Alan S. Trust

Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest

RVS Life Fixed (annuity) — None — Buy (add'l) — Part VII

DELETED

RVS/COL VP High Yield Bond (annuity) — None — Part VII;

Goldman VIT MidCap Va (annuity) — None — Sold (part) — Part VIII;

Fid VIP Midcap C12 (annuity) — None — Buy (add'l) — Part VII;

FT VIP Small Cap Valu (annuity) — None — Buy (add'l) — Part VIII

WF Adv VT Small Cap (annuity) — None — Part VIII

THDNDL /COL VP Emerg Mkts (annuity) — None — Sold (part) — Part VIII

DELETED

DELETED

Oppenheimer Strat Bond (Strar lnc.) (annuity) — None — Sold (part) — Part VIII

Alliance Bernstein American Century Equity Income (Lbrokerage) — Int/Div — Sold — PantVII loss

Alliance Bernstemn Disc Valaue (A IRA) — Ine

Mass Mutual Annuity = MML Equity — None — Sold (part) — Part VII

MML Opp Global Strategic Income — None — Sold (part) — Part VIII

Mass Mutual Annuity - Opp Global Strategic — None

Mass Mutual Annuity - Opp Main Street Small Cap — None

Mass Mutual Annuity - Opp Main Street — None

NEW Mass Mutial Oppen Discovery Midcap — None — Buy

Oppenheimer Cap App (both) — Int/Div — Sold (part) — Part VII loss

Oppenheimer Cap App (both) — Sold (part) — Part VII loss

Oppenheimer Cap App (both) — Buy (add'l)

Oppenheimer Cap App (both) — Sold (part) — Part VI loss

Oppenheimer Cap App (both) — Sold (part) — Part VII loss

Oppenheimer Cap App (both) — Sold (part) — Part VII loss

Oppenheimer Cap App (both) — Sold (part) — Part VII loss

Oppenhemmer Global Fund (both) — Int/Div — Buy (add'l)

Oppenhemmer Global Fund (both) — Sold (part) — Part VII loss

Oppenhemmer Global Fund (both) — Sold (part) — Part VII loss

Oppenhemmer Global Fund (both) — Sold (part) — Part VII loss

Oppenhemmer Global Fund (both) — Sold (part)

Oppenhemmer Global Fund (both) — Sold (part)

Oppenheimer Global Opportunities (both) — Int/Div — Buy (add'l)

Oppenheimer Global Opportunities (both) — Buy (add'l)

Oppenheimer Global Opportunities (both) — Buy (add'l)

Oppenheimer Global Opportunities (both) — Buy (add'l)

Oppenheimer Global Opportunities (both) — Sold (part)

Oppenheimer Global Opportunities (both) — Buy (add'l)

Oppenhemmer Global Value (both) — None — Sold (part)

Oppenheimer Main Street Fund (both) — Int — Buy (add'l)

Oppenheimer Main Street Fund (both) — Buy (add'l)

Oppenheimer Main Street MidCap ka Small Mid Cap Select — Int/Div — Sold (part)

Oppenheimer Global Strategic Income (ka Champion Income) — Int/Div

Oppenheimer Global Allocation (Quest) — Int/Div

DELETED

Oppenheimer Int'l Small Mid — Int/Div — Buy (add'l)

Belt West Funding Corp raw land in Dallas County — None

Roval McAbee universal life insurance — None

State of Israel savings bond — Int/Div

Energy East — Int/Div

Merrill Lynch / AIG stock — Int/Div

Amprise TWEAX Amer Century Eq Income (both) — Int/Div — Buy (add'l)

Amprise TWEAX Amer Century Eq Income (both) — Sold (part) — Part VII loss

Amprise ODMAX Oppenheimer Developing Mkts (A IRA) — Int/Div

Oppenheimer Discovery — hy

Ameriprise MDLOX Blackrock Golbal Allocation (A SPS IRA) (annuity) — Int/Div

Ameriprise VOYA GNAM Inc. (L brokerage sale and A SPS IRA hold) — Int/Div — Sold (part) — Part VII loss

