Timothy B. Dyk

LOT - TRURO, MA (PARCEL 1) ($235,100) — None

CARLYLE FUND — Int/Div

MORGAN STANLEY PRIVATE BANK ACCOUNT — Int/Div

ISHARES NEW YORK MUNI BOND FUND — Int/Div — Sold

KEY CORP (FKA FIRST NIAGRA FINANCIAL (COMMON STOCK) — Int/Div

JAPAN EQUITY FUND — Int/Div

DEUTSCHE TELECOM (COMMON STOCK) — Int/Div — Sold

BANK OF AMERICA (COMMON STOCK) — Int/Div — Buy (add'l)

BANK OF AMERICA (COMMON STOCK) — Int/Div — Sold (part)

LEUCADIA NATL CORP (COMMON STOCK) — Int/Div — Sold

CRIMSON WINE GROUP (COMMON STOCK) — None

NUVEEN MUNICIPAL VALUE FUND — Int/Div

ROYAL DUTCH SHELL (COMMON STOCK) — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD TAX EXEMPT MONEY MARKET FUND — Int/Div

VANGUARD LTD-TERM TAX EXEMPT ADMIRAL FUND — Int/Div

BB&T CORP (PREFERRED STOCK) — Int/Div — Buy

BANK OF CALIFORNIA (PREFERRED STOCK) — Int/Div — Buy

VANGUARD INTERMEDIATE TERM T/ E ADMIRAL FUND — Int/Div

NY COMM BK CORP (COMMON STOCK) — Int/Div

WESTERN INTERMEDIATE MUNI FUND — Interest

NUVEEN SELECT TAX FREE INCOME FUND — Interest

ABB LIMITED (COMMON STOCK) — Int/Div — Sold

TOTAL SA. (COMMON STOCK) — Int/Div

NORTHWEST BIOTHERAPEUTICS (COMMON STOCK) — None — Sold

ATLAS AIR WORLDWIDE (COMMON STOCK) — None

ASTORIA FINANCIAL (COMMON STOCK) — Int/Div

PASTMUNIBD — Interest — Buy

LAWRENCE MA MUNI BD — Interest — Buy

NEWPORT-MESA CA UNION SCH DIST MUNI BD — Interest — Buy

ALTOONA WI MUNI BD — Interest — Buy

INDIANAPOLIS IN THERMO SYSTEM MUNI BD — Interest — Buy

TRICOUNTY METRO TRANSP DIST OR MUNI BD — Interest — Buy

DEUTSCHE BK (COMMON STOCK) — Int/Div — Buy

DEUTSCHE BK (COMMON STOCK) — None — Sold

NUVEEN SELECT MATURITY (MUNICIPAL FUND) — Interest

VANGUARD IRA 4 — Int/Div

AISHARES MSCI JAPAN — Int/Div

LEUCADIA NATIONAL CORP (COMMON STOCK) — Int/Div — Sold

ABBLTD (COMMON STOCK) — Int/Div — Sold

NEW AMERICA HIGH INCOME FUND — Int/Div

WESTERN ASSET MANAGED HIGH INCOME FUND — Int/Div — Buy (add'l)

