profile 11 Fund, with

actual transfer date of this new account of January 2, 2013.