Ameriprise VOYA GNAM Inc. (L brokerage sale and A SPS IRA hold) — Buy (add'l)

IMNYX (Legg Mason) Western Asset Intermed NY Munis (L brokerage) — Int/Div — Sold — Part VII loss

Fidelity VIP Contra (w/in auunity) — None — Sold — Part VIII

Am Century / VP Value (w/in ammuity) — None — Sold (part) — Part VII

ONL Lifestyles CNLIDI (w/in L IRA) — Int/Div

Corp Prop Assoc CPALT (w/in L IRA) — hy

Am Insured Mkt (w/in L IRA) — Int/Div

MITTX (w/in L IRA) Mass MFS Investors — Int/Div

ATHAX (w/in L IRA) Amer Century Heritage — None

MGIAX (w/in L IRA) MFS Int'l Value — Int

Justice Federal accounts — Int/Div

Invesco Int'l Gr. Sr. (annuity) — None — Buy (add'l)

MDLOX (w/in L IRA) Blackrock Global Allo. — Int/Div

Oppenheimer Equity Income IRA (both) — Int/Div — Sold (part) — Part VIII

Oppenheimer Equity Income IRA (both) — Sold (part) — Pant VII

Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII

Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII

Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII

Oppenheimer Main St Small Cap — Int/Div

Scholars Edge Age Based Portfolio 10 (18+) — None — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Large Cap nka Dreyfus R Growth — None

Scolars Edge Sm & Mid Cap nka MidCap Portfolio — None

DELETED

Scholars Edge Int'l Growth — None

Scholars Edge Large Cap Value nka Value — None

Scholars Edge Portfolio 100 fka Aggresive — None — Buy (add'l)

Scholars Edge Portfolio $0 fka Moderately Aggressive — None — Buy (add'l)

Scholars Edge Portfolio 60 fka Moderate — None

Pimco VIT All Asset (annuity) — None

Oppenheimer Deveoping Mkts Fund — Int/Div — Sold (part) — Part VII

Oppenheimer Rochester Ltd Term NY Munis — Int/Div — Buy (add'l)

Oppenheimer Rochester Ltd Term NY Munis — Sold (part) — Part VII loss

Oppenheimer Money MKt (treat as bank acct) — Int/Div

Oppenheimer Rochester AMT Free NY Munis — Int/Div — Buy (add'l)

NEW Oppenheim Rochester AMT Free — Int/Div — Buy (add'l) — Part VII

US treasuries — Interest

AmerGen (L IRA) — Int/Div

Oppenheimer Small & Mid Cap Value now MidCap Value — Int/Div

DELETED

Oppenheimer Discovery Mid Cap Growth — Int/Div — Buy (add'l)

Oppenheimer Discovery Mid Cap Growth — Buy (add'l)

Oppenheimer Int'l Growth (L) — Int./y — Part VIII

Blackrock Global Dividend (AmPrise) (A IRA) — Int/Div — Sold (part)

CNL Growth Props (AmPrise) (A IRA) — Int/Div

Corporate Capital (AmPrise) (A IRA) — Int/Div

Fidelity Advisor Growth Opp (AmPrise) — Int/Div

Fidelity Advisos Cons. Disc — Inv

DELETED

MFS Int'l Value (AmPrise) MGIAX (A SPS IRA) — Int/Div

Steelpath Opp MLP Inc {AmPrise) — Int/Div — Sold (part) — Part VI loss

Templeton Global Bond (AmPrise) — Int/Div — Sold — Part VI loss

DELETED

AmPrise Lord Abbott Short Duration — hy — Sold — Part VII loss

Lord Abbott Bond Deb — hy — Sold — Part VI loss

DELETED

Blackrock Multi Asset (L IRA) — Int/Div — Buy (add'l)

Deutsche Gloab Infrastructure (L IRA) — Int/Div

Oppen Rochester Fund Mum — Int/Div

Oppen Steel Path Select 40 — Int/Div — Buy (add'l)

