Colleen McMahon

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl's Corp. Com (IRA) — Int/Div

Thomberg Value Fund Class A Mut Fd (IRA) — None

Morgan Stanley Venture Investors 11 LP (IRA) — Distribution — Note #

Kohl's Corp Com (Trust #2) — Int/Div

Morgan Stanley Venture Investors [11 LP — istmbution — Note #

EES 1986 LP — None

Skvline Venture Partners.L.P — Distribution — Sold (part) — Note #

MSCPIILP — None

199% 300.0000) — None

1998 300.000) — None

Bond Finance Intemational Con Due 117232058(IRA) — None

Northwestern Mututal Life — None

EVILCO Life Insurnace (Trust 2 1) — None

Northwestern Mututal Life (Trust#1) — Interest

Northwestern Mututal Life{ Trust #1) — None

Madison National Life Ins{ Trust # 1) — Interest

Passport Money Market Fund (IRA) — None

SFM Domestic Investments LLC — None — Sold (part) — Note #5 To line # 151

SFM Domestic Investments LLC — Sold (part) — Note # 5-To line # 152

CSG Systems International Inc.Com — None — Buy

Summit Marmer, LLC — None

Skyline Venture Partners Qualified Purchase Fund IN — None

Trident Capital Fund-1V LP — None

Sentinel Capital Partners 11 LP — None

Summit Mariner LLC/AJP Morgan Checking — Interest

Rental # 1 JPMorgan Checking — None

Rental #2 New York, NY(1999 S$ 900,000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking )- — None

Andex Resources LLC — None

Vacant Land (1999 8 425.000 ) — None

Five Point Fund LLC — None — Sold (part)

Trident Capital Fund V LP — None — Buy (add'l)

Trident Capital Fund V LP — Buy (add'l)

Trident Capital Fund V LP — Sold (part)

Linx Partners (Q) LP — Distribution — Sold (part) — Note #

Linx Partners (Q) LP — Sold (part)

Linx Partners (Q) LP — Sold (part)

Grove Capital Commitment Partners LP — Distribution — Buy (add'l) — Note #

Grove Capital Commitment Partners LP — Sold (part)

Martha's Vinevard Golf Partners LLC — None

Silvans Corp Preferred B — None

JP Morgan (Checking) — Interest

NY State Dorm. Auth 6.1% due 07/19 — Interest — Sold (part)

Rome NY HSG DEV 6.25% due 01/18 — Interest — Sold (part)

Rome NY HSG DEV 6.25% due 01/18 — Sold

Oneida Cnty NY 6.25% due 06/15 — Interest — Sold (part)

Oneida Cnty NY 6.25% due 06/15 — Sold (part)

JK & B Capital IV QIP LP — None — Buy (add'l)

JK & B Capital IV QIP LP — Buy (add'l)

JK & B Capital IV QIP LP — Buy (add'l)

JK & B Capital IV QIP LP — Sold (part)

JK & B Capital IV QIP LP — Sold (part)

Perseus Biopharmaceutical Investor LP — None — Buy (add'l)

Perseus Biopharmaceutical Investor LP — Buy (add'l)

Perseus Biopharmaceutical Investor LP — Buy (add'l)

Perseus Biopharmaceutical Investor LP — Sold (part) — Note#5 To line # 154

Perseus Biopharmaceutical Investor LP — Sold (part) — Note#5-To line # 158

Skyline Venture Partners Qualified Purchaser Fund 111 LP — None — Sold (part)

Skyline Venture Partners Qualified Purchaser Fund 111 LP — Sold (part)

Skyline Venture Partners Qualified Purchaser Fund 111 LP — Sold (part) — Note#S - To line 162

Skyline Venture Partners Qualified Purchaser Fund 111 LP — (part) — Note#5-To line 163

Towerbrook Private Equity Partners II LP — Distribution — Sold (part) — Note #

Towerbrook Private Equity Partners II LP — Sold (part)

SPEP Limited Partners LLC — Distribution — Sold (part) — Note #

SPEP Limited Partners LLC — Sold (part)

SPEP Limited Partners LLC — Sold (part)

Grovell LP — istmbution — Buy (add'l) — Note #2 1

Grovell LP — Sold (part)

Tactics II LP — None

JP Morgan Checking(Foundation #1) — Interest

MM Community Funding 111 Sub Note — None

OR Music LLC — None

SFM Participation LP — None

Capital Income Builders Fd Cl A(IRA) — Int/Div

Kinderhook Capital LP — None — Buy (add'l)

Kinderhook Capital LP — Sold (part)

Capital World Grth & Income Fd Cl A(IRA) — Int/Div

Thomburg CRE GWT — None

JP Morgan Tax Free MM Premier Sweep — Interest

R Thompson Trucking(Subordinated Note) — None — Sold

R Thompson Trucking(Com) — None

Snow Beverage Corp ( Preferred C) — None — Sold — Note #2

Snow Beverage Corp( Promissory Note) — None — Buy — Note # 2

Snow Beverage Corp( Promissory Note) — Buy (add'l) — Note #2

Snow Beverage Corp( Promissory Note) — Sold — 2

Dynova Laboratories Inc (Com) — None — Buy (add'l) — Note # 2

Camulos Partners LP — None — Sold (part)

Camulos Partners LP — Sold (part)

Camulos Partners LP — Sold (part)

Capital SLI Group LLC — None

CGI Partners.LP — None — Buy (add'l)

CGI Partners.LP — Sold (part)

CGI Partners.LP — Sold (part)

Micell Technologies Inc.{Com) — None

East 57th Street LLC — None — Closed — Note # 3

ICP D200 LLC — None — Closed — Note #3

ICP 2800A LLC — None — Closed — Note # 3

Linx Parmers 11 LP — Distribution — Buy (add'l) — Note #

Linx Parmers 11 LP — Buy (add'l)

Linx Parmers 11 LP — Sold (part)

Linx Parmers 11 LP — Sold (part)

Linx Parmers 11 LP — Sold (part)

Lone Cypress Company Ltd — Distribution — Sold (part) — Note #

Sentinel Capital Investors 111 LP — Distribution — Sold (part) — Note #

Sentinel Capital Investors 111 LP — Sold (part)

Sentinel Capital Investors 111 LP — Sold (part)

Sentinel Capital Investors 111 LP — Sold (part)

Sentinel Capital Investors 111 LP — Sold (part)

SFM Participation Il LP — istnbution — Buy (add'l) — Note #

SFM Participation Il LP — Buy (add'l)

SFM Participation Il LP — Sold (part)

SFM Participation Il LP — Sold (part)

SFM Participation Il LP — Sold (part)

SFM Participation Il LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Iistnbution — Sold (part) — Note #

North Salem Acquisition & Development Fund 2005 LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Sold (part)

Thomburg Core Growth C1 A (IRA) — None

Thomburg Invt Tr Intl Value C11 — Int/Div

Jetblue (Com) — None

West 12th St LLC — Distribution — Buy (add'l) — Note #

West 12th St LLC — Sold (part)

Aisling Capital 11 LP — None — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part)

By The Way Productions LLC — Distribution — Note #

JK & B Capital V LP — None — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Sold (part)

SEEF NLP — None — Buy (add'l)

Towerbrook Investors 11 Executive Fund LP — Distribution — Sold (part) — Note #

Towerbrook Investors 11 Executive Fund LP — Sold (part)

Trident VI LP — None

Kinderhook Capital Fund 11 LP — None — Buy (add'l)

Kinderhook Capital Fund 11 LP — Buy (add'l)

Kinderhook Capital Fund 11 LP — Buy (add'l)

Kinderhook Capital Fund 11 LP — Buy (add'l)

Kinderhook Capital Fund 11 LP — Buy (add'l)

Kinderhook Capital Fund 11 LP — Sold (part)

Kohls Corp (Com) — Int/Div — Buy (add'l)

Kohls Corp (Com) — Buy (add'l)

KPB Partners LP — Distribution — Note #

NYS Dormitory Authority 5.25% due 11/1523 — Interest

Brookhaven NY 4.25% Idue 11/1/37 — Interest — Sold (part)

