Robert Michael Dow jr

Van Eck Global Hard Assets Fund (Y)

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Commuity Bank accounts — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Sold

AST Prudential Growth Allocation Portfolio — None — Sold (part)

AST Prudential Growth Allocation Portfolio — Sold

AST Bond Portfolio 2028 — None — Sold (part)

AST Bond Portfolio 2028 — Sold

AST Capital Growth Asset Allocation Portfolio — None — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Sold

AST RCM World Trends Portfolio — None — Sold (part)

AST RCM World Trends Portfolio — Sold

Harms Bank accounts — Interest

GCG Mutual Fund

American Funds Euro Pacific Growth — None — Distributed

American Funds Fundamental Investors — Int/Div — Distnbuted

American Funds Small Cap World Fund — None — Distributed

American Funds Bond Fund of America — Int/Div — Distnbuted

Amiercan Funds Growth Fund of America — None — Distnbuted

GCG 529 Fund #1

w EuroPacific Growth Fund S29A — Int/Div — Distributed

American Fund New Economy Fund — None — Distnibuted

AMCAP Fund -- 529A — Int/Div — Distnbuted

American Balanced Fund - 529A — Int/Div — Sold (part)

American Balanced Fund - 529A — Distributed

Capital Income Fund -- 529A — Int/Div — Sold (part)

Capital Income Fund -- 529A — Distnbuted

GOOG S29 Fund #2

Amencan Funds Capital World Gil 529A — Int/Div — Sold (part)

American Funds Growth Fund of America $20A — Int/Div — Sold (part)

American Funds Growth Fund of America $20A — Sold (part)

GOOG S529 Fund #3

New Perspective Fund 529A — Int/Div — Sold (part)

American Funds Fundamental Investors <29A — Int/Div — Sold (part)

American Funds Fundamental Investors <29A — Sold (part)

GOOG 529 Fund #4

American Funds SmallCap World Fund S20A — Int/Div — Sold (part)

American Funds Capital Income Builder L20A — Int/Div — Sold (part)

American Funds Capital Income Builder L20A — Sold (part)

TD Ameritrade (HSA Bank) — None

Sauk Valley Community Bank Common Stock — Int/Div

Buffalo International Fund #1449 — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Small Cap Fund — Int/Div — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Buy (add'l)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Northern Inst. Tax - Exempt — None

Securian Rollover IRA Account

Federated Prime Cash Oblig Sve — None — Closed

Invesco Convertible Sec Fund — Int/Div — Sold

Dodge & Cox Intl Fund — None — Sold

Goldman Sachs Mid-Cap Value Fund (Y)

Harbor Int! Fund (Y)

Homestead Value Fund — Int/Div — Sold

JP Morgan Small-Cap Growth Fund — None — Sold

Loomis Sayles Strat Income Fund — Int/Div — Sold

MFS Intl New Discovery Fund (Y)

Northern Small Cap Value Fund — None — Sold

Oppenhemner Developimg Markets — None — Sold

Primecap Odyssey Growth Fund — None — Sold

Principal High Yield Fund Class P — Int/Div — Sold (part)

