Arthur Donald Spatt
2014Annual
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What was filed
101
investments
0
positions
0
gifts
2
agreements
0
debts
0
reimbursements
1
income
0
spouse income
Named parties
- New York State Retirement Pension
As filed
STOCKS
AIRTOUCH COMMUNICATIONS — Int/Div
AMERITECH - COMMON — Int/Div
AT&T - COMMON — Int/Div
BELL ATLANTIC «- COMMON — Int/Div
CHEVRON - TEXACO — Int/Div
COMCAST «- COMMON — Int/Div
EASTMAN KODAK « COMMON — Int/Div
PACIFIC TELESIS - COMMON — Int/Div
PEPSICO «- COMMON — Int/Div
SOLTHWESTERN BELL « COMMON — Int/Div
US. WEST «- COMMON — Int/Div
XEROX - COMMON — Int/Div
US WEST MEDIA GROUP — Interest
EASTMAN CHEMICAL CO. — Int/Div
AIRTOUCH COMMUNICATIONS — Int/Div
NCR CORP — Int/Div
TRICON GLOBAL — Int/Div
SBC COMMUNICATIONS — Int/Div
COMPAQ COMPUTER — Int/Div
GENERAL ELECTRIC CO. — Int/Div
AGERE SYSTEMS. INC — Int/Div
YUM BRANDS. INC — Int/Div
HEWLETT PACKARD CO. — Int/Div
QWEST COMMUNICATIONS — Int/Div
CHESAPEAKE UTILITIES CORP — Int/Div
VODAFONE — Int/Div
IDEARC INC — Int/Div
LSI Corp. — Int/Div
LIMITED PARTNERSHIP
BERKSHIRE LAND VENTURE CO — Int/Div
BERKSHIRE LAND VENTURE CO. — Interest
INTEREST
NORTH FORK BANK, including IRA accounts & cash — Interest
Portion of Pension Plan Rolled Over (See Part 1)
BONDS
NEW YORK STATE HOUSING FINANCE AGENCY — Interest
POWER ALTHORITY OF NY — Interest
DORMITORY AUTHORITY OF NY — Interest
STATE OF ISRAEL BONDS — Interest
NY STATE THRUWAY AUTHORITY — Interest
NYS DEPT. OF HEALTH — Interest
N.Y. STATE DORMITORY AUTH ROCHESTER — Interest — Sold
ONEIDA ONTY NY INDL DEV AGY — Interest
Rochester, NY - NY Nat'l 3.752 Due 2/15/18 — Interest — Redeemed
ALBANY ONTY NY APRTALTH — Interest
AMHERST NY DEV CORP — Interest
North Colonie School Dist. — Interest — Redeemed
Port Authority NY & NJ — Interest — Redeemed
LI Power Authority — Interest
Triborough Bridge & Tunnel Authority — Interest
NORTHPORT-ENORTHPORT — Interest — Redeemed
Syracuse NY LGO — Interest
Sachem Cent. Sch. Dist — Interest
NYSTATE POWER ALTHORITY — Interest
NY State Environmental FACS — Interest — Sold
Buffalo. NY « NY AGC 4.3746 Due 2/1/08 — Interest
HAVERSTRAW STRONG POINT — Interest
MONROE ONTY NY INDL DEV CORP — Interest — Sold
LIBERTY NY DEV CORP — Interest
ROME NY « NY AGMC Due 81720 — Interest
RENSSELEAR NY MUN — Interest — Redeemed
IRA STOCKS
ALLEGHENY ENERGY INC — Int/Div
AMERICAN ELECTRIC POWER CO. INC. — Int/Div
CASCADE NATURAL GAS CORP — Int/Div
CENTRAL & SOUTH WEST CORP — Int/Div
CONNECTIV INC — Int/Div
CONNECTIVINC.CLA — Int/Div
ENERGY EAST CORP. — Int/Div
ENOVA CORP — Int/Div
FPL GROUP INC — Int/Div
FIRST ENERGY CORP — Int/Div
MIDAMERICAN ENERGY HOLDINGS CO. — Int/Div
NEVADA POWER CO. — Int/Div
NEW ENGLAND ELECTRIC SYSTEM — Int/Div
POTOMAC ELECTRIC POWER CO. — Int/Div
TEXAS UTILITIES CO. (Holding Co.) — Int/Div
TEXAS UTILITIES — Int/Div
WESTERN RESOURCES INC. {Western Energy, Inc.) — Int/Div
PMC CAPITAL INC — Int/Div
ROCHESTER GAS & ELECTRIC CORP. — Int/Div
SEMPA ENERGY — Int/Div
SIERRA PACIFIC — Int/Div
PEPCO HOLDINGS. INC — Int/Div
EAGLE MERGER CORP — Int/Div
RGS ENERGY GROUP. INC — Int/Div
OCCIDENTAL PETROLELM CORP — Int/Div
PMC COMMERCIAL TRUST — Int/Div
THE SOUTHERN COMPANY — Int/Div
PUGET ENERGY INC — Int/Div
CHESAPEAKE UTILITIES CORP — Int/Div
VERIZON COMMUNICATIONS — Int/Div
QUEST DIAGNOSTICS — Int/Div
CHEVRON CORP — Int/Div
ENERGY TRANFER PARTNERS — Int/Div
CORPORATE BONDS
TENESSEE VALLEY AUTHORITY Power Bond 1993 Series C — Interest
COMMONWEALTH EDISON CO. 8.625% Due 2/1/2002 — Interest
OPPENHEIMER HIGH YIELD FUND A (See Rider 2) — Int/Div
WARWICK NY CENT — Interest
Agreement — 1979 — Prior pension and profit-sharing plans rolled over (See Rider annexed hereto)
Agreement — 1979 — Individual Retirement "Keogh" Plan (See Rider 2 annexed)
Income — 2014 — New York State Retirement Pension — S19.708.00
RIDER 1 (Response to "Il - AGREEMENTS" -- first page)
As a former participating member of the Spatt & Bauman, P.C. pension and profit-sharing plan, when I withdrew from the firm and the practice of law in 1978, my
share of the pension plan was severed and "rolled over,” The funds were not used and were placed in individual retirement accounts in two types of investments
as follows:
a) bonds and stocks in the aggregate value of approximately $300,000.00 as of December 31, 2014,
b) cash in the Capital One Savings Bank, Commack, New York branch, in the estimated sum of $34,499.07 as of December 31, 2014,
RIDER 2 (Response to "Il - AGREEMENTS" -- first page)
Prior to entering into the Spatt & Bauman, P.C. pension plan, when | was a single practitioner [ started an individual retirement "Keogh Plan." When 1 withdrew
from the practice of law, 1 "rolled over" the Keogh Plan, and it remains in that unused condition, The "Keogh" funds are in an Oppenheimer High Yield Fund and
are in the value of approximately $30,000.00 as of December 31, 2014.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.