Colleen McMahon

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl's Corp. Com (IRA) — Int/Div

Thomberg Value Fund Class A Mut Fd (IRA) — Int/Div

Morgan Stanley Venture Investors 11 LP (IRA) — None

Kohl's Corp Com (Trust #2) — None — Distributed — Note = 8

Morgan Stanley Venture Investors [11 LP — None

Skyline Venture Partners.L.P — None — Closed

MSCPmIL.P — Distribution — Note #

EEE MA(1998 300,0000) — None

MA (1998 300,000) — None

Northwestern Mututal Life — None

EVILCO Life Insurnace (Trust £ 1) — None

Northwestern Mututal Life (Trust21) — None

Northwestern Mututal Life{ Trust 21) — None

Madison National Life Ins{ Trust # 1) — Interest

CSG Systems International Inc.Com — Int/Div — Buy (add'l)

CSG Systems International Inc.Com — Sold (part)

Summit Mariner, LLC — None

Skyline Venture Partners Qualified Purchase Fund IN — None — Closed

Trident Capital Fund-IV LP — None — Closed

Summit Mariner LLC/AP Morgan Checking — Interest

Rental # 1 JPMorgan Checking — None

Rental #2 New York. NY(1999 S 900.0040) — Reat

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Andex Resources LLC (Y)

Vacant Land mmm . MA (1999'S 425.000 ) — None

Trident Capital Fund V LP — istmbution — Sold (part) — Note #

Trident Capital Fund V LP — Sold (part)

Trident Capital Fund V LP — Sold (part) — Note # 5-to Line # IN9

Linx Partners (Q) LP — None — Sold (part)

Linx Partners (Q) LP — Sold (part)

Grove Capital Commitment Partners LP — None — Sold (part)

Grove Capital Commitment Partners LP — Sold (part)

mmm Golf Partners LLC — None

Silvans Corp Preferred B -N/C -Silvanis Corp-Preferred C-1 — None — Sold (part)

JP Morgan (Checking) — Interest

Omeida Coty NY 6.25% due 06/15 — Interest — Sold (part)

Omeida Coty NY 6.25% due 06/15 — Sold

JK & B Capital IV QIP LP — None — Sold (part)

Perseus Biopharmaceutical Investor LP — None — Buy (add'l)

Perseus Biopharmaceutical Investor LP — Sold (part)

Perseus Biopharmaceutical Investor LP — Sold (part)

Perseus Biopharmaceutical Investor LP — Sold (part) — Note # 5 to Line # 19]

Skyline Venture Partners Qualified Purchaser Fund ITT LP — None

Towerbrook Private Equity Partners Il LP — None — Closed

SPEP Limited Partners LLC (Y)

Grove ll LP — None — Buy (add'l)

JP Morgan Checking( Foundation #1) — Interest

OR Music LLC — None — Closed — Note #29

Capital Income Builders Fd Cl A(IRA) — Int/Div

Kinderhook Capital LP — Distribution — Buy (add'l) — Note #

Kinderhook Capital LP — Sold (part)

Capital World Grth & Income Fd Cl A(IRA) — Int/Div

JP Morgan Tax Free MM Premier Sweep — Interest

Menemsha Captial Partners Lid — None — Note # 2

Capital SLI Group LLC — None

CGI Partners. LP — Distribution — Sold (part) — Note #

Micell Technologies Inc.(Com) — None

Linx Partners II LP — Distribution — Sold (part) — Note #

Linx Partners II LP — Sold (part)

Linx Partners II LP — Sold (part)

Linx Partners II LP — Sold (part)

Lone Cypress Company Lid — Distribution — Sold (part) — Note #

Sentinel Capital Investors [11 LP — istmbution — Sold (part) — Note #

Sentinel Capital Investors [11 LP — Sold (part)

Sentinel Capital Investors [11 LP — Sold (part)

Sentinel Capital Investors [11 LP — Sold (part)

Sentinel Capital Investors [11 LP — Buy (add'l)