Oppen Steel Path Select 40 — Buy (add'l)

Oppen SteelPath Alpha Plus — Int/Div — Sold — Part VI loss

Oppen SteelPath Alpha — Int/Div — Sold — Part VI loss

Oppen Portfolio Series Eq Inv — Int/Div

Opp Ltd Term Bond Fund — Int — Sold — Part VII loss

Opp Rochester Short Term Muni — Int/Div

Opp Rochester High Yield Muni — Int/Div — Buy

Opp Equity Fund — Int/Div

Blackrock GIbl Allocation AmPrise (A IRA) — Int

COL VP Bal Fund AmPrise (annuity) — Int/Div

COL VP Growth AmPrise (annuity) — Int/Div — Buy

Lord Abbott Sec Growth Leaders AmPrise — Int/Div

Lord Abbott Bond Deb AmPrise (both IRA) — Int/Div — Sold — Part VII loss

NEW Oppenheimer Rising Dividend (both) — Int/Div — Buy

NEW Oppenheimer Rising Dividend (both) — Sold (part) — Part VII loss

NEW Oppenheimer Small Cap Value (L) — None — Buy

NEW Oppenheimer Real Estate Fund (A) — Int/Div — Buy

NEW Oppenheimer Real Estate Fund (A) — Buy (add'l)

NEW AmPrise ALNAX AC Alt Inc. (A IRA) — Int/Div — Buy

NEW PPIAX Deutsche Short Duration (A SPS IRA) — Int/Div — Buy

NEW GSGIX Goldman Sachs Global Inc (A SPS IRA) — Int/Div — Buy

NEW MFBFX MFS Corp Bond (A SPS IRA) — Int/Div — Buy

NEW HFXAX Catlyst Hedged Futures — Int/Div — Buy

NEW WFGBX Wells Growth Balanced (A SPS IRA) — Int/Div — Buy

NEW SSTHX Wells Short Term High Yield (A SPS IRA) — Int/Div — Buy

NEW SSTHX Wells Short Term High Yield (A SPS IRA) — Sold

NEW SSTHX Wells Short Term High Yield (A SPS IRA) — Buy (add'l)

NEW BHYAX Blackrock High Yield Bond — Int/Div — Buy

NEW BHYAX Blackrock High Yield Bond — Sold

NEW JP Morgan Growth Adv (L IRA) — Int/Div — Buy

Reimbursement — American Conf Institute — 1026/16 - 1727/16 — NY. NY — Speaker at i seminar in NYC — reimbursement for actuil out of pocket travel and meals, provided lidging

Reimbursement — American Conf Institute — 9/26/16 - 9127/16 — NY. NY — speaker at a seminar in Dallas, TX — reimbursement for actual out of pocket travel and meals, provided lodging

Reimbursement — Turmaround Mgt Ass'n — 5/6/16 -5/716 — Uncasville, CT — speaxer at a seminar in Uncasville, CT — reimbursement for actual out of pocket truvel and meals, provided lodging

Income — 2016 — Teaching - St Johns University School of Law — S7.000.00

as of 9.10.17

Lines 4 and 8 inadvertently reported as sold part in 2015 report as opposed to sold all, each was under $15,000 (J).

Line 101 and 108 funds were inadvertently left off 2015 report each as a purchase of less than $15,000 (J).

Lines 2, 4-12, 16-21, 49, 50, 53, 71, 79-95 -- based on information provided by the fund manager(s), no income or reinvested dividends, taxable or otherwise, was

paid or attributed to any of these investments during the reporting period.

Losses were suffered for sales in lines 13,22, 23, 25-28, 30-32, 55,59, 61, 98, 116, 117, 119, 120, 127, 12%, 130, 138 and 140 therefore no Gain code in D(4).

Sales in lines 12, 16, 17, 62, 63, 73-77 and 96 were exchanges within an IRA or annuity for which no gain or loss was reported and | was unable to ascertain a

gain or loss with certainty.