John D. Bates

Wells Fargo Account — Interest

Morgan Stanley - IRA - C

Auto Data Proc - Common — Int/Div

Bank of Amer. - Preferred — Int/Div — Buy

Adobe Sys. - Common — None

Apple Inc, - Common — Int/Div

Brighthouse Financial - Common — None — Sold (part)

Cisco Sys, Common — Int/Div

Chevron Corp. Common — Int/Div

CINN Financial Corp. Common — Int/Div

nots Tool Works Common — Int/Div

Dow Chem Common — Int/Div

Clearbridge Energy MLP Fund — Int/Div

Enterprise Prod. - Common — Int/Div

Micro FCS — None — Sold (part)

HP lnc. « Common — Int/Div

Hewlett Packard Enter. - Common — Int/Div

Home Depot - Common — Int/Div

JP Morgan Chase & Co. - Common — Int/Div

Johnson & Johnson « Common — Int/Div

L3 Technologies - Common {formerly known as L3 Communications) — Int/Div

Marriott Int'l - Common — Int/Div

McDonalds - Common — Int/Div — Sold (part)

MetLife «- Common — Int/Div

Morgan Stanley - Common — Int/Div

Vodaphone Group - Common — Int/Div

Ommicon - Common — Int/Div

Pfizer «- Common — Int/Div

Pepsi Co, - Common — Int/Div — Sold (part)

Prmcipal Fin'l - Common — Int/Div

Procter & Gamble - Common — Int/Div

Apollo Inv. Corp. — Interest — Buy

Maiden Hides. NA — Interest — Buy

Maiden Hides. NA — Sold

OSX Corp. - Common — Int/Div — Sold

MS Liquid Asset Fund — Interest

Venzon Common — Int/Div

First TR MLP & ENRG fund — Int/Div

Ishares Russell 2000 ETF — Int/Div

Blackrock « Common — Int/Div

Occidental Petroleum - Common — Int/Div — Buy

Qwest Corp. Cap. Sec — Interest — Buy

DXC Tech — Int/Div — Sold (part)

Morgan Stanley - Jomt

AXA Equitable Life Annuity — None

Chevron - Common — Int/Div

Amer. Tower Corp, - Class — Int/Div — Sold (part)

Barclays Bank - Preferred — Int/Div — Redeemed

Morgan Stanley Cash Fund — Interest

Davita Inc. - Common — None

Electronics for Imagmg - Common — None

Guge. Zacks Adv 34 Unit Inv. Trust — Int/Div — Sold

Guge, Zacks Adv 39 Unit Inv. Trust — Int/Div — Buy

Fiserv Inc. Common — None — Sold (part)

Fiserv Inc. Common — Sold (part)

Fiserv Inc. Common — Sold (part)

Qwest Corp - Common — Int/Div — Sold (part)

Intuit Inc. «- Common — Int/Div

IShares Transporation Average ETF — Int/Div

Deutsche Bank - Common — Int/Div

Powershares Ex-Traded Fund Dynamic Biotech & Genome — Int/Div

Time Warmer - Common — Int/Div — Sold (part)

United Health - Common — Int/Div — Sold (part)

United Health - Common — Sold (part)

United Health - Common — Sold (part)

Bank of America - Common — Int/Div — Buy

Unit AAM Navellier Unit Inv, Tr — Int/Div — Sold (part)

Unit AAM Navellier Unit Inv, Tr — Sold

Unit AAM Navellier Unit Inv, Tr. 119 — Int/Div — Buy

IShares Dow Jones US Health Care Providers Index Fund (X) — Int/Div

Powershares Dynamic Semiconductors xX) — Int/Div

Powershares Dynamic Media Portfolio xX) — Int/Div

IShares NoAm Tech Software Index Fund XxX) — Int/Div

Morgan Stanley - IRA - J

AT&T Inc. «- Common — Int/Div

Lamb Weston Holdings — Int/Div

Centerpoint Energy - Common — Int/Div

Colgate Palmolive - Common — Int/Div

Conagra Foods - Common — Int/Div

IShares TR-DJ Transp. Index Fund — Int/Div

IShares TR Global Ind. Index Fund — Int/Div

Shares Dow Jones US Health Care Providers Index Fund — Int/Div — Buy

IBM - Common — Int/Div

Medtronic «= Common — Int/Div

Powershares Dynamic Semiconductors — Int/Div

Powershares Dynamic Media Portfolio — Int/Div

Energy Select Sector SPDR — Int/Div — Buy

IShares NoAm Tech Software Index Fund — Int/Div

SPDR Index SHS FDS DJ Wilshire Int'l Real Estate — Int/Div — Buy

SPDR Index SHS FDS DJ Wilshire Int'l Real Estate — Buy

SPDR SER TR KBW CAP MKTS ETF — Int/Div

SPDR SER TR KBW BK ETF — Int/Div — Buy

SPDR SER TR KBW INS ETF — Int/Div — Sold

United Tech Common — Int/Div

Vanguard Consumer Staples ETF — Int/Div

Vanguard Health Care ETF — Int/Div — Buy

Vanguard Info Tech ETF — Int/Div

Vanguard Int'l Equity (European) ETF — Int/Div — Buy

shares Russell 2000 ETF — Int/Div

Pepsico « Common — Int/Div

MS Liquid Asset Fund — Interest

TIAA CREF Ret. Acct. (403(B) Plan Growth Annuity) - C — None

Income — 27 — University of Anzona, Rogers School of Law, income tor teaching — S4.000.00

Spouse's income — 2017 — Maret School, Washington DC

Some stock assets in Morgan Stanley - IRA - J (Part VII, lines 82, 85, 86, 88) were transferred to the brokerage account Morgan Stanley - Joint (Part VII, les 70,

71, 72, 73) without liquidation, and thus no transactions are listed for this transfer.