Robert J. Faris

Bank of Hawaii accounts — Interest

IRA account #1 (H)

Goldman Sachs Bank CD due 9/29/23 — Interest — Buy

Schwab money market fund — Int/Div — Buy (add'l)

Schwab money market fund — Sold (part)

Vanguard Index Trust S&P 500 — Int/Div

IRA account #2 (H)

Goldman Sachs Bank CD — Interest — Buy

Schwab money market fund — Int/Div — Buy (add'l)

Schwab money market fund — Sold (part)

Schwab money market fund — Buy (add'l)

Vanguard Index Trust S&P 500 — Int/Div

Trust #1 (H)

Bank of Hawai account — Interest

Trust #2 (H)

GE Capital Finl. Inc. CD — Interest — Matured

Schwab money market fund — Int/Div — Buy (add'l)

Schwab money market fund — Buy (add'l)

Schwab money market fund — Sold (part)

Vanguard Index Trust S&P 500 — Int/Div — Buy (add'l)

Trust #3 (H)

Schwab money market fund — Int/Div — Buy (add'l)

Schwab money market fund — Sold (part)

Schwab money market fund — Sold (part)

Glenmeade Small Cap Eqty — Int/Div — Sold (part)

Harbor Intl Fund — Int/Div — Sold (part)

PIMCO Total Return PTTDX — Int/Div — Sold (part)

Schwab Intl Index Fund — Int/Div — Sold (part)

Schwab Small Cap Income Fund — Int/Div — Sold (part)

Vanguard Index Trust S&P 500 — Int/Div — Sold (part)

Ally Bank CD due S/11/16 — Interest

Ally Bank CD due 05/29/18 — Interest — Buy

American Express Centurion Bank CD due 6/26/17 — Interest — Buy

Discover Bank CD due 01/19/16 — Interest — Buy

Discover Bank CD due 01/30/17 — Interest — Buy

GE Capital Bank CD — Interest — Matured

Goldman Sachs Bank CD due 12/11/17 — Interest — Buy

Safra Bank CD — Interest — Matured

Brokerage Account #1 (H)

Goldman Sachs Bank CD due (9/29/23 — Interest — Buy

Schwab municipal money market fund — Interest — Buy (add'l)

Schwab municipal money market fund — Sold (part)

U.SSavings Bonds — None

Schwab money market fund — Int/Div — Buy (add'l)

Vanguard Index Trust S&P 500 — Int/Div

Hawaii Residency Programs Inc. 403(b) retirement plan (H)

VOYA VP Growth and Income Portfolio — Int/Div — Redeemed

State of Hawaii PTS Deferred Comp Retirement Plan — Int./hv

Income — 2015 — National Conterence of Bankruptcy Judges - salary for service us associate editor of American Bankruptcy Law Journal — S6.000.00)

Income — 2005 — William S. Richardson School of Law, Univ. of Hawaii at Manoa - salary for teaching law school course — $5,352.93

1

Part VIL, line 32: This CD was reported lust year without the due date. | added the due date to distinguish it from another CD acquired this year from the same

issuer,

Part VII, line 48: This account was closed, the investment in it was redeemed, and the proceeds were rolled over into IRA account #2.