SFM Participation 11 LP — Distribution — Buy (add'l) — Note #

SFM Participation 11 LP — Buy (add'l)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Distribution — Sold (part) — Note #

North Salem Acquisition & Development Fund 2005 LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Sold (part)

Thomburg Core Growth Cl A (IRA) — None

Jetblue (Com) — None

383-391 West 12th St LLC — Closed — Note #9

Aisling Capital 11 LP — Distribution — Buy (add'l) — Note #

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part) — Note # 5-To Line €192

By The Way Productions LLC — None

JK &B Capital V LP — None — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Sold (part)

SEEFHLP — None — Buy (add'l)

SEEFHLP — Buy (add'l)

Towerbrook Investors 11 Executive Fund LP — Distribution — Sold (part) — Note #

Towerbrook Investors 11 Executive Fund LP — Buy (add'l)

Towerbrook Investors 11 Executive Fund LP — Sold (part)

Trident VI LP — None

Kinderhook Capital Fund [1 LP — Distribution — Buy (add'l) — Note #

Kinderhook Capital Fund [1 LP — Buy (add'l)

Kinderhook Capital Fund [1 LP — Buy (add'l)

Kinderhook Capital Fund [1 LP — Sold (part)

Kinderhook Capital Fund [1 LP — Sold (part)

Kinderhook Capital Fund [1 LP — Sold (part)

Kinderhook Capital Fund [1 LP — Sold (part)

Kohls Corp (Com). — Int/Div — Buy (add'l)

Kohls Corp (Com). — Sold (part)

KPB Partners LP — Interest

App Orchard LLC — None — Buy (add'l)

App Orchard LLC — Buy (add'l)

App Orchard LLC — Closed — Note #9

App Orchard LLC-Note — None — Closed — Note # 3

Thomburg-Income Builder C1 1 — Int/Div

Thomburg Global Opportunity C1 1 — Int/Div

Thomburg CRE GWT 1 (Trust # 2) — None — Distnbuted — Note #8

Morgan Stanley Bank (Savings) — Interest

Thomburg CRE GWT (IRA) — None

Imavein LLC — None

Ironwood Management Partners Fund 11 LP — None — Buy (add'l)

Linx-Cimarron Energy Co-Invest, LLC — Distribution — Sold — Note #

RGI Partners 11 BLP — istnbution — Note #

RG! Partners Lid — istnbution — Buy (add'l) — Note #

RG! Partners Lid — Buy (add'l)

RG! Partners Lid — Sold (part)

RG! Partners Lid — Sold (part)

SC Capital (P) LP — None — Buy (add'l)

Tailwind Capital Partners LP — Distribution — Buy (add'l) — Note # & Note # 4

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Management LP — Distribution — Sold (part) — Note #

Tailwind Capital Partners (GP) LP — Iistnbution — Buy (add'l) — Note # 1 & Note # 4

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Apex Companies LLC — Note #4

Transit Wireless LLC — Note #4

Hamilton State Bancshares Inc — Note #4

Oceus Networks Inc — Note 2 4

Nautilus Neurosciences Inc — Note #24

Versapharm — Sold — Note #4

Cumberland Consulting Group LLC — Note #4

RE Transportation Inc — Note #4

Brawler Industrial Fabrics — Note #4

Northeast Comm of Wisconsin Inc — Note #2 4

Navagate Inc (Promissory Note) — None — Closed — Note # 3

Ommilink Systems Inc (Ser B Preferred Stock) — None — Sold

Amencan Home Food Products Ine (Com) — None

Perseus Soros Partners — None — Sold (part)

Perseus Soros Partners — Sold (part)

Perseus Soros Partners — Sold (part) — Note #5 to Line # 193

Syndicate Holdings Corp{Com) — None

Perseus Soros BioPharmaceutical Fund LP — None — Sold (part)

Perseus Soros BioPharmaceutical Fund LP — Buy (add'l)

Perseus Soros BioPharmaceutical Fund LP — Sold (part)

Perseus Soros BioPharmaceutical Fund LP — Sold (part) — Note # 5 to Line # RUