Kimba Maureen Wood

EXXON CORP COMMON STOCK — Int/Div

CREST FUND LP (ROTH IRA) (SEE NOTE INSECTION VID — Distribution — Distnbuted

DREYFUS GOVERNMENT CASH SHARES — Interest — Open

MORGAN STANLEY BANK/CASH — Interest

ABBOTT LABORATORIES COMMON STOCK — None — Sold

ACCENTURE PLC IRELAND — Int/Div — Buy

ACCENTURE PLC IRELAND — Sold

AMERICAN EXPRESS CO COMMON STOCK — Int/Div — Sold

AMER INTL GP INC COMMON STOCK — None — Buy

AMER INTL GP INC COMMON STOCK — Buy (add'l)

APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Int/Div — Buy

APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Buy (add'l)

APOLLO INVESTMENT CORP (SEE NOTE INSECT VIII — Buy (add'l)

APPLE INC COMMON STOCK — None — Buy

APPLE INC COMMON STOCK — Buy (add'l)

APPLE INC COMMON STOCK — Sold

ASHFORD HOSPITALITY TR INC COMMON STOCK — Int/Div — Buy

AVENUE INCOME CREDIT COMMON STOCK — Int/Div — Buy (add'l)

BLACKROCK INC COMMON STOCK — None — Sold

CHEVRON CORP COMMON STOCK — Int/Div — Buy

CHEVRON CORP COMMON STOCK — Buy (add'l)

CME GROUP INC COMMON STOCK — Int/Div — Sold

CME GROUP INC COMMON STOCK — Buy

CME GROUP INC COMMON STOCK — Sold

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — None — Buy

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part)

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Buy (add'l)

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Buy (add'l)

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part)

COPANO ENERGY LLC (SEE NOTE 1 IN SECT VII — Sold (part)

CREXUS INVESTMENT CORP COMMON STOCK — Int/Div

DANAHER CORP COMMON STOCK — Int/Div — Buy

DANAHER CORP COMMON STOCK — Sold

DOUBLELINE TOTAL RETURN MUTUAL FUND — Int/Div — Buy

DOUBLELINE TOTAL RETURN MUTUAL FUND — Buy (add'l)

DOUBLELINE TOTAL RETURN MUTUAL FUND — Sold

EMC CORP MASS COMMON STOCK — None — Buy

ENERGY SEL SECT SPDR FD COMMON STOCK — None — Sold

ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — None — Buy

ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Buy (add'l)

ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part)

ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part)

ENERGY TRANS EQUITY LP (SEE NOTE INSECT VII — Sold (part)

ENSCO PLC COMMON STOCK — Int/Div — Buy

ENSCO PLC COMMON STOCK — Buy (add'l)

ENSCO PLC COMMON STOCK — Sold

ENSCO PLC COMMON STOCK — Buy

ENSCO PLC COMMON STOCK — Buy (add'l)

EV ENERGY PARTNERS LP (SEE NOTE INSECT VID — None — Buy

S10. — Sold (part)

S10. — Sold (part)

GOLAR LNG LTD COMMON STOCK — Int/Div — Buy

GOLAR LNG LTD COMMON STOCK — Sold (part)

GOLAR LNG LTD COMMON STOCK — Sold

HALLIBURTON CO COMMON STOCK — Int/Div — Sold

INERGY LP (SEE NOTE 1 INSECT VID — None — Buy

INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l)

INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l)

INERGY LP (SEE NOTE 1 INSECT VID — Buy (add'l)

INERGY LP (SEE NOTE 1 INSECT VID — Sold (part)

INERGY LP (SEE NOTE 1 INSECT VID — Sold (part)

INERGY LP (SEE NOTE 1 INSECT VID — Sold (part)

ISHARES S&P MID CAP 400 GROWTH COMMON STOCK — Int/Div

IPMORGAN CHASE & CO COMMON STOCK — Int/Div — Buy

IPMORGAN CHASE & CO COMMON STOCK — Buy (add'l)

LENDER PROCESSING SERV COMMON STOCK — Int/Div — Buy

LENDER PROCESSING SERV COMMON STOCK — Buy (add'l)

MARKET VECTOR AGRIBUS ETF COMMON STOCK — Int/Div

MARKET VECTORS BRAZL SM-CAP COMMON STOCK — None — Sold (part)

MARKET VECTORS BRAZL SM-CAP COMMON STOCK — Sold

MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — None — Buy

MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — Sold (part)

MARKWEST ENERGY PTNRS LP (SEE NOTE INSECT VIII — Sold

MCDONALDS CORP COMMON STOCK — Int/Div — Buy

MCDONALDS CORP COMMON STOCK — Buy (add'l)

MDC PRTNRS INC COMMON STOCK — Int/Div — Buy

MDC PRTNRS INC COMMON STOCK — Buy (add'l)

MDC PRTNRS INC COMMON STOCK — Buy (add'l)

MDC PRTNRS INC COMMON STOCK — Buy (add'l)

METLIFE INC COMMON STOCK — None — Buy

METLIFE INC COMMON STOCK — Sold

NFIDIVIDEND INT & PRE STRGY COMMON STOCK — Int/Div — Sold (part)

NFIDIVIDEND INT & PRE STRGY COMMON STOCK — Sold

NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Distribution — Buy

NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Buy (add'l)

NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Buy (add'l)

NORTHERN TIER ENERGY LP (SEE NOTE INSECT VII — Sold (part)

PEPSICO INC COMMON STOCK — Int/Div — Sold

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Distribution — Buy

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Buy (add'l)

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part)

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part)

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part)

PETROLOGISTICS LP (SEE NOTE 1 IN SECT VII — Sold (part)

PROSPECT CAPITAL CORP COMMON STOCK — Int/Div — Sold (part)

PROSPECT CAPITAL CORP COMMON STOCK — Sold

QUALCOMM INC COMMON STOCK — Int/Div

SANDRIDGE ENERGY INC COMMON STOCK — None — Buy (add'l)

SANDRIDGE ENERGY INC COMMON STOCK — Buy (add'l)

SANDRIDGE ENERGY INC COMMON STOCK — Buy (add'l)

SANDRIDGE ENERGY INC COMMON STOCK — Sold

SCHLUMBERGER LTD COMMON STOCK — Int/Div — Buy

SCHLUMBERGER LTD COMMON STOCK — Buy (add'l)

SOLAR SENIOR CAPITAL LTD COMMON STOCK — Int/Div — Buy

SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l)

SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l)