Brookhaven NY 4.25% Idue 11/1/37 — Sold

Dutchess County NY $5 % due 8/1/11 — Interest — Redeemed

City of NY Genl Pur § % due 8/1/12 — Interest

NYS Dormitory Adj rate due 11/15/29 — Interest

Thomburg-Income Builder C1 1 — Int/Div

Thomburg Global Opportunity C1 1 — Int/Div

Thomburg CRE GWT 1 (Trust 2) — None

Morgan Stanley Bank (Savings) — Interest

Thomburg CRE GWT (IRA) — None

Morgan Stanley Bank-(Savings) — Interest

Inavein LLC — None

Ironwood Management Partners Fund 11 LP — None — Buy (add'l)

Ironwood Management Partners Fund 11 LP — Buy (add'l)

Ironwood Management Partners Fund 11 LP — Buy (add'l)

Linx-Cimarron Energy Co-Invest, LLC — Interest — Sold (part)

Linx-Cimarron Energy Co-Invest, LLC — Sold (part)

Linx-Cimarron Energy Co-Invest, LLC — Sold (part)

Linx-Cimarron Energy Co-Invest, LLC — Sold (part)

RGI Partners 11 BLP — None — Buy (add'l)

RGI Partners 11 BLP — Sold (part)

RGI Partners 11 BLP — Sold (part)

RG! Partners Lid — None — Buy (add'l)

RG! Partners Lid — Sold (part)

RG! Partners Lid — Buy (add'l)

SC Capital (P) LP — None — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

0 Lp — Distribution — Buy (add'l) — Note # 1 & Note #4

0 Lp — Buy (add'l)

0 Lp — Buy (add'l)

0 Lp — Buy (add'l)

0 Lp — Buy (add'l)

0 Lp — Sold (part)

0 Lp — Sold (part)

Management LP — Distribution — Sold (part) — Note #

Management LP — Sold (part)

Management LP — istnbution — Buy (add'l) — Note # & Note ry

Management LP — Sold (part)

Management LP — Buy (add'l)

Management LP — Buy (add'l)

Management LP — Buy (add'l)

Management LP — Buy (add'l)

Management LP — Sold (part)

Apex Companies LLC — None — Note #4

Archway Marketing Services Inc — None — Note #4

Dianet Communications Inc N/C Transit Wireless LLC — None — Note #4

Freedom lmovations LLC — None — Note #24

Hamilton State Bancshares Inc — None — Note 24

ALceus Networks Inc — None — 4

Nautilus Neurosciences Inc — None — Note #4

Optimal Solutions Integration, Ine — None — Note #4

PetMedicus Laboratories Inc — None — Closed — Note #3, Note # 4

Pillar Processing Inc — None — Closed — Note #3 Note # 4

SDI Health LLC — None — Sold — Note #4

TowerCo Il Holdings LLC — None — Note #4

Versapharm — None — Note #24

Cumberland Consulting Group LLC — None — Buy — Note #4

RE Transportation Inc — None — Buy — Note #4

Camulos Special Situations Fund LP — None

Wall Street Sources Inc{Com) — None

Navagate Inc (Promissory Note) — None

Omnilink Systems Inc (Ser B Preferred Stock) — None

Amencan Home Food Products Inc (Com) — None

Partners — None — Buy (add'l)

Partners — Buy (add'l)

Partners — Buy (add'l)

Partners — Sold (part)

Partners — Sold (part) — Note # 5-To line # 156

Partners — Sold (part) — Note #5 To line # 157

Syndicate Holdings Corp{Com) — None — Sold (part)

NYS Dorm 5.75 Due 7/1/13 — Interest — Sold (part)

City of NY 5.5% Due 8/1/12 — Interest

State of NY Mig Agency 3.125 % Due win — Interest — Sold (part)

