Thomas Charles Rogers

2013Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 125

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • TD Ameritrade
  • Florence Public School District One
  • Dynamic Development, LLC

As filed

S10. — Sold

1.25 a Florence C, 72.3 a Marion C, SC (172011, S60.000) — None

72.3 a Marion C, SC in item # 1 above Buver - Christopher Havek — None — Sold

Brokerage account # (Marked as # )

First Clearing, LLC - Cash balance — None

1-<AT&T Inc — Int/Div — Buy

1 -Ciigroup — Int/Div — Sold (part)

1 -Ciigroup — Sold

1 - Dragonwave, Inc — None — Sold

1 - Frontier Communications Corp — Int/Div — Sold

1 «Verizon Communications Com — Int/Div

1 -SC Jobs Econ DV Ath Stdnt 4.25% R0O1724 "YY" — Int

1 - Call Sarepta Therapeutic $35 Exp 216/13 — None — Expired

Brokerage account # 2 (Marked as # 2)

2 - Cash balance -First Clearing, LLC — Int./y

2 - Exxon Mobil Corp — Int/Div

2 - Exxon Mobil Corp — Sold (part)

Brokerage account # 3 (Marked as # 3)

3. Ameritrade MMDA Account - Cash balance — Int/Div

3 - Chesapeake Energy Corp Com — None — Buy

3 - Chesapeake Energy Corp Com — Sold

3 - Dragonwave Inc Com — None — Buy

3 - Dragonwave Inc Com — Sold

3 - Dragonwave Inc Com — None — Buy

3 - Dragonwave Inc Com — Sold

3. Infinity Pharmaceuticals Inc Com — None — Buy

3. Infinity Pharmaceuticals Inc Com — Sold

3. Infinity Pharmaceuticals Inc Com — None — Buy

3. Infinity Pharmaceuticals Inc Com — Sold

3. Infinity Pharmaceuticals Inc Com — None — Buy

3. Infinity Pharmaceuticals Inc Com — Sold

3 - Integrated Silicon Sol Com — None — Buy

3 - Integrated Silicon Sol Com — Sold

3. Mantech Intemational Corp Com — None — Buy

3. Mantech Intemational Corp Com — Sold

3. Mantech Intemational Corp Com — None — Buy

3. Mantech Intemational Corp Com — Sold

23 - Quicklogic Corporation Com — None — Buy

23 - Quicklogic Corporation Com — Sold

23 - Quicklogic Corporation Com — None — Buy (add'l)

23 - Quicklogic Corporation Com — Sold

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Sold

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — None — Buy (add'l)

3. Sarepta Therapeutics Inc formerly AVI BioPharma, Inc, — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

S10. — Sold

S10. — None — Buy (add'l)

3. Skvworks Solutions Inc, Com — None — Sold

3. Skvworks Solutions Inc, Com — None — Buy (add'l)

3. Skvworks Solutions Inc, Com — Sold

First Federal checking — None

NBSC (also called National Bank of South Caroling) — Interest

Wells Fargo , NA — Interest

Equitable Variable: EQ Agressive (whole life policy) — None

Jefferson-Pilot Adjustable Life policy — None

UGMA # A (Markedas 2 A)

A - Capital World Growth & Income Fund ne CIC — Int/Div

A - First Clearing, LLC - Cash balance — Interest

A American Fds Washington Mut (Edu Svgs Acet)no control) — Int/Div

UGMA # A, Trust (Marked as #ATI)

2 ATI - First Clearing, LLC - Cash balance — Int/Div

2ATI-AT&T Ine. (TT) — Int/Div — Buy

ATI « Russell Invt Co Multi-strategy Alternative Fd C1 S (RMSSX) — None

ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div

ATI - Russell Invt Co Commodity Strategies Fd C1 S {(RCCSX) — Int/Div

ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None

ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div

ATI Russell Invt Co Global Real Estate Secs FACILIS (RRESX) — Int/Div

2 ATI - Russell GIbl Eqty Class S (RGESX) — Int/Div

ATI - Russell US Small Cap Equity Class S (RLESX) — Int/Div

ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div

ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div

UGMA # B (Marked as # B)

B - Capital World Growth & Income Fund Ine. C1 C — Int/Div

4B First Clearing, LLC - Cash balance — Interest

B Columbia Mgmt Futre Schol 529 Collge Svig Pl (no control) — Int/Div

2B - BP PLC stock — Int/Div

Liability — TD Ameritrade — Margin account

Spouse's income — 2013 — Florence Public School District One

Spouse's income — 2013 — Dynamic Development, LLC

In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County, 72.13 acres Marion County, SC received no rental income for the year therefore,

column B(2) is "None". The basis as originally reported, (1/2011, $60,000) was divided as follows: 1.25 A Florence C (1/2011, $10,000), 72.3 a Marion C, SC

(1/2011, $50,000). The 72.13 acres Marion County, SC was sold on 12/31/2013 to Christopher Hayek. The 1.25 a Florence C (1/2011 $10,000) is still owned ut

12/312013.

Part VII, lines 4, 14, I8, 106, and 109 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash in that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,

Part VII, lines 3, 13, 17, 104, 108 and 121 are header lines for the mvestments listed below the specific line.

Part VII, line 21, Dragonwaver, Inc com was initially purchased on 1/10/2013 and was sold on 3/4/13 therefore, none of this security was owned at 12/31/2013.

No dividend income was received on this security.

Part VIL, line 67, # A American Fds Washington Mut (Edu Svgs Acct) (no control). The fund is American Funds, Washington Mutual Investors, Fund - A, which

is an educational savings account. (no control)

Part VII, line 92, # B Columbix Mgmt Futre Schol 529 Collge Svg Pl (no control. This is the Columbia Management Future Scholar 529 College Savings Plan.

The funds are invested in the Columbia Moderate Growth A. (no control).

Part VIL, line 118, # AT - Russell Us Sml Mid Cap Class S changed thier name to #AT1 - Russell US Small Cap Equity Class S (RLESX).

Part VII, lines 111 - 120, The stock or mutual fund symbol was added to the description to case in future identification,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.