Roberto Antonio Lange
2012Annual
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What was filed
64
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Eastman Lange LLC
As filed
Eastman Lange LLC — None
New York Life universal policy from 1992 — None
New York Life umversal policy from 1995 — None
First Bank & Trust account — Interest
Memill Lynch IRA brokerage account
Allianz NF) Dividend (ADIPX) — Int/Div — Sold (part)
eed ADJPX continued) — Buy (add'l)
eee ADJPX continued) — Sold
American Century (ACITX) — Int/Div — Buy
of ACITX continued) — Sold (part)
BlackRock Eq Div (MADVX) — Int/Div — Buy
MADVX continued) — Buy (add'l)
Cohen & Steers Int'l (IRFIX) — Sold
Cohen & Steers Realty (CSRSX) — Int/Div — Buy
CR Suisse Comm (CRSAX) — Int/Div — Buy (add'l)
of CRSAX continued) — Sold
Dreyfus Appreciation (DGAGX) — Int/Div — Sold (part)
ed DGAGX contimued) — Sold (part)
Eagle Small Cap (HSI1X) — Int/Div — Sold (part)
eo HSIX continued) — Buy (add'l)
Harbor International (HAINX) — Int/Div — Buy (add'l)
eee HAINX continued) — Buy (add'l)
cee HAINX continued) — Buy (add'l)
Lazard Emerging (LZEMX) — Int/Div — Buy (add'l)
wo LXEMX continued) — Sold (part)
wo LXEMX continued) — Buy (add'l)
Legg Mason Western (LMHIX) — Int/Div — Sold
First Eagle Gold (FEGIX) — Int/Div — Buy (add'l)
wee FEGIX continued) — Buy (add'l)
Mamstay Lg Cap (MLAIX) — Int/Div — Sold (part)
o(MLAIX continued) — Sold (part)
oMLAIX continued) — Sold (part)
MFS Bond (MRBIX) — Int/Div — Sold (part)
eo MRBIX continued) — Sold (part)
Neuberger High Inc (NHILX) — Int/Div — Sold (part)
Oppenheimer Rising Div Y (OYRDX) — Int/Div — Sold (part)
OYRDX) continued) — Buy (add'l)
Principal Preferred SEC (PPSPX) — Int/Div — Buy
eee PPSPX continued) — Sold (part)
TCW Total Return (TGLMX) — Int/Div — Sold (part)
wo TGLMX continued) — Buy (add'l)
Memill Lynch IRA lower risk acct
Pimco Total Return (PFT TAX)(Y) — Int/Div
Memill Lynch tax free bond acct
BlackRock Muni Enhanced (MEN) — Int/Div
Eaton Vance Natl Muni (EOT) — Int/Div
Invesco Van Kampen Muni (VK) — Int/Div
Nuveen Prem Inc Muni (NPD — Int/Div — Sold
Nuveen Prem Inc Muni 2 (NPM) — Int/Div — Sold
Nuveen Div Adv Muni (NAD) — Int/Div — Sold
Nuveen Ins Div Adv Mum (NVQ) — Int/Div — Sold (part)
Nuveen Ins Prem Inc 2 (NPX) — Int/Div — Buy
BlackRock Mum Qlty (MY) — Int/Div — Buy
BlackRock Muni Qual (MQY) — Int/Div — Buy
BlackRock Muni Inter Dur (MUI) — Int/Div — Buy
Memill Lynch account — Interest
Pimco 529 Plans (Y) (no control)
NextGen College Inv. Plan-Maine child (Y Hno control) — Int/Div — Sold
NextGen College Inv. Plan-child 2 (Y)(no control) — Int/Div — Sold
NextGen College Inv. Plan--child 3 (Y)(no control) — Int/Div — Sold
New 529 Plans (Y )(no control)
Scholar's Choice 529- 1(Y¥no control) — Int/Div — Buy
Scholar's Choice 529-- 2(Y)ino control) — Int/Div — Buy
Scholar's Choice 529-3 (Y)(no control) — Int/Div — Buy
Member, Eastman Lange LLC
Line items § through 41 of Part VI1 are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA"). That IRA account was opened in late
2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans
Hurwitz & Smith LLP ("DEHS").
Line 6, 17 and 18 contain corrections of two typographical errors in prior reports: 1) in line 6, the word "Allianz" is substituted where "Alliance" had mistakenly
been used in prior reports; 2) in line 17 and 18, the abbreviation "DGAGX" is correct and the past year's abbreviation of "DGZGX" was in error,
Lines 15 and 16 were amended due to an inadvertant omission in completing this form.
Line items 42 and 43 of Part VII are part of a Merrill Lynch IRA account and the funds originated from the 401(k) from Judge Lange's previous employment with
DEHS, On November16, 2010, Judge Lange chose to move certain funds from the IRA covered in lines § through 41 into a more conservative fund.
Line items 44 through 55 of Part VII are part of 8 Memill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds from the sale in
2011 of his interest in
in Lincoln County, South Dakota. Line 56 is an account for the dividends generated by the tax free bond portfolio.
. Disclosure of the 529
Line items 57 through 60 of Part VII disclose the 529 college savings plans in existence since 2004 for the benefit
Plans was overlooked prior to the disclosure for 2011. The 529 Plans disclosed in lines 57 to 60 were replaced through transactions on April 9 and 13, 2012, with
new 529 Plans disclosed in lines 61 to 64 for the
in approximately the sume amounts. Judge Lange hus investment control over
529
Plans.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.