SOLAR SENIOR CAPITAL LTD COMMON STOCK — Buy (add'l)

SPDR S&P BANK ETF COMMON STOCK — Distribution

SPDR S&P MIDCAP 400 ETF TRUST COMMON STOCK — Int/Div — Buy

SPIRIT REALTY CAPITAL INC COMMON STOCK — None — Buy

SPIRIT REALTY CAPITAL INC COMMON STOCK — Buy (add'l)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold (part)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold

SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — None — from line 56)

SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — Sold (part)

SUBURBAN PROPANE PTNRS LP (SEE NOTE INSECT VII — Sold

TEVA PHARMACEUTICALS COMMON STOCK — Int/Div — Buy

TEVA PHARMACEUTICALS COMMON STOCK — Sold

TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — None — Sold (part)

TEXTAINER GROUP HOLDINGS LTD COMMON STOCK — Sold

TRONOX LTD COMMON STOCK — Int/Div — Buy

TRONOX LTD COMMON STOCK — Sold (part)

UNITED TECHNOLOGIES CORP COMMON STOCK — Int/Div — Buy

VANGUARD INFO TECH ETF COMMON STOCK — Int/Div — Buy (add'l)

VANGUARD INFO TECH ETF COMMON STOCK — Sold (part)

VANGUARD MSCI EMERGING MKTS COMMON STOCK — Int/Div — Sold (part)

VANGUARD MSCI EMERGING MKTS COMMON STOCK — Sold (part)

VANGUARD MSCI EMERGING MKTS COMMON STOCK — Buy (add'l)

VANGUARD MSCI EMERGING MKTS COMMON STOCK — Buy (add'l)

WEATHERFORD INTL LTD COMMON STOCK — None — Sold (part)

WEATHERFORD INTL LTD COMMON STOCK — Sold

WELLS FARGO & CO COMMON STOCK — Int/Div — Buy

WISDOMTREE TR EMG MKTS SMCAP COMMON STOCK — Int/Div — Sold (part)

WISDOMTREE TRUST EMRG MKT EQT COMMON STOCK — Int/Div — Buy

BIF TAX-EXEMPT FUND/CASH — Int/Div

ABBOTT LABORATORIES COMMON STOCK — Int/Div — Sold (part)

ACCENTURE LTD COMMON STOCK — Int/Div

AIR PRODUCTS COMMON STOCK — Int/Div — Sold

ALLEGHENY TECHNOLOGIES COMMON STOCK — Int/Div

AMERICAN EXPRESS COMMON STOCK — Int/Div — Sold (part)

AMERICA MOVIL COMMON STOCK — Int/Div — Sold (part)

AMGEN COMMON STOCK — Int/Div

ANADARKO PETROLEUM CORP COMMON STOCK — Int/Div

FLY LEASING (FKA BABCOCK & BROWN) COMMON STOCK — Int/Div

BERKSHIRE HATHAWAY COMMON STOCK — None

BLACKROCK INC COMMON STOCK — Int/Div

BOEING COMMON STOCK — Int/Div — Buy

BOEING COMMON STOCK — Buy (add'l)

BOEING COMMON STOCK — Buy (add'l)

CABOT OIL & GAS COMMON STOCK — Int/Div

CARPENTER TECHNOLOGY COMMON STOCK — Int/Div — Buy (add'l)

CARPENTER TECHNOLOGY COMMON STOCK — Buy (add'l)

CARPENTER TECHNOLOGY COMMON STOCK — Buy (add'l)

CHUBB COMMON STOCK — Int/Div

CONOCOPHILLIPS COMMON STOCK — Int/Div — Sold

CONSTELLATION BRANDS COMMON STOCK — None — Sold (part)

CONSTELLATION BRANDS COMMON STOCK — Sold (part)

CONSTELLATION BRANDS COMMON STOCK — Buy (add'l)

CONSTELLATION BRANDS COMMON STOCK — Sold (part)

CORNING INC COMMON STOCK — Int/Div

COVANTA HLDG CORP COMMON STOCK — Int/Div

DEVON ENERGY CORP COMMON STOCK — Int/Div — Sold (part)

DEVON ENERGY CORP COMMON STOCK — Sold

FOG RES INC COMMON STOCK — Int/Div — Buy

EQT CORP COMMON STOCK — Int/Div — Sold

EVERCORE PARTNERS COMMON STOCK — Int/Div

FEDERAL EXPRESS COMMON STOCK — Int/Div — Sold

INTERNATIONAL BUSINESS MACHINE COMMON STOCK — Int/Div

INTERNATIONAL PAPER CO COMMON STOCK — Int/Div

JOHNSON & JOHNSON COMMON STOCK — Int/Div — Buy (add'l)

KRAFT FOODS GROUP COMMON STOCK — None — Buy

MARKET VECTORS GOLD MINER ETF COMMON STOCK — Int/Div

MCDONALDS COMMON STOCK — Int/Div — Sold (part)

MCDONALDS COMMON STOCK — Sold

MCDONALDS COMMON STOCK — Buy

MICROSOFT COMMON STOCK — Int/Div — Buy (add'l)

MICROSOFT COMMON STOCK — Buy (add'l)

OCCIDENTAL PETE CORP COMMON STOCK — Int/Div — Buy (add'l)

ORACLE CORP COMMON STOCK — Int/Div

PACKAGING CORP COMMON STOCK — Int/Div

PEPSICO COMMON STOCK — Int/Div

PFIZER INC COMMON STOCK — Int/Div — Buy (add'l)

PIONEER NATURAL RESOURCES COMMON STOCK — Int/Div — Sold (part)

PIONEER NATURAL RESOURCES COMMON STOCK — Sold (part)

IRA HOLDINGS - ALL COMMON STOCKS/MLPS (LINES 188.286)

ACCENTURE PLC IRELAND — None — Buy

ACCENTURE PLC IRELAND — Sold

AMERICAN EXPRESS CO — Int/Div — Sold

AMERICAN INTERNATIONAL GROUP — None — Buy

AMERICAN INTERNATIONAL GROUP — Buy (add'l)

AMERICAN INTERNATIONAL GROUP — Buy (add'l)

ANNALY CAPITAL MNGMT INC — Int/Div — Sold

APOLLO INVESTMENT CORP — Int/Div — Buy (add'l)

APOLLO INVESTMENT CORP — Buy (add'l)

APOLLO INVESTMENT CORP — Sold (part)

APOLLO INVESTMENT CORP — Sold (part)

