Craig B Shaffer

Powershs Exchange Trade

Wells Fargo Bank account — Interest

Schwab Money Market Fund — Interest

BMO Intermediate Tax Free CL Y — Interest

Guggehheim S&P 500 Technology ETF — Interest — Sold (part)

SPDR S&P SOO ETF — Interest — Sold (part)

Vanguard FTSE Developed Markets ETF — Interest — Buy

Oppenheimber International Small Cap — Interest — Buy

Vanguard Telecommunication Services ETF — Interest — Buy

Vanguard Telecommunication Services ETF — Sold (part)

USAA Tax Exempt Intermediate — Interest — Buy

Trust No. 2 — Interest

Schwab Money Market Fund

IRA-1I — Int/Div

Schwab Money Market Fund

Schwab 1000 Fund - Select

Vanguard Small Cap

T. Rowe Price Personal Strategy Growth Fund

The Charles Schwab Corp. common stock

Doubleline Total Return

Dodge & Cox International Stock Fund

Harding Loevner Emerging Markets — Sold

Pamassus Equity Income Fund — Sold (part)

Vandguard Equity Income Fund -Admiral Shares

Seafarer Overseas Growth — Buy

Ridgeworth Seix High Yield — Buy

Baird Core Plus Bond Inst

IRA -IN — Int/Div

Schwab Money Market Fund

Metropolitan West Total

Hodges Small Cap

Wasatch International Growth Fund

SPDR S&P Regional Banking — Sold

Artisan International Fund — Buy

Vanguard International Equity ETF — Buy

Trust No. 3 — Int/Div

Schwab Money Market Fund

Altria Group, Inc. stock — Sold

ConocoPhillips stock — Sold

Dow Chemical Co. stock

Pimeo Incm Inst. Cl Bond Fund

TCW Total Return Bond Fund

Artisan International Value Fund

Aston Fairpointe Mid Cap — Sold

Hartford Capital Appr — Sold

JPMorgan Growth Advantage — Sold (part)

JPMorgan Large Cap Growth

JPMorgan L'S Equity Select

T Rowe Price New Asia Fund — Sold

Guggenheim S&R 500 ETF — Sold (part)

IShares MSC All Country

IShares Russell ETF

IShares TR MSCI EAFE

Powershares Exch Trade Fund TR — Sold

Vanguard Telecommunication Systems — Sold

Vanguard Value ETF

Janus Global Real Estate

Matthews Asia Dividend Fund — Buy

Trust No. 4 — Int/Div

Capital One Financial CP

General Electric Co. common stock

Hess Corp. common stock

Home Depot Inc. common stock

Honevwell International common stock

Johnson & Johnson common stock

JPMorgan Chase & Co. common stock

Mondelez Intl. Inc. Class A stock — Sold

Pepsico Inc. common stock

IShares Russell ETF Midcap

Credit Suisse Commodity Fund — Sold

Harbor Internatinal Fund

Schwab Tax Free Bond Fund

T Rowe Price Blue Chip Fund

T Rowe Price Small Cap Fund

Westcore Co. Tax Exempt Fund

United States Commodity Fund — Buy

IRA IV — Interest

Schwab Money Market Fund — Buy

Vanguard REIT ETF — Buy

Wisdometree International Small Cap — Buy

Adpunct Faculty Member, University of Denver, Sturm College of Law

Reimbursement — Sandra Day O'Connor Law School — discovery issues

Reimbursement — Sedona Conference mid-year meeting — 4/29/2015-4/30/20158 — Dallas, Texas — panehst addressing e- discovery issues — runsportabon, hotel room

Reimbursement — ALI Environmental Litigation Course — 6N242015-6/26/2015 — Washmgton, D.C — faculty member — transportation, hotel room

Reimbursement — Distinguished Luwyers Conference — TIN pre TE TTA,

Reimbursement — Securities and Exchange Commission — 9/10/2015 — Washington, D.C — presentation on 2015 Civil Rules amendments — transportation, hotel room

Income — 2015 — University of Denver, Sturm College of Law - compensation as Adjunct Faculty Member — $5.000.00

Spouse's income — 2015 — self-emploved diversity consultant

On the undersigned's 204 financial disclosure form, at lines lines 53 and 54, the undersigned reported holding investments in "Guggenheim ETC" and

"Guggenheim Exchange Trade Fund" Those assets were incorrectly listed because they were duplicative of the entry at line 50 which was described as

"Guggenheim Exch Trade Fund." The assets described at lines 53 and $4 on last year's report have been omitted from this report to correct those duplicate entries.

The reference to "FMI Large Cap Fund," found at Part VII, line 41 of my 2014 amended report was incorrect to the extent that the second entry reported a part sale

of that asset on 10/08/14, That transanction should have been identifed as a "sale" of that asset on that date. After 10/08/14, the undersigned disposed of that asset

completely. For that reason, FMI Large Cap Fund was not included in my 2015 financial disclosure report,