State of NY Mig Agency 3.125 % Due win — Sold

NYS Dorm 5.7 Due 7/1/13 — Interest

City of NY Health & Hosp 4 % Due 2/15/13 — Interest

NYS Mig Agency 5% Due 10/1/17 — Interest

State of NY Dorm 4 % Due 9/1/12 — Interest

State of NY Dorm 4.125% Due 4/1/13 — Interest

BioPharmaceutical Fund LP — None — Buy (add'l)

BioPharmaceutical Fund LP — Buy (add'l)

BioPharmaceutical Fund LP — Buy (add'l)

BioPharmaceutical Fund LP — Sold (part)

BioPharmaceutical Fund LP — Sold (part) — Note # 5-To line # 158

BioPharmaceutical Fund LP — Sold (part) — Note # 5-To Line #159

Safe Bulkers InciCom) — Int/Div — Buy (add'l)

Safe Bulkers InciCom) — Buy (add'l)

Safe Bulkers InciCom) — Buy (add'l)

Safe Bulkers InciCom) — Buy (add'l)

ICP D 200 LLC (Working Capital Loan) — None — Closed — Note # 3

West 12th Street LLC(Working Capital Loan) — None

Artisanal Cheese LLC(Bridge Loun) — None — Buy (add'l)

Nassau Point Partners LP — None

Nassau Point Partners 11 LP — None

Camulos 1301 Street LLC — None — Sold

Camulos BioEnergy Debt Holdings LLC — None

Camulos BioEnergy Parmers LLC — None

Camulos Fountain Hills Partners LLC — None

Camulos Gateway HI Partners LLC — None

Camulos Gateway RH Partners LLC — None

Camulos Granite Ridge Partners LLC — None — Sold

Asling Investors 111 LP — None — Buy (add'l)

Asling Investors 111 LP — Buy (add'l)

Asling Investors 111 LP — Buy (add'l)

Asling Investors 111 LP — Buy (add'l)

Asling Investors 111 LP — Buy (add'l)

Asling Investors 111 LP — Buy (add'l)

Eastern Growth Capital LP — None

Eastern Growth Capital 11 LP — Distribution — Note #

Eastern Growth Capital 11 LP(IRA) — Distribution — Note #

Lmnx-Metaltech Co Investment LLC — Interest — Sold (part)

Olympus Capital Asia IV LP — Distribution — Buy (add'l) — Note #

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Sold (part)

Olympus Capital Asia IV LP — Sold (part)

Olympus Capital Asia IV LP — Sold (part)

Stag Investments IV LP — Distribution — Sold (part) — Note #

Stag Investments IV LP — Sold (part)

Stag Investments IV LP — Sold (part)

Stag Investments IV LP — Sold (part)

Stag Investments IV LP — Buy (add'l)

UBS RMA Tax Free (MM) — Interest

Safe Bulkers Inc (Com KIRA) — Int/Div

Towerbrok Investors 11 Executive Fund LP — Distribution — Sold (part) — Note #

Tactics 11 Stem Cell Ventures QP LP — None

Cellular Dynamics International Inc{Pref A) — None

Target Moderate Alloc Fund A(401k) NAC Inves Van Kampen Equi — None

Thomburg Intl Val Fd R#(401k) — None

Vanguard luterm Corp FD(Foundation # 1) — Int/Div — Sold (part)

Georgia Gulf Corp Com Foundation # 1) — None

Morgan Stanley Bank(Saving } Foundation 41) — Interest

NYS Dormitory 4 % due 10/1/15 — Interest

NYS Dormitory 5.25 due 8/15/15 — Interest — Sold (part)

NYS Dormitory 5.25 due 8/15/15 — Sold (part)

NYS Dormitory 5.5 due 7/1/16 — Interest

Morgan Stanley Bank (Trust # 2) — Interest

First Republic Bank{ Checking) Trust # 2) — None

First Republic Bank (Checking) — Interest

The West Africa Fund LP — None

NuCana Biomed Ltd (Ordinary Shares) (IRA) — None — Buy (add'l)

Cookstr LLC(Convertible Unsecured Promissory Note) — None — Buy (add'l)

Corda Bancorp Ser B(Com)(IRA) — None

ConnectEdu Inc{ComNKIRA) — None — Buy (add'l)