Principal High Yield Fund Class P — Sold

Prudential Global Real Estate Fund — Int/Div — Sold

T Rowe Price Blue Chip Growth — Int/Div — Sold

Templeton Global Bond Fund Advisor — Int/Div — Sold

Van Eck Global Hard Assets Fund (Y) — None — Sold

Columbia Commodity — Int/Div — Sold

Victory — None — Sold

Dumond Hill — None — Sold

Fidelity Advisor Intl Growth Class — Int/Div — Sold

Ivy Emerging Markets (X) — None — Buy

Ivy Emerging Markets (X) — Sold

Nuveen Small Cap (X) — None — Buy

Nuveen Small Cap (X) — Sold

Virtus Kar Small Cap Growth (X) — None — Buy

Virtus Kar Small Cap Growth (X) — Sold

Alger Small Cap Focus (X) — Int/Div — Buy

Columbia Overseas Value (X) — Int/Div — Buy

Goldman Sachs Int] Sm Cap (X) — Int/Div — Buy

MFS New Discovery Value Fund (X) — Int/Div — Buy

American New World Fund (X) — Int/Div — Buy

T Rowe Price Intnatl Discovery Fund (X) — Int/Div — Buy

Vanguard Intl Growth Port Inv (X) — Int/Div — Buy

Doubleline Low Duration Bond (X) — Int/Div — Buy

Pimco Intl Bd (X) — Int/Div — Buy

Pimco Income Fund Inst Fund (X) — Int/Div — Buy

Vanguard Short Term Invint Grade (X) — Int/Div — Buy

Vanguard Inflation Protected (X) — Int/Div — Buy

Wells Fargo Ultra Short Term (X) — Int/Div — Buy

Western Asset Core Plus Bond Fund (X) — Int/Div — Buy

Ishares Russell 1000 Value (X) — Int/Div — Buy

Ishares Russell 1000 Growth (X) — Int/Div — Buy

Ishares Russell 2000 ETF (X) — Int/Div — Buy

Vanguard FTSE Developed Market (X) — Int/Div — Buy

Vanguard Intl Equity Index Fund (X) — Int/Div — Buy

Vanguard Intl Equity Index Fund (X) — Sold (part)

Sequella, Ine — None

IRX Therapeutics, Inc — None

Jackson National Life Annuity (X)

INL/Amenican Growth (X) — None — Buy

INL/Double Line CAPE (X) — None — Buy

INL/Vanguard Small CoGr (X) — None — Buy

INL/Amernican GlGrowth (X) — None — Buy

INL/MC Hthcare Sector (X) — None — Buy

INL/T.Rowe Price MidCapGr (X) — None — Buy

INL/MC Info Tech Sector (X) — None — Buy

INL/MC Sm Cap Inded (X) — None — Buy

INL/American Global SmCap (X) — None — Buy

INL/WestchesterCupEventDr (X) — None — Buy

Transamerica Life Annuity (X)

TA Jennison Growth (X) — None — Buy

TA Morgan Stanley Capital Growth (X) — None — Buy

TA WMC US Growth (X) — None — Buy

TAT. Rowe Price Small Cap (X) — None — Buy

TA Torrey Concentrated Growth (X) — None — Buy

TA Janus Mid-Cap Growth (X) — None — Buy

American Funds Growth Fund (X) — None — Buy

American Funds Growth - Income Fund 1X) — None — Buy

Director, Arthur J. Schimatt Foundation

Liability — Chase Bank — credit card

Reimbursement — Rata Ariat ad School — CO htt glad 4 Fo EN at complex litigation conference — ae du uke coimiu gue Salted + Shee pe Ey

Reimbursement — Han io a date iinatiiiaaiiabinaait tit Bhi School — ANI Par pe BRC IE BRB ES action conference honoring Judge Posner — TT TI TT 1

Reimbursement — A A ITT _,Y, — CG EAA a pil fads te dant anil confernce on amendments to FRCP — dl ie ¢ Eada sib dhl Saab abe dibs an

Reimbursement — Allegheny County Bar Association — 5/15/1810 5/118 — Pittshurgh, PA — Present speech on amendments to FRCP 23 — transportanon, food, lodging

Reimbursement — School — at complex litigation conference

Spouse's income — 2018 — State of Illinois - mcome as Associate Judge for the 2th Judicial Circuit of Hines

Part IV. (continued)

Source Dates Location Purpose

Items Paid or Provided

6. American Association for Justice 7/9/18 to 7/1HV18 Denver, CO Discussion of possible amendments to FRCP transportation, food, lodging

7. Emory University Law School 8/7/18 to 8/10/18 Atlanta, GA Attend and present at complex litigation conference transportation, food, lodging

8. Lawyers for Civil Justice 9/14/18 Washington, DC Discussion of possible amendments to FRCP transportation, food

9. Umversity of Miami Law School 12/6/18 to 12/8/18 Coral Gables, FL Attend and present at class action conference transportation, food, lodging

Part VII.

1. Lines 4, 16, 22, 30, 34, 38, 61, 113, and 124 are headers.

2. Line 42 is a HSA account tht has a zero balance and will be closed in 2019. I am having difficulty contacting my original contact at TD Ameritrade and may

need to try a general number to close the account.

3. For lines 65, 66, 70, and 79, the (Y) indicates an asset that was closed in 2017 and thus no longer needs to be reported for 2018.

4. For lines, 85, 87, 89, 91-109, 113-123, and 125-132, the (X) indicates new assets acquired (and thus now reportable) for 2018.