APOLLO INVESTMENT CORP — Buy (add'l)

ASHFORD HOSPITALITY TR INC — Int/Div — Buy

ASHFORD HOSPITALITY TR INC — Buy (add'l)

ASHFORD HOSPITALITY TR INC — Buy (add'l)

AVENLE INCOME CREDIT — Int/Div — Sold (part)

CHEVRON CORP — Int/Div — Buy

CME GROUP — Int/Div — Sold

CME GROUP — Buy

CME GROUP — Sold

CREXUS INVESTMENT CORP — Int/Div — Buy (add'l)

DANAHER CORP — Int/Div

DOUBLELINE TOTAL RETURN MUTUAL FUND — Int/Div — Buy

DOUBLELINE TOTAL RETURN MUTUAL FUND — Buy (add'l)

DOUBLELINE TOTAL RETURN MUTUAL FUND — Sold (part)

EATON VANCE TAX MGD DIV EQU FD — Int/Div — Buy

EMC CORP MASS — None — Buy

ENSCO PLC SPON ADR — Int/Div — Buy

ENSCO PLC SPON ADR — Sold

ENSCO PLC SPON ADR — Buy

ENSCO PLC SPON ADR — Buy (add'l)

GOLARLNGLTD — Int/Div — Buy

GOLARLNGLTD — Sold (part)

GOLARLNGLTD — Sold

HALLIBURTON CO — Int/Div — Sold

ISHARES DJ LS OIL & EXPLR — Int/Div — Buy

ISHARES DJ LS OIL & EXPLR — Sold (part)

ISHARES MSCI GROWTH INDX FD — Int/Div — Buy

ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy (add'l)

JP MORGAN CHASE & CO — Int/Div — Buy

JP MORGAN CHASE & CO — Buy (add'l)

JP MORGAN CHASE & CO — Sold (part)

LENDER PROCESSING SERV — Int/Div — Buy

LENDER PROCESSING SERV — Sold (part)

MARKET VECTORS AGRIBUS ETF — Int/Div — Buy

MARKET VECTORS BRAZIL SM-.CAP — None — Sold

MCDONALDS CORP — Int/Div — Buy

MDC PRTNRS INC — Int/Div — Buy

MDC PRTNRS INC — Buy (add'l)

MDC PRTNRS INC — Buy (add'l)

MDC PRTNRS INC — Buy (add'l)

NFJDIVIDEND INT & PRE STRGY — Int/Div — Sold

PHILIP MORRIS — Int/Div — Sold (part)

PHILIP MORRIS — Sold

PROSPECT CAPITAL CORP — Int/Div — Sold (part)

PROSPECT CAPITAL CORP — Sold

QUALCOMM INC — Int/Div

SANDRIDGE ENERGY INC — None — Buy (add'l)

SANDRIDGE ENERGY INC — Sold

SCHLUMBERGERLTD — Int/Div

SEADRILLLTD — Int/Div — Buy

SOLAR CAPITALLTD — None — Sold (part)

SOLAR CAPITALLTD — Sold

SOLAR SENIOR CAPITALLTD — Int/Div — Buy

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SPDR S&P BANK ETF — Int/Div — Sold (part)

SPDR S&P BANK ETF — Sold (part)

SPDR S&P EMERGING ASIA PACIF — Int/Div — Buy

SPDR S&P EMERGING ASIA PACIF — Buy (add'l)

SPDR S&P INSURANCE ETF — None — Sold

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Buy

SPIRIT REALTY CAPITAL INC — None — Buy

STARWOOD PROPERTY TRUST INC — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST INC — Sold (part)

STARWOOD PROPERTY TRUST INC — Sold

TEVA PHARMACEUTICALS ADR — Int/Div — Sold

TRONOXLTD — Int/Div — Buy

TRONOXLTD — Sold (part)

UNITED TECHNOLOGIES CORP — Int/Div

VANGUARD DIVIDEND APPRECIATION — Int/Div — Sold (part)

VANGUARD INFO TECH ETF — Int/Div — Buy (add'l)

VANGUARD MSC1 EMERGING MARKETS — Int/Div — Sold (part)

VANGUARD MSC1 EMERGING MARKETS — Sold (part)

VANGUARD MSC1 EMERGING MARKETS — Buy (add'l)

VANGUARD REIT ETF — None — Sold

WAL MART STORES INC — Int/Div — Buy (add'l)

WAL MART STORES INC — Sold

WEATHERFORD INTL — None — Buy

WEATHERFORD INTL — Sold (part)

WEATHERFORD INTL — Sold

WISDOMTREE TRUST EMRG MKT EQT — Int/Div — Buy

WISDOMTREE TR EMG MKTS SMCAP — Int/Div — Sold (part)

YUM BRANDS INC — Int/Div — Sold (part)

YUM BRANDS INC — Sold (part)

ADDITIONAL COMMON STOCKS INON-IRAY (LINES 288.301)

ROCKWELL COLLINS — Int/Div

SONIC CORP — None

THE TRAVELERS COS — Int/Div

UNILEVER — Int/Div

UNITED PARCEL SERVICE — Int/Div — Sold (part)

UNITED PARCEL SERVICE — Sold (part)

UNITED PARCEL SERVICE — Sold (part)

UNITED PARCEL SERVICE — Sold

UNUM GROUP — Int/Div — Sold (part)

VIACOM — Int/Div

WALGREEN — Int/Div

WALMART STORES — Int/Div

XEROX — Int/Div — Sold (part)

XEROX — Sold

MLPS (LINES 303-357 EXCEPT 323) (SEE NOTE 1 IN SECT VID

APOLLO INVESTMENT CORP — Int/Div — Buy

BUCKEYE PTNRS — None — Buy (add'l)

BUCKEYE PTNRS — Sold (part)

BUCKEYE PTNRS — Sold (part)

BUCKEYE PTNRS — Sold

COPANO ENERGY LLC — None — Buy

RII) — Sold (part)

RII) — Sold (part)

RII) — Buy (add'l)

EAGLE ROCK ENERGY PTNRS — None — Sold

ENERGY TRANS EQTY LP — None — Sold (part)

ENERGY TRANS EQTY LP — Buy (add'l)

ENERGY TRANS EQTY LP — Sold (part)

ENERGY TRANS EQTY LP — Sold (part)

ENERGY TRANS EQTY LP — Buy (add'l)

ENERGY TRANS EQTY LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODS LP — None — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part)

ENTERPRISE GP/AKA ENTERPRISE PRODS LP — Sold (part)

