Vincent Louis Briccetti

Rental property #1, South Salem, NY (1993, $62,458) — Rent

Chase Bank, various accounts — Interest

Fidelity Growth Company Fund — Int/Div

Fidelity NY Muni MM Fund — Int/Div

NMIS General NY MM Fund Class B — Int/Div

Vanguard NY LT Tax-Exempt Fund Investor — Int/Div

IRA #) — None

Vanguard Growth & Income Fund — None — Sold

Vanguard 500 Index Fund — None — Sold

Vanguard Windsor 11 Fund — None — Sold

Vanguard Wellington Fund — None — Sold

IRA #2 — None

Vanguard Growth & Income Fund — None — Sold

Vanguard 500 Index Fund — None — Sold

Vanguard Windsor 11 Fund — None — Sold

Vanguard Wellington Fund — None — Sold

IRA #3 — Int/Div

T Rowe Price Summit Cash Reserves

T Rowe Price Blue Chip Growth Fund — Buy

T Rowe Price Blue Chip Growth Fund — Buy (add'l)

T Rowe Price Equity Income Fund — Buy

T Rowe Price Equity Income Fund — Buy (add'l)

T Rowe Price Mid-Cap Growth Fund — Buy

T Rowe Price Mid-Cap Value Fund — Buy

T Rowe Price Small-Cap Stock Fund — Buy

T Rowe Price Spectrum International Fund — Buy

T Rowe Price Emerging Markets Bond Fund — Buy

T Rowe Price Emerging Markets Bond Fund — Buy (add'l)

T Rowe Price High Yield Fund — Buy

T Rowe Price Intemational Bond Fund — Buy

T Rowe Price New Income Fund — Buy

T Rowe Price New Income Fund — Buy (add'l)

IRA #4 — Int/Div — Buy

T Rowe Price Summit Cash Reserves

T Rowe Price Blue Chip Growth Fund — Buy

TT Rowe Price Equity Income Fund — Buy

T Rowe Price Spectrum International Fund — Buy

T Rowe Price New Income Fund — Buy

401K)#22 — Int/Div

Vanguard Wellington Fund

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Variable Life Policy #1 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Northwestern Russell Global Real Estate Securities

Northwestern Vanable Life Policy #2 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Northwestern Russell Global Real Estate Securities

Trust #1 — Int/Div

DWS Global High Income Plus Fund

DWS NY Tax Free Income Fund

Croton Harmon NY Union Free School Tax Ex Muni Bond

Monroe Cnty NY ARPT Auth Rev Tax Ex Muni Bond

NY Insured Municipal Income Trust Series No. 19%

NY Insured Municipal Income Trust Series No, 160

NY Insured Municipal Income Trust Series No. 171

Edward Jones MM

MetLife Investors Fixed Annuity

GE Capital Retail Bank Account

Goldman Sachs Bank USA Account

Director, Fordham Law Alumm Association

Liability — Dovenmuehle Mortgage Inc — Mortgage partially on rental property

Reimbursement — Federal Bar Council — Oct. 25-27. 2013 — Lenox, MA — Bar association meeting and CLE seminar — Meals, lodging

Spouse's income — 2013 — Greenwich Anesthesiology Associates, P.C. - Salary

Part VII, line 7: All of the assets in IRA #1 were sold and the proceeds were entirely reinvested in IRA #3.

Part VII, line 12: All of the assets mn IRA #2 were sold and the proceeds were entirely reinvested in new IRA #4,