Michael Walsdorf- (Personal Loan-Note Receivable) — None

Leo DeSorcy-( Personal Loan-Note Receivable) — Interest — Sold (part)

MV Beach Stret Realty{Mortgage Note) — Interest

Bervilium LLC — None

Kinderhook Capital Fund 111 LP — Distribution — Buy (add'l) — Note #1]

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Sold (part)

Omnlink Systems Inc( Bridge Loan) — None

NYS Dormitory 5.25 due $/15/15 — Interest

Nuclea Biotechnologies Inc<Convertible Note — None

Cordis Bancorp Inc Ser B (Com) — None

ConnectEDU Ser D (Com) — None — Buy

Rapid Ratings Intemational Inc (Com) — None — Buy

West 12th Street Manager LLC — istmbution — Sold (part) — Note #

Parkstone Capital Partners LLC — Distribution — Sold (part) — Note #

Lone Peak Partners Fund LP — None

Capital Income Fund (IRA) — None — Sold

UBS Bank USA Dep MM (IRA) — Interest

Thomburg Core Growth A (Trust # 2) — None

Erie County NY Pub Imp Unlimited 6 due 771/12 — Interest — Sold

Guam Edu Fin § % due 1¥1/11 — Interest — Sold

NYS Dorm 5.625% due 6/1/16 — Interest

NY NY St Envionmental FAC 4.5 % due 4/15/18 — Interest

NYC Trans Fin Au 1.5% due 11/1/11 — Interest — Redeemed

NYS Dorm 5.25% due 11/15/23 — Interest

NYS Dorm 5.25 % due 1/1/13 — Interest

NYS Dorm 5.25% due 2/15/13 — Interest

City of NY GO 5.5 due 8/1/12 — Interest

NYS Dorm 6% due 8/15/12 — Interest

Walmart Stores Inc (Com) — None — Sold

Williams Co lnc {Del Com) — None — Sold

Tidewater Acquisition Inc Pref) — Int/Div — Sold (part)

Tidewater Aquisition Inc(Com) — None — Sold

EE LC — None

Emerald Biostructures Inc.(Loan) — Interest

Empowered World Ventures LLC( Preferred A) — None — Buy

CSL Energy opportunity Fd LP — None — Buy

CSL Europe Energy Services LP — Distribution — Buy — Note #

KCM Long Only Fund LP — None — Buy

Parkstone Capital Partners 11 LP — Distribution — Buy — Note #

Parkstone Capital Partners 11 LP — Buy (add'l)

Parkstone Capital Partners 11 LP — Buy (add'l)

NY BB Inc (Com) — None — Buy

NY BB Inc (Com) — Sold

Tactics 11 CDI Ser B (Pid) — None — Buy

Highland Investment Group LLC — None — Buy

Peaks Capital Partners LLC (Promissory Note) — None — Buy

Syracuse NY Ind Dev 3.0 5/11/13 — Interest — Buy

NYS auth Rev Nonst S% 10/1/14 — Interest — Buy

NYS Energy Res & Dev 2.25% 12/1/15 — Interest — Buy

Patchogue Hetford NY Un 4.25 10/1/15 — None — Buy

Suffolk Coty NY Trans 1.5% 9/1/12 — None — Buy

Ceres Inc (Com) — None — from lime 19) — Note #6

Artiman Venture Fund LP — Distribution — from line 20) — Note # 1 & Note “6H

Artiman Venture Fund LP — Sold (part)

MAP Pharmaceuticals InciCom) — None — from line 58) — Note #6

REN] — from line 59) — Note #6

REN] — from line 221) — Note #26

REN] — from line 222) — Note # 6

REN] — from line 237) — Note #6

REN] — from line 238) — Note 26

REN] — Sold (part)

REN] — Sold (part)

REN] — from line 62) — Note #6

REN] — from line 63) — Note #26

REN] — Donated

Inavien LLC(Promissory Note) — Interest — Buy

Vocalocity Inc (Ser -B-1) — None — Buy

Vocalocity Inc (Ser -B-1) — Buy (add'l)