FACEBOOK INC COMMON STOCK — None — Buy

INERGY LP — None — Buy

INERGY LP — Sold (part)

INERGY LP — Buy (add'l)

INERGY LP — Sold (part)

INERGY LP — (part)

INERGY LP — Buy (add'l)

MAGELLAN MIDSTREAM PARTNERS Lp — Iistnbution — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MAGELLAN MIDSTREAM PARTNERS Lp — Sold (part)

MARKWEST ENERGY PARTNERS LP — None — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

MARKWEST ENERGY PARTNERS LP — Sold (part)

MARKWEST ENERGY PARTNERS LP — Buy (add'l)

NISKA GAS STORAGE PTNRS — Distribution — Buy

NISKA GAS STORAGE PTNRS — Sold (part)

NISKA GAS STORAGE PTNRS — Sold (part)

NORTHERN TIER ENERGY LP — Distribution — Buy

NORTHERN TIER ENERGY LP — Buy (add'l)

NORTHERN TIER ENERGY LP — Sold (part)

PETROLOGISTICS LP — Distribution — Buy

PETROLOGISTICS LP — Sold (part)

PETROLOGISTICS LP — Buy (add'l)

PETROLOGISTICS LP — Sold (part)

PETROLOGISTICS LP — Sold (part)

REGENCY ENERGY PTNRS LP — None — Sold

SUBLRBAN PROPANE PTNRS LP — None — from line 324)

SUBLRBAN PROPANE PTNRS LP — Sold (part)

SUBLRBAN PROPANE PTNRS LP — Sold

WESTERN GAS PARTNERS — None — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

WESTERN GAS PARTNERS — Sold (part)

CASH/S/T INVESTS/MM ACCTS (LINES 159.373)

GOLDMAN SACHS FINANCIAL SQUARE MM/CASH — Interest

GOLDMAN SACHS BANK DEPOSIT! CASH #2 — Interest

CITIBANK CHECKING ACCOUNT FOUNDATION — None

CITIBANK INTEREST CHECKING ACCOUNT #1 — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #1 — Interest

CITIBANK CHECKING ACCOUNT — None

CITIBANK ASSET ACCOUNT — None

CITIBANK MONEY MARKET PLUS — Interest

CITIBANK INTEREST CHECKING ACCOUNT #2 — Interest

STATE STREET INST LIQUID RESERVES MM/CASH — Int/Div

BARCLAYS CASH (SEE NOTE 8 IN SECT VII — Interest

UBS BANK USA DEPOSIT ACCOUNT (SEE NOTE SIN SECT VII — Interest — Open

CGMI BANK DEPOSIT PROGRAM — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #2 — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #3 — Interest

OCA WESLEY MORTGAGE REIT — Int/Div — Sold (part)

FDN BROKERAGE #1 (LINES 376-381) (NOTE 16 INSECT VIN

ABBOTT LABORATORIES COMMON STOCK (X) — None — Sold (part)

AMERICA MOVIL COMMON STOCK xX) — None — Sold

WALMART COMMON STOCK (X) — Int/Div — Sold (part)

WALMART COMMON STOCK (X) — Sold (part)

WALMART COMMON STOCK (X) — Sold (part)

WALMART COMMON STOCK (X) — Sold (part)

FDN BRKG ACCT #2 (LINES 383 -496) (SEE NOTE 16 SECT VID

MORGAN STANLEY BANK/TRUST #1 (CASH/MM) — Interest

MORGAN STANLEY BANK/TRUST #2 (CASH/MM) — Interest

COMMON STOCKS AND FUNDS (LINES 386.486)

ACCENTURE PLC IRELAND — None — Buy

ACCENTURE PLC IRELAND — Sold

AMERICAN EXPRESS CO — Int/Div — Sold

AMER INTL GP INC — None — Buy

AMER INTL GP INC — Buy (add'l)

AMER INTL GP INC — Buy (add'l)

AMER INTL GP INC — Buy (add'l)

ANNALY CAPITAL MGMT INC — Int/Div — Sold

APOLLO INVESTMENT CORP — Int/Div — Buy (add'l)

APOLLO INVESTMENT CORP — Buy (add'l)

APOLLO INVESTMENT CORP — Buy (add'l)

APOLLO INVESTMENT CORP — Sold (part)

APOLLO INVESTMENT CORP — Sold (part)

APOLLO INVESTMENT CORP — Buy (add'l)

ASHFORD HOSPITALITY TR INC — Int/Div — Buy

ASHFORD HOSPITALITY TR INC — Buy (add'l)

ASHFORD HOSPITALITY TR INC — Buy (add'l)

AVENLE INCOME CREDIT — Int/Div — Sold (part)

AVENLE INCOME CREDIT — Buy (add'l)

AVENLE INCOME CREDIT — Sold (part)

CHEVRON CORP — Int/Div — Buy

CME GROUP INC — Int/Div — Sold

CME GROUP INC — Buy

CME GROUP INC — Sold

CREXUS INVESTMENT CORP — Int/Div

DANAHER CORP — Int/Div

DOUBLELINE TOTAL RETURN — Int/Div — Buy

DOUBLELINE TOTAL RETURN — Buy (add'l)

DOUBLELINE TOTAL RETURN — Sold (part)

EATON VANCE TAX MGD DIV EQU FUND — Int/Div — Sold (part)

EMC CORP MASS — None — Buy

ENERGY SEL SECT SPDR FD — Int/Div

ENSCO PLC SPON — Int/Div — Buy

ENSCO PLC SPON — Buy (add'l)

ENSCO PLC SPON — Sold

ENSCO PLC SPON — Buy

ENSCO PLC SPON — Buy (add'l)

GOLAR LNG INC — Int/Div — Buy

GOLAR LNG INC — Sold (part)

GOLAR LNG INC — Sold

HALLIBURTON CO — Int/Div — Sold

INTERNATIONAL BUSINESS MACHINES CORP — Int/Div — Sold

ISHARES DJ LS OIL & EXPLR — Int/Div — Buy

ISHARES DJ LS OIL & EXPLR — Sold (part)

ISHARES MSCI GROWTH INDX FD — Int/Div — Buy

ISHARES S&P MID CAP 400 GROWTH — Int/Div — Buy (add'l)

ISHARES S&P MIDCAP 400 INDEX — Int/Div

JP MORGAN CHASE — Int/Div — Buy

JP MORGAN CHASE — Buy (add'l)

