Theodore H Katz

IRA #1

JP Morgan Chase Bank Account — Int/Div

Fortune Brands (Common) — Int/Div — Sold

Intel (Common) — Int/Div — Sold

US Savings Bonds — Interest

Oracle (Common) — Int/Div — Sold

AT&T (Common) (X) — Int/Div

Fidelity Blue Chip Growth (Mutual Fund) — Int/Div — Sold

Intel (Common) — Int/Div

Matthews China Fund (Mutual Fund) — Int/Div

Janus Overseas (Mutual Fund) — Int/Div

Artisan Intl. Value Fund (Mutual Fund) — Int/Div — Sold

Matthews India Fund (Mutual Fund) — Int/Div — Sold

Fidelity Select Energy (Mutual Fund) — Int/Div

Cisco (Common) — None — Sold

Alcoa (Common) — Int/Div — Sold

Protective Life Corp. (Common) — Int/Div

Verizon (Common) — Int/Div

Artisan Int'l (Mutual Fund) — Int/Div

Loomis Sayles Global Bond Retail (Mutual Fund) — Int/Div

iShares Barclays US Aggregate Bond Fund xX) — Int/Div

Barclays BK PLC Path Index LKD Secs — Int/Div

iShares Barclay's TR 1-3 Yr. Index Fund — Int/Div

iShares TR Russell 2000 Growth Index Fund — Int/Div

iShares Tr MSC EAFE Index Fund — Int/Div

Fidelity Cash Reserves — Int/Div

SPDR Gold TR SHS — None

Eaton Vance Floating Rate Ady — Int/Div

iShares MSC Pacific ex-Japan — Int/Div — Sold

SPDR Index Shs. S&P Intl. Small Cap — Int/Div

IShares Barclays 1-3Yr, CD Bond Fund — Int/Div

1 Shares Barclays Treas Inflation Protection — Int/Div — Sold

Vanguard Specialized Portfolios Div App — Int/Div

SPDR Ser Tr S&P Biotech ETF — Int/Div

Fidelity Global Commodity Stock Fund — Int/Div

JP Morgan Chase Alerian MLP Index ETN — Int/Div

Wisdom Tree Emerging Markets Equity Index Fund — Int/Div

Wisdom Tree India Earnings Funds — None — Sold

SPDR Index SHS Funds S&P Global Natural Res. ETF — None — Sold

Vanguard Intl Equity Index Fund European Vipers — None

Vanguard Emerging Mkts Vipers — None

SPDR Index SHS FDS S&P Emerging Latin Am. ETF — None

Thomburg Intl, Value Class A — None

Fidelity Emergmg Mkts. — None

Market Vectors ETF Tr RVE Hard Assets Producers — Int/Div — Buy

Power Shares Exchg. Traded Ft TSD India Portfolio — None — Buy

IRA 2

Fidelity Select Energy Portfolio — Int/Div

Brandywime Blue Fund — Int/Div

Fidelity Select Pharmaceuticals — Int/Div

Anel Growth Fund — Int/Div

Sequoia Fund — Int/Div

Trust# — Int/Div

JP Morgan Chase (Bank Account

Federal Home Loan Mtg. - 11/15 (Bond)

Federal Home Loan Mtg. - 3/15/11 {Bond) — Redeemed

Federal National Mtg Assn.- 3/15/11 (Bond) — Redeemed

NY Met. Trans. Auth «- A 7/1/10 (Bond)

Apple (Common)

Cisco (Common) — Buy (add'l)

ITT Corp. (Common) — Sold

Novartis AG (Common)

Dentsply (Common) — Sold

Exxon Mobil (Common)

HCC Ins. Holdings (Common)

Colgate-Palmolive (Common)

State Street Corp. (Common) — Buy (add'l)

iShares Tr Russell 2000 Growth Index Fund

IM Co. (Common)

Microsoft (Common) — Buy (add'l)

Campbell Soup (Bond) — Redeemed

Lockheed Martin (Common)

Adobe (Common) — Sold

Pepsico (Common)

Pepsico Inc. Bond- due 02/15/13

Eaton Vance Floating Rate Adv

TIX Cos. (Common)

Wisdom Tree Emerging Mkts. Equity Income Fund

ONEOK Partners, L.P

AT&T Corp. (Bond) - due 11/15/11 — Redeemed

iShares MSC Pacific ex-Japan — Sold

SPDR S&P Intl, Small Cap

Google (Common)

Walt Disney Co. Sr. Note- due 07/15/11 — Redeemed

General Dynamics Corp. (Bond) - due 02/01/14

Stryker Corp. (Common)

FPL Group Capital Inc. Note - 6/15/113

American Home Prods. Corp. Cr. Sen Is — Sold

Fed. Farm Credit Bk. - Bond <1/23/24

Lowes Cos. Inc. Note - 6/1/10

Diageo Cap PLC Bond

Duke Energy Corp. Bond

Proctor & Gamble Note- 2/15/19

Fairfax Financial Holdings (Common)

SPDR Gold Tr Gold SHS

IShares Barclays Treas. Inflation nProtected Secs. — Sold

IShares Barcalys 1-3 Yr. Cd BD Fund

XTO Energy (Common)

Direct TV Group (Common)

Johnson & Johnson (Common)

SPDR SER TR S&P Biotech ETF

Wisdom Tree India Earnings Fund — Sold

Vanguard Emerging Mkts. Vipers

SPDR Index Shs FDS S&P Global Nat. Res FTF — Sold

Vanguard Intl. Equity Index Fd Vanguard European VIPERS — Sold

SPDR Index SHs FDS S&P Emerging Latin Am. ETF — Buy (add'l)

McCormick & Co. (Common)

Johnson & Johnson (Common)

Wisdom Tree Emerging Mkts. Local Debt FD — Buy (add'l)

Wisdom Tree Emerging Mkts. Local Debt FD — Buy (add'l)

Goldman Sachs Group (Common)

Wal-Mart Stores (Common)

Urban Outfitters (Common) — Buy

Urban Outfitters (Common) — Sold

Akami Tech (Common) — Buy

Akami Tech (Common) — Sold

Shares Barclays 1-3 Yr Bond Fund — Buy

John Wiley & Sons (Common) — Buy

Whirlpool (Common) — Buy

Whirlpool (Common) — Buy (add'l)

Berkshire Hathaway Fin. Note — Buy

McCormick & Co. (Common) — Buy

Goldman Sachs Group (Common) — Buy

Bard CR Inc. (Common) — Buy

Wells Fargo (Common) — Buy

Berkshire Hathaway Inc (Common) — Buy

Devon Energy (Common) — Buy

Market Vectors ETF TR RVE Hard Assets — Buy

General Electric Cap Corp (Bond) — Buy

Powershares Exchg. Traded FDS TST India Portfolio — Buy

Shares Barclays 1-3 Yr. CD Bond Fund — Buy

Wisdom Tree Emerging Mkts Equity Income Fund — Buy

Co-Trustee, Trust #1

Adpunct Teaching Position, Columbia University School of Law

Income — 2011 — Columbia University School of Law - Adjunct Teaching Position — SS.000.00

Spouse's income — 2011 — Salary- Rand Rosenzweig Smith Radley & Gordon LLP

TRUST #1 - The assets in this trust are reported solely because | am 4 co-trustee of the Trust. The assets in the trust are held for the benefit of a relative.