WESTERN ASSET / CLAYMORE INFLATION LINKED OPP FUND — Int/Div — Buy

BANK OF CALIFORNIA (COMMON STOCK) — Int/Div — Sold

FIDELITY JAPAN SMALL CO. FUND — Int/Div

GLADSTONE COMM CORP FUND — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

BLACKSTONE MORT TRUST (COMMON STOCK) — Int/Div

CRIMSON WINE GROUP (COMMON STOCK) — Int/Div

PEOPLES UNITED (COMMON STOCK) — Int/Div

VANGUARD IRA - #) — Int/Div

BANK OF AMERICA (COMMON STOCK) — Int/Div

FIDELITY JAPAN SM CO FUND — Int/Div

DEUTSCHE HIGH INCOME OPPORTUNITIES FUND — Int/Div — Sold

ENSCO (COMMON STOCK) — Int/Div

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div

PATTERSON UTI ENERGY (COMMON STOCK) — Int/Div — Sold

ISHARES JAPAN INDEX FUND — Int/Div

ISHARES MSCI MEXICO ETF — Int/Div — Buy

EXXON MOBIL (COMMON STOCK) — Int/Div — Sold

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

LUMINENT (COMMON STOCK) — Int/Div

GLADSTONE COMMERCIAL CORP (COMMON STOCK) — Int/Div

VANGUARD IRA#2 — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

FIDELITY INV TRUST JAPAN SMALL CO FUND — Int/Div

DEUTSCHE TELECOM (COMMON STOCK — Int/Div — Sold

CITIGROUP (COMMON STOCK) — Int/Div

PATTERSON UTI ENERGY (COMMON STOCK) — Int/Div — Buy

PATTERSON UTI ENERGY (COMMON STOCK) — Sold

VALLEY NATIONAL STOCK (COMMON STOCK) — Int/Div

LUMINENT (COMMON STOCK) — Int/Div

DEUTSCHE HIGH INCOME OPPORTUNITIES FUND — Int/Div

VANGUARD IRA 13 — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

DEUTSCHE BANK (COMMON STOCK} — Int/Div — Buy

POWERSHARES KBW BANK ETF — Int/Div — Buy

ROYCE VALUE TRUST FUND — Int/Div — Buy

ISHARES BRAZIL FUND — Int/Div — Sold

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div

CONOCO PHILLIPS (COMMON STOCK) — Int/Div

ISHARES BRAZIL SM CAP FUND — Int/Div — Sold

FAIR POINT COMMUNICATIONS (COMMON STOCK) — Int/Div

GLADSTONE COMMERCIAL CORP (COMMON STOCK)» — Int/Div

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Int/Div

TD AMERITRADE IRA #2 — Int/Div

SPEC SITUATION LIFE SCIENCES FUND — Int/Div

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Int/Div

WELLS FARGO IRA — Int/Div

SWELLS FARGO BANK ACCOUNT — Int/Div

KAISER ALUMINUM (COMMON STOCK) — Int/Div

KAISER ALUMINUM SENIOR NOTES DUE 02/15/02 — Int/Div

VANGUARD IRA #5 — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

NEW AMERICA HIGH INCOME FUND — Int/Div

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div

NEW YORK UNIVERSITY 403(b) PLAN (PREVIOUSLY VANGUARD IRA #6) — Int/Div

VANGUARD DIVIDEND GROWTH FUND — Int/Div — Sold

VANGUARD SH TERM INV GRADE BOND FUND — Int/Div — Buy

MASS MUTUAL LIFE INSURANCE — Int/Div

ING LIFE INSURANCE — Int/Div

PNC BANK WASHINGTON IX — Interest

LS BONDS — Interest

JJ. GUMBERG LIMITED PARTNERSHIP — istnbution

VIRGINIA RETIREMENT SYSTEM — Interest

JUDICIAL COUNSELOR, GILES RICH INN OF COURT

Reimbursement — COURT — 012122016 — THE CONNER INN EXCELLENCE AWARD — MEALS

Reimbursement — FCBA - THE DELAWARE CHAPTER OF THE FBA — 05/192016 05/2012016 — WILMINGTON, DE — DELWARE BENCH AND BAR PROGRAM — TRANSPORTATION, LODGING, MEALS

Reimbursement — ASSOCIATION — 06/02/2016 — THE FEDERAL JUDICIARY — MEALS Seri Cath SED TE Ld 4

Reimbursement — CHICAGO-KENT COLLEGE OF LAW

Reimbursement — THE AMERICAN LAW INSTITUTE — 111092016 11/10/2016 — PHILADELPHIA. PA — ALT ADVISORS MEETING — TRANSPORTATION, LODGING, MEALS

Spouse's income — 2016 — PODESTA GROUP INC. - CONSULTANT

1. TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUN

2. TRANSFERS FROM IRA MONEY MARKET TO PERSONAL ACCOUNTS (RMD) NOT SHOWN,

3. PART VIL LINE 104: PERIODIC EMPLOYER CONTRIBUTIONS MADE TO THIS ACCOUNT (NEW YORK UNIVERSITY 403(B) PLAN) ARE NOT

REPORTED AS A SEPARATE BUY).

4. THE VANGUARD FEDERAL MONEY MARKET FUND IS AN SEC-MANDATED SETTLEMENT FUND FOR SECURITIES TRANSACTIONS.

PURCHASES AND SALES OF SECURITIES DISCLOSED IN THIS REPORT AUTOMATICALLY RESULTED IN CORRESPONDING SALES AND

PURCHASES IN THE FUND. MONEY MARKET TRANSACTIONS INVOLVING DEPOSITS OF EMPLOYMENT COMPENSATION OR PAYMENT OF

PERSONAL EXPENSES AND EXCHANGES BETWEEN FUNDS NOT LISTED AS BEING IDENTICAL TO BANK ACCOUNT ACTIVITIES.