JP MORGAN CHASE — Sold (part)

LENDER PROCESSING SERV — Int/Div — Buy

LENDER PROCESSING SERV — Sold (part)

MARKET VECTORS AGRIBUS ETF — Int/Div

MARKET VECTORS BRAZIL SM-CAP — None — Sold

MCDONALDS CORP — Int/Div — Buy

MDC PRTNRS INC — Int/Div — Buy

MDC PRTNRS INC — Buy (add'l)

MDC PRTNRS INC — Buy (add'l)

MDC PRTNRS INC — Buy (add'l)

NF) DIVIDEND INT & PRE STRGY — Int/Div — Sold

PROSPECT CAPITAL CORP — Int/Div — Sold (part)

PROSPECT CAPITAL CORP — Sold

QUALCOMM INC — Int/Div

SANDRIDGE ENERGY INC — None — Buy (add'l)

SANDRIDGE ENERGY INC — Sold

SCHLUMBERGER LTD — Int/Div

SEADRILLLTD — Int/Div — Buy (add'l)

SOLAR CAPITALLTD — None — Sold (part)

SOLAR CAPITALLTD — Sold

SOLAR SENIOR CAPITALLTD — Int/Div — Buy

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SOLAR SENIOR CAPITALLTD — Buy (add'l)

SPDR S&P BANK ETF — Int/Div — Sold

SPDR S&P EMERGING ASIA PACIFIC — Int/Div — Buy (add'l)

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div

SPIRIT REALTY CAPITAL INC — None — Buy

STARWOOD PROPERTY TRUST INC — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST INC — Sold (part)

STARWOOD PROPERTY TRUST INC — Sold

TEVA PHARMACEUTICALS ADR — Int/Div — Sold

TEXTAINER GROUP HOLDINGS LTD — None — Sold (part)

TEXTAINER GROUP HOLDINGS LTD — Sold

TRONOXLTD — Int/Div — Buy

TRONOXLTD — Sold (part)

UNITED TECHNOLOGIES CORP — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION — Int/Div

VANGUARD EMRG MKTS ETF — Int/Div — Sold (part)

VANGUARD EMRG MKTS ETF — Sold (part)

VANGUARD EMRG MKTS ETF — Buy (add'l)

VANGUARD INFO TECH ETF — Int/Div — Buy (add'l)

VANGUARD REIT ETF — None — Sold

WAL MART STORES INC — Int/Div — Buy

WAL MART STORES INC — Sold

WEATHERFORD INTLLTD — None — Sold (part)

WEATHERFORD INTLLTD — Sold

WELLS FARGO & CO — Int/Div — Buy (add'l)

WISDOMTREE TRUST EMRG MKT EQT — Int/Div — Sold (part)

YUM BRANDS INC — None — Sold

OPTIONS (LINES 488-496) (SEE NOTE 3 INSECTION VII

APOLLO CALL «- OPENING — None — Sold

CHEVRON CALL - OPENING — None — Sold

JIPMORGAN CHASE CALL « OPENING — None — Sold

LENDER PROCESSING CALL OPENING — None — Sold

QUALCOM CALL - OPENING — None — Sold

SCHLUMBERGER CALL - OPENING — None — Sold

SEADRILL CALL - OPENING — None — Sold

UNITED TECHNOLOGIES CALL OPENING — None — Sold

WELLS FARGO CALL - OPENING — None — Sold

NON-PUBLICS (SEE NOTES 5 & 7 IN SECT VII (LINES 498.658)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — None — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Buy (add'l)

ELGIN CAPITAL (SEE NOTES 1 & 14IN SECT VII — Distribution — Buy

ENTERTAINMENT ACQUISITION (SEE NOTES & 4 INSECTION VID — Distribution

CENTERBRIDGE CREDIT PARTNERS (SEE NOTES 1&14 INSECT VII — istnibution

TAMPA BAY RAYS (SEE NOTES 1 & 14 INSECT VII — None

FRESH DIRECT — None

OFFIT CAPITAL ADVISORS (SEE NOTES & 14 IN SECTION VIII — None

UNIVERSAL HOSPITAL SERVICES HOLDING CO — None

WHOLESOME FOODS — None — Buy

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — Distribution — Buy (add'l)

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — None — Buy

IRVING PLACE CAPITAL II (SEE NOTES 9 & 14 INSECT VID — Distribution — Sold (part)

IRVING PLACE CAPITAL II (SEE NOTES 9 & 14 INSECT VID — Sold (part)

S17. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — istnibution — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Sold (part)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — Buy (add'l)

IRVING PLACE CAPITAL Ill (SEE NOTES 9 & 14 INSECT VII — (part)

CENTERVIEW CAPITAL (SEE NOTES 10& 14 INSECT VHD — Distribution — Sold (part)

DEL MONTE (SEE NOTE 15 IN SECT vin — None

NIELSEN CO (SEE NOTE 15 IN SECT Vin — None

RICHELIEU FOODS, INC (SEE NOTE 15 INSECT VII — None

DYNA VOX (SEE NOTE 15 IN SECT vin — None

VESTAR CAPL III (SEE NOTES 10, 12 KIA INSECT VID — Distribution

VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTES 10& 14 SECT VID — Distribution

VESTAR CAP/ASSOC V (SEE NOTE 10 INSECT VII — Distribution

CONSOLIDATED CONTAINER (SEE NOTE IS INSECT VID — None — Sold — Capital

CONSOLIDATED CONTAINER (SEE NOTE IS INSECT VID — Distnbuted

ST JOHNS KNITS (SEE NOTES 12 & 15 INSECT VIII — None

ARGO TECH (SEE NOTE 15 IN SECT vin — None

AZ ELECTRONIC MATLS (SEE NOTE 15 INSECT VIII — None — Sold

BORDER MEDIA (SEE NOTE 15 IN SECT VII — None

CCS INCOME TRUST (SEE NOTE 15 IN SECT VII — None

CESARE FIORUCCH (SEE NOTES 11 & ISINSECT VII — None — Sold (part)

CESARE FIORUCCH (SEE NOTES 11 & ISINSECT VII — Distnbuted

DEL MONTE (SEE NOTE 15 IN SECTION VID — None

DUFF & PHELPS (SEE NOTE 15 IN SECT Vi — Int/Div — Sold (part)

DUFF & PHELPS (SEE NOTE 15 IN SECT Vi — Sold (part)

SH). — Sold (part)

ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — None — Sold (part)

ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — Sold (part)

