Roberto Antonio Lange

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 64

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Eastman Lange LLC

As filed

Eastman Lange LLC — None

New York Life universal policy from 1992 — None

New York Life umversal policy from 1995 — None

First Bank & Trust account — Interest

Memill Lynch IRA brokerage account

Allianz NF) Dividend (ADIPX) — Int/Div — Sold (part)

eed ADJPX continued) — Buy (add'l)

eee ADJPX continued) — Sold

American Century (ACITX) — Int/Div — Buy

of ACITX continued) — Sold (part)

BlackRock Eq Div (MADVX) — Int/Div — Buy

MADVX continued) — Buy (add'l)

Cohen & Steers Int'l (IRFIX) — Sold

Cohen & Steers Realty (CSRSX) — Int/Div — Buy

CR Suisse Comm (CRSAX) — Int/Div — Buy (add'l)

of CRSAX continued) — Sold

Dreyfus Appreciation (DGAGX) — Int/Div — Sold (part)

ed DGAGX contimued) — Sold (part)

Eagle Small Cap (HSI1X) — Int/Div — Sold (part)

eo HSIX continued) — Buy (add'l)

Harbor International (HAINX) — Int/Div — Buy (add'l)

eee HAINX continued) — Buy (add'l)

cee HAINX continued) — Buy (add'l)

Lazard Emerging (LZEMX) — Int/Div — Buy (add'l)

wo LXEMX continued) — Sold (part)

wo LXEMX continued) — Buy (add'l)

Legg Mason Western (LMHIX) — Int/Div — Sold

First Eagle Gold (FEGIX) — Int/Div — Buy (add'l)

wee FEGIX continued) — Buy (add'l)

Mamstay Lg Cap (MLAIX) — Int/Div — Sold (part)

o(MLAIX continued) — Sold (part)

oMLAIX continued) — Sold (part)

MFS Bond (MRBIX) — Int/Div — Sold (part)

eo MRBIX continued) — Sold (part)

Neuberger High Inc (NHILX) — Int/Div — Sold (part)

Oppenheimer Rising Div Y (OYRDX) — Int/Div — Sold (part)

OYRDX) continued) — Buy (add'l)

Principal Preferred SEC (PPSPX) — Int/Div — Buy

eee PPSPX continued) — Sold (part)

TCW Total Return (TGLMX) — Int/Div — Sold (part)

wo TGLMX continued) — Buy (add'l)

Memill Lynch IRA lower risk acct

Pimco Total Return (PFT TAX)(Y) — Int/Div

Memill Lynch tax free bond acct

BlackRock Muni Enhanced (MEN) — Int/Div

Eaton Vance Natl Muni (EOT) — Int/Div

Invesco Van Kampen Muni (VK) — Int/Div

Nuveen Prem Inc Muni (NPD — Int/Div — Sold

Nuveen Prem Inc Muni 2 (NPM) — Int/Div — Sold

Nuveen Div Adv Muni (NAD) — Int/Div — Sold

Nuveen Ins Div Adv Mum (NVQ) — Int/Div — Sold (part)

Nuveen Ins Prem Inc 2 (NPX) — Int/Div — Buy

BlackRock Mum Qlty (MY) — Int/Div — Buy

BlackRock Muni Qual (MQY) — Int/Div — Buy

BlackRock Muni Inter Dur (MUI) — Int/Div — Buy

Memill Lynch account — Interest

Pimco 529 Plans (Y) (no control)

NextGen College Inv. Plan-Maine child (Y Hno control) — Int/Div — Sold

NextGen College Inv. Plan-child 2 (Y)(no control) — Int/Div — Sold

NextGen College Inv. Plan--child 3 (Y)(no control) — Int/Div — Sold

New 529 Plans (Y )(no control)

Scholar's Choice 529- 1(Y¥no control) — Int/Div — Buy

Scholar's Choice 529-- 2(Y)ino control) — Int/Div — Buy

Scholar's Choice 529-3 (Y)(no control) — Int/Div — Buy

Member, Eastman Lange LLC

Line items § through 41 of Part VI1 are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA"). That IRA account was opened in late

2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans

Hurwitz & Smith LLP ("DEHS").

Line 6, 17 and 18 contain corrections of two typographical errors in prior reports: 1) in line 6, the word "Allianz" is substituted where "Alliance" had mistakenly

been used in prior reports; 2) in line 17 and 18, the abbreviation "DGAGX" is correct and the past year's abbreviation of "DGZGX" was in error,

Lines 15 and 16 were amended due to an inadvertant omission in completing this form.

Line items 42 and 43 of Part VII are part of a Merrill Lynch IRA account and the funds originated from the 401(k) from Judge Lange's previous employment with

DEHS, On November16, 2010, Judge Lange chose to move certain funds from the IRA covered in lines § through 41 into a more conservative fund.

Line items 44 through 55 of Part VII are part of 8 Memill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds from the sale in

2011 of his interest in

in Lincoln County, South Dakota. Line 56 is an account for the dividends generated by the tax free bond portfolio.

. Disclosure of the 529

Line items 57 through 60 of Part VII disclose the 529 college savings plans in existence since 2004 for the benefit

Plans was overlooked prior to the disclosure for 2011. The 529 Plans disclosed in lines 57 to 60 were replaced through transactions on April 9 and 13, 2012, with

new 529 Plans disclosed in lines 61 to 64 for the

in approximately the sume amounts. Judge Lange hus investment control over

529

Plans.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Roberto Antonio Lange | Frix