David Jason Hale

First Capital Bank Accounts — Interest

First Capital Bank Stock — Int/Div

Fidelity Freedom K 2035 Fund — Int/Div

General Electric Co. Stock — Int/Div

UBS Dynamic Alpha Fund — Int/Div — Sold

UBS Global Allocation Fund — Int/Div — Sold

Wells Fargo Cash Accounts — Int/Div

401(k) #1(See note in Part VII Individual Retirement Account

American Funds Growth Fund of America — Int/Div — Sold

American Funds Washington Mut Investors Fund — Int/Div — Sold

Franklin Templeton Mutual Shares Fund — Int/Div — Sold

Nationwide Global Equity Fund — Int/Div — Sold

UBS Dynamic Alpha Fund — Int/Div — Sold

UBS Global Allocation Fund — Int/Div — Sold

UBS US Equity Opportunity Fund — Int/Div — Sold

Wells Fargo Cash accounts — Interest

Note - Loan from self-directed 401(k) — Interest — Closed

Agreement — 20082016 — Reed Weitkamp Schell & Vice PLLC Master Retirement Trust, 401(k) retirement plan with former law firm, self- directed. See note in Part VIII

Liability — American Express — Credit Card

Liability — Transylvania University — Tuition payment plan

Spouse's income — 2016 — Baptist Health - salary

401k) #1 was a self-directed retirement fund. | was solely responsible for the mvestment decisions of the fund. In 2013, | took a loan from 401(k) #1 and.

pursuant to a note, | was repaying the loan over a five year period. The liability for the loan was listed in Part VI, line 1 of my 2015 report. It is also listed as an

asset of the 401(k) in Part VII, line I8, of the 2016 report. The asset is listed as closed because in April 2016 I repaid the loan and transferred part of the 401(k)

into my traditional IRA and the remainder into my Thrift Savings Plan account. The 401(k) has been closed as of April 2016.