ESSENT HEALTHCARE (SEE NOTES 11 & ISIN SECT VII — Sold (part)

S$hd — Sold (part)

GLEASON CORP (SEE NOTE 15 IN SECT VII — None

HEALTHGRADES (SEE NOTE 15 IN SECT VII — None

INHEALTH (SE NOTE 1S INSECT VHD — None

THE SUN PRODUCTS CORP (SEE NOTE ISINSECT VII — None

MEDI-MEDIA (SEE NOTE 15 IN SECT vin — None

NATIONAL MENTOR HLDNGS (SEE NOTE ISIN SECT VID — None

OGF GROUP (SEE NOTE 15 IN SECT vin — None

PRESS GANEY (SEE NOTE 15 IN SECT vin — None

RADIATION THERAPY (SEE NOTE 15 INSECT VIII — None

SEVES SPA (SEE NOTE 15 INSECT VIII) — None

SOLO CUP CO (SEE NOTE 15 IN SECT vin — None — Sold — Contamer Corp

SOLO CUP CO (SEE NOTE 15 IN SECT vin — Distnbuted

SUNRISE MEDICAL (SEE NOTE 15 IN SECT VII — None — Sold — Partners

SUNRISE MEDICAL (SEE NOTE 15 IN SECT VII — Distnbuted

DEVILBISS (SEE NOTE 15 IN SECTION vin — None

SYMETRA FINANCIAL (SEE NOTE 15 INSECT VID — Int/Div

TRITON CONTAINER INTL (SEE NOTE 1S INSECTION VIII — None

WILTON RE HOLDINGS (SEE NOTE 15 INSECT VIN — None

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Distribution — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part)

FLAG VENTURE PARTNERS (SEE NOTES 9, 12 &14 INSECT VHD — Sold (part)

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII — Distribution — Buy (add'l)

S00) — Buy (add'l)

RED ABBEY (SEE NOTE 9 INSECT VIII) — Distribution — Sold (part)

SENTINEL CAPITAL II (SEE NOTE 10 IN SECT VII — istnbution

SENTINEL CAPITAL Ill (SEE NOTE 10 INSECT VID — Distribution — Sold (part)

SENTINEL CAPITAL Ill (SEE NOTE 10 INSECT VID — Sold (part)

SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Distribution — Buy (add'l)

SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Buy (add'l)

SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Buy (add'l)

CHASE DOOR HOLDINGS (SEE NOTE 15S IN SECTION VIII — None

CHROMALOX (SEE NOTE 15 IN SECTION VIN — None — Sold (part)

CHROMALOX (SEE NOTE 15 IN SECTION VIN — Sold — Place Capital

COLSON GROUP HOLDINGS (SEE NOTE IS INSECTION VID — None — Buy

CREDIT INFONET HOLDINGS (SEE NOTE ISINSECT VID — None — Sold (part)

CREDIT INFONET HOLDINGS (SEE NOTE ISINSECT VID — Buy (add'l)

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — None — Sold (part)

ENGINEERED CONTROLS (SEE NOTE ISINSECT VII — None — Sold (part)

ENGINEERED CONTROLS (SEE NOTE ISINSECT VII — Sold (part)

HOSPICE ADVANTAGE (SEE NOTE 15 INSECT VII — None — Buy

HUDDLE HOUSE (SEE NOTE 15 IN SECT VII — None — Buy

INSCAPE (SEE NOTE 1S INSECT VID — None — Sold — Wiley & Sons, Inc.

INSCAPE (SEE NOTE 1S INSECT VID — Distnbuted

INTERIM HEALTHCARE (SEE NOTE 15 INSECT VII — None — Sold — Halifax Group

LTI FLEXIBLE PRODUCTS (SEE NOTE ISINSECT VII — None — Sold — Phapps

LTI FLEXIBLE PRODUCTS (SEE NOTE ISINSECT VII — Distnbuted

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — None — Sold (part)

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold (part)

MASSAGE ENVY (SEE NOTE 15 IN SECT VII — Sold — Capital Group

MIDWEST WHOLESALE HARDWARE (SEE NOTE ISINSECT VID — None

NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — None — Sold (part)

NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — Sold (part)

NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — Buy (add'l)

NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — None — Sold (part)

NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — Sold (part)

NORTH AMERICAN RESCUE (SEE NOTE ISINSECT VID — Sold (part)

NORTHEAST DENTAL MANAGEMENT (SEENOTE ISINSECT VID — None — Buy

PRECISION PIPELINE SOLUTIONS (SEE NOTE IS INSECT VID — None

CHUBB CORP COMMON STOCK

SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — None — Sold (part)

COACH INC COMMON STOCK

SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — Sold (part)

SOUTHERN CALIFORNIA PIZZA CO (SEE NOTE IS INSECT VHD — Sold — Investment Prinrs

SPINRITE (SEE NOTE IS INSECT VID — None

TRINITY CONSULTANTS HOLDINGS (SEE NOTES 11& IS INSECT VHD — None — Distnbuted

TRUSSBILT HOLDINGS (SEE NOTE 15 INSECT VID — None

VINTAGE HOLDINGS (SEE NOTE 15 IN SECT VII — None

WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — None — (part)

WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part)

WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part)

WELLSPRING PHARMACEUTICALS (SEE NOTE IS INSECTION VID — Sold (part)

SCIENS CAPITAL (AKA ZILKHA) (SEE NOTE 9 INSECT VII — None

NORTHERN HELLENIC HOLDINGS (SEE NOTES 6.9& 14 INSECT VII) — None

PARK AVENUE PARTNERS (SEE NOTES 9, 1I2&I4 INSECT VID — Iistnbution — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Distribution — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

QUINTANA ENERGY PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Distribution — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Sold (part)

NB CO-INVESTMENT PARTNERS (SEE NOTES 9& 14 IN SECT VII — Buy (add'l)

TINICUM LP (SEE NOTES 9 & 14 IN SECT VII — None — Buy

TINICUM LP (SEE NOTES 9 & 14 IN SECT VII — Buy (add'l)

OTHER INVESTMENTS/NOTES RECEIVABLES (LINES 660-694)

CHESAPEAKE PARTNERS (SEE NOTE 1 INSECT VII — istrnibution

FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Distribution — Sold (part)

FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part)

FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part)

FARALLON CAPITAL (SEE NOTES 1,7 12& 14 INSECT VHD — Sold (part)

GOLD BULLION — None — Buy

AXIOM INTERNATIONAL INVESTORS (SEE NOTE 1 IN SECT VIII — None — Sold (part)