EOS Sleep Management LLC — None — Buy

SRD Systems Inc (Preferred Stock) — None — Buy

SRD Systems Inc (Promossory Note)) — None — Buy

OD Funding Partners LLC — None — Buy

Prollie Inc (Preferred St) — None — Buy

Nextremity Solutions LLC — None — Buy

Nextremity Solutions LLC — Buy (add'l)

Nextremity Solutions LLC — Buy (add'l)

Lmx-Ad Co-Invest LLC — Interest — Buy

Kumam EsentialS LLC — None — Buy

Collision Funding Partners LLC — None — Buy

Clean Pool & Services LLC — None — Buy

ARO. — Buy (add'l)

Exxon Mobil (Com) Foundation # 1) — Int/Div — Buy

Exxon Mobil (Com) Foundation # 1) — Sold

Verisign Inc (Com) — Int/Div — Buy

Trustee, Foundanon #

Director, Music Bridges Internatinal Inc

Director, The Yard

Liability — JP Morgan Bank — Credit Card

Liability — Internal Revenue Service — Federal Income Taxes

Liability — New York State — NYS Income Tux

Spouse's income — 2011 — Safe Bulkers Inc <Director Fee

Spouse's income — 2011 — CSG Systems Inc-Director Fee

Spouse's income — 2011 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 3201 — Managing Director

Spouse's income — 2011 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2011 — Ltd-Employee

Spouse's income — 2011 — Linx Partners LLC Director Fee

Spouse's income — 2011 — Morgan Stanley-Pension Income

Spouse's income — 2011 — Hernck and Company -Commitment Fee

AR

* FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye)

Note #1

Explanation Re:Section VII

Item #' 4,6,8,37,40,64,66,69,84,101,106,107,112,118,125,131,139,150,181,188,190,262,263,265,271,278,302,312,313,336,338,352

The income from mvestments in Limited partnerships usually contain more than one type of income. For mecome valuation purposes the various amounts were

combined to determine the amount code in column B(1)The type of income in column B(2)is labeled “distribution”, to denote more then one category of income

indicated on schedule K-1 received from the parmership.

Note #2

Explanation Section VII

Item 84.85,86,87,88,89

Lid is a Subchapter S corporation owned 100%

The corporation purchased and sold various secuities

during 2011 which are listed below the corporate name The value of the securities are included in the total indicated on line 84 Column C(1)

Note # 3

Explanation Section VII

Item # 98,99,100,205,206,243

These investmennts are worthless as of December 31, 2011. The assets are listed as “Closed” in Column D(1). The date in Column DX2) is December 31, 2011.

The value m Colum D{3) is blank since no value was derived from the worthless investment. .

Note # 4

Explanation Section VII

Item # 181,190,197,198,199,200,201,202,203,204,205,206,207,208,209,210,21 1

is a Managing partner of

LP and

LP. The partnerships have ownership interests

in the companies lised The costs of the ownership interests are included in the Gross value at the end of the reporting period indicated on line # 181

LP Column C(1) and line # 190

LP, Column C(1). In addition,the cost of the the additional investments are

mcluded on line 181- 187 and 190-196 . The mvested companies are listed on lines 197 thur 211. The companies added this year are denoted with an (X) next to

the company name.

Note # 5

Explanation Section V1

Item # 19,20,58,59,62,63,221,222 237,238

The Limited Partnership distributed shares of securities that were purchased and held by the partnership. This infomration is noted as "Distributed * in Column

(1). The date the shares were distributed is listed in Column D(2). The value in Column 1X3) is the distributee's pro rata share of the agusition cots of the assets

by the Limited Partnership, as reported by the General Partner. The transfer relates only to the specific security The entire partnership was not transferred.

Note # 6

Explanation Section VII

Item # 351,352,354,355,356,357,358,359,362,363

These securities were not purchased but were received from time to time as in-kind distributions from the various Limited Partherships. These securities are listed

as "Spinoff" in column D(1). The date in column D(2) is the effective date of the distribution. The Value in Column D (3) is the distributes pro rate share of the

acqusition costs

of the assets by the Limited Partnership, as reported by the General Partner.