AXIOM INTERNATIONAL INVESTORS (SEE NOTE 1 IN SECT VIII — Redeemed

THE BLENHEIM FUND (SEE NOTE 1 IN SECT VII — None

BREVAN HOWARD (SEE NOTE 1 IN SECT VII — Distribution — Sold (part)

PALLSON ADVANTAGE (SEE NOTE INSECT VID — Distribution — Redeemed

SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — None — Sold (part)

SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — Sold (part)

SABRETOOTH ONSHORE FUND (SEE NOTE INSECT VIII — Redeemed

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — None — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES I&I13INSECT VII — Buy (add'l)

OP30 INC (SEE NOTE SIN SECT VID — None

OSCAR S SCHAFER PARTNERS (SEE NOTES & 12 INSECT VII — None

CCA ABSOLUTE RETURN MUNI FUND (SEE NOTE 1 INSECT VID — Distribution

QFR VICTORIA FUND (SEE NOTE 1 IN SECTION VII — Distribution

HAWK GROUP (SEE NOTE $ IN SECT Vin — None

ELIZABETH REILLY, PERSONAL LOAN «NOTE RECEIVABLE — None

TRUST #1 (LINES 696-712) — Int

GOLDMAN SACHS BANK DEPOSIT! CASH #4

ABBOTT LABORATORIES COMMON STOCK

AMERICA MOVIL COMMON STOCK

ANADARKO PETROLEUM CORP COMMON STOCK — Buy

BLACKROCK INC COMMON STOCK

BOEING COMPANY COMMON STOCK — Buy

BOEING COMPANY COMMON STOCK — Buy (add'l)

JOHNSON & JOHNSON COMMON STOCK

KRAFT FOODS GROUP, INC COMMON STOCK — from line 706)

KRAFT FOODS GROUP, INC COMMON STOCK — Sold (part)

MONDELEZ INTL (FKA KRAFT FOODS INC) COMMON STOCK — Buy (add'l)

MICROSOFT CORP COMMON STOCK — Buy

POWSERSHARES DB COMMODITY INDEX TRACKING FUND — Buy

SONIC CORP COMMON STOCK

VANGUARD FTSE ALL-WORLD EX. US INDEX FUND — Buy

VANGUARD SHORT TERM CMN SERIES — Buy

WALGREEN CO COMMON STOCK

TRUST #1A (LINES 714.766) — Int/Div

GOLDMAN SACHS BANK DEPOSITS! CASH #4A

BUCKEYE PARTNERS (SEE NOTE INSECT VIN — Sold (part)

BUCKEYE PARTNERS (SEE NOTE INSECT VIN — Sold (part)

bik} — Sold (part)

bik} — Sold (part)

bik} — Sold (part)

bik} — Sold (part)

bik} — Sold (part)

bik} — Sold (part)

bik} — Sold

bik} — Sold (part)

bik} — Sold (part)

T™". — Sold (part)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part)

EL PASO PIPELINE PARTNERS (SEE NOTE INSECT VII — Sold (part)

kill — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part)

ENERGY TRANSFER EQUITY LP (SEE NOTE 1 IN SECT VIII — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part)

ENTERPRISE PRODUCTS PART LP (SEE NOTE 1 INSECT VID — Sold (part)

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Buy

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

CUMMINS INC COMMON STOCK

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

GENESIS ENERGY, LP (SEE NOTE INSECT VIN — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part)

MARKWEST ENERGY PARTNERS LP (SEE NOTE 1 INSECT VID — Sold (part)

ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Buy

ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part)

ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part)

ONEOK PARTNERS, LP (SEE NOTE INSECTION VID — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

PLAINS ALL AMERICAN PIPELINE LP(SEE NOTE 1 INSECT VID — Sold (part)

TEEKAY OFFSHORE PARTNERS LP (SEE NOTE 1 IN SECT VID

THE WILLIAMS COMPANIES, INC (SEE NOTE 1 IN SECT VID — Buy

WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Buy (add'l)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part)

WILLIAMS PARTNERS LP (SEE NOTE INSECT VIII — Sold (part)

T66. — Sold (part)

TRUST #1B (LINES 768-772) (SEE NOTE SINSECT VII — None

CITI TRUST CHECKING ACCOUNT — Open

OSCAR SCHAFER (X)

FLAG VENTURE CAPITAL (X)

FARALLON CAPITAL (X)

VESTAR II (X)

TRUST #2 (LINES 774.785) — Int/Div

BLACKROCK LIQUIDITY FUNDS

PRUDENTIAL JENNISON 20/20 FOCUS FUND (MUTUAL FUNDY

BLACKROCK EQUITY DIVIDEND INST CLASS FUND

CALAMOS GROWTH FUND

EAGLE SMALL CAP GROWTH FUND

ISHARES BARCLAYSTRLSTIPETF

ISHARES TR MSCI EMERGING MKTS INDEX FD ETF

ISHARES MSCI EAFE INDEX FUND FTF

ISHARES S&P NATIONAL MUNI BOND FUND

IVY GLOBAL NATURAL RESOURCES FD

TT ROWE PRICE INTL FD INC INTL BOND FUND

SPDR BARCLAYS CAP HIGH YIELD BOND ETF

TRUST #3 (LINES 787-870) — Int/Div

BLACKROCK LIQUIDITY FUNDS

EATON CORP (FKA COOPER INDUSTRIES) COMMON STOCK — Sold (part)

EATON CORP (FKA COOPER INDUSTRIES) COMMON STOCK — Sold (part)

COVIDIEN PLC COMMON STOCK

NOBLE CORP COMMON STOCK

AT&T INC COMMON STOCK

cc ALLERGAN INC COMMON STOCK

AMERICAN ELECTRIC POWER INC COMMON STOCK

AMERICAN EXPRESS CO COMMON STOCK

AMERICAN TOWER CORP COMMON STOCK

AMERISOURCEBERGEN CORP COMMON STOCK

AMERIPRISE FINANCIAL INC COMMON STOCK

cc AMGEN INC COMMON STOCK

APACHE CORP COMMON STOCK

APPLE INC COMMON STOCK

BARON SMALL CAP MUTUAL FUND

BAXTER INTERNATIONAL INC COMMON STOCK

BROADCOM CORP COMMON STOCK

CAPITAL ONE FINANCIAL CORP COMMON STOCK

CELANESE CORP COMMON STOCK

CISCO SYSTEMS INC COMMON STOCK

DOLBY LABORATORIES INC COMMON STOCK

DOLLAR TREE INC COMMON STOCK

EMC CORP COMMON STOCK

EAGLE SMALL CAP GROWTH MUTUAL FUND

EBAY INC COMMON STOCK

EXXON MOBIL CORP COMMON STOCK

FEDEX CORPORATION COMMON STOCK

FORD MOTOR COMPANY COMMON STOCK

FRANKLIN RESOURCES INC COMMON STOCK

FREEPORT MCMORAN COPPER & GOLD INC COMMON STK

GENERAL ELECTRIC CO COMMON STOCK

GENERAL MILLS INC COMMON STOCK

GOLDMAN SACHS GROUP INC COMMON STOCK

GOOGLE INC COMMON STOCK

GRAINGER WW INC COMMON STOCK

HARBOR INTERNATIONAL MUTUAL FUND

ILLINOIS TOOL WORKS INC COMMON STOCK

INTEL CORP COMMON STOCK

IBM CORP COMMON STOCK

ISHARES BARCLAYSTRLUSTIPETF

ISHARES TR MSCI EMERGING MKTS INDEX FD ETF

ISHARES MSC! EAFE INDEX FUND ETF

ISHARES TR S&P MIDCAP 400 INDEX FD ETF

ISHARES S&P NATIONAL AMT-FREE MUNI BOND FUND

IVY GLBL NATURAL RESOURCES MUTUAL FUND

JP MORGAN CHASE & CO COMMON STOCK

JOHNSON & JOHNSON COMMON STOCK

JOHNSON CONTROLS INC COMMON STOCK

cc KOHLS CORP COMMON STOCK

LAUDER ESTEE COS INC COMMON STOCK

MERCK & CO INC COMMON STOCK

METLIFE INC COMMON STOCK

MICROSOFT CORP COMMON STOCK

NEWS CORP COMMON STOCK

OCCIDENTAL PETROLEUM CORP COMMON STOCK

ORACLE CORP COMMON STOCK

PEPSICO INC COMMON STOCK

PFIZER INC COMMON STOCK

PRICE T ROWE GROUP INC COMMON STOCK

PROCTER & GAMBLE CO COMMON STOCK

ROCKWELL AUTOMATION INC COMMON STOCK

cROSS STORES INC COMMON STOCK

TT ROWE PRICE INTL FD INC MUTUAL FUND

SPDR BARCLAYS CAP HIGH YIELD BDETF

SCHLUMBERGER LTD COMMON STOCK

SCRIPPS NETWORKS INTERAC COMMON STOCK

wc JM SMUCKER CO COMMON STOCK

TALISMAN ENERGY INC COMMON STOCK

3M COMPANY COMMON STOCK

US BANCORP DEL COMMON STOCK

UNITED TECHNOLOGIES CORP COMMON STOCK

UNITEDHEALTH GROUP INC COMMON STOCK

VIACOM INC COMMON STOCK

WAL-MART STORES INC COMMON STOCK

WELLS FARGO & CO COMMON STOCK

WILLIAMS COMPANIES INC COMMON STOCK

WISCONSIN ENERGY CORP COMMON STOCK

WPX ENERGY INC COMMON STOCK — from line 867)

R70. — Sold (part)

RENTAL PROPERTY «NEW YORK. NY — Reat — Sold

TRUST #4 (SEENOTES2 & SIN SECTION VII — Int/Div

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #1 — Open

PARK AVENUE EQUITY LP (X)

SONIC CORP COMMON STOCK (X)

TRUST #5 (SEENOTES2 & SIN SECTION VII — Int/Div

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #2 — Open

PARK AVENUE EQUITY LP (X)

SONIC CORP COMMON STOCK (X)

TRUST #6 (SEE NOTES 2 & SIN SECTION VIII — Int/Div

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #3 — Open

PARK AVENUE EQUITY LP(X)

SONIC CORP COMMON STOCK (X)

Board Member, New York City Ballet, Inc

Liability — Citibank — Line of Credit

Liability — Amcrican Express — Credit Card

Liability — Cit Audvantage — Credit Card

Spouse's income — 2012 — Soni¢c Corp - various Board & Committee Fees

Spouse's income — 2012 — Vestar, Harding Services, Blackstone, Irving Place Capital, Morgan Stanley Smith Bamey, Centerview - Fee Income

Spouse's income — 2012 — Morgan Stanley Pension Benefit

Rk CHL EW ED A an A YS A HS Whale CL CARERS MANES a VEER TA a ht EL 2), CNT TRAC SR

RTA NR SII ENR ATT ited TA eT TL TORS CII Jin HEA SS.

included on the K-1).

Generally, there are no year-end market values listed for the Partnerships because the portfolio companies are listed separately.

NOTE 11:

This portfolio company was sold in the prior year. So, although the reporting family received distributions (e.g. escrow) in the current year, there is no year-end

value to report.

NOTE 12:

These interests were gifted on 12/31/2012 to

trusts. Therefore, there is no year-end value to report and there is no corresponding

transaction listed in Column D. Activity that occurred prior to year-end is included. Per Amy, Financial Disclosure Office, on April 23, 2013, this approach is

proper.

NOTE 13:

sole shareholder of this S Corporation. The company's assets are limited to office furniture, office equipment, a checking account, a money

market account and a limited partnership interest in Hawk which is listed separately on this report. The value used to determine the year-end valuation code was

the checking/money market account balances, A/R and the office fumiture and equipment balance (less accumulated depreciation),

NOTE 14:

This company's 2012 K-1 was not received by the May 15, 2013 Disclosure Report filing deadline. Therefore, the company's income has been estimated. Once

the actual K-1 is received, if the income code based on the actual K-1 differs from the code reported in this report, we will file an amended report,

NOTE 15:

This investment is made through either a Vestar, a Sentinel or the Centerview Partnership. Since the

could potentially "direct, influence or in

uny other manner affect the purchase, exchange, sale or disposition of the entity or property owned by the entity”, Financial Disclosure Filing Instructions, the

parmership's assets must be listed separately on this report. As a result, this company is reportable,

All transactions (investments, sales and related gain/(loss), distributions, etc.) are reported for the company. Any K-1 income (excluding gain/(loss) on sales)

attributable to the company, however, is included in the partnership's line. If income was received separate from the K-1, it is recorded on the portfolio company's

lime in Column B. See Note 10 for more information.

NOTE 16: Gains/Losses on Foundation activity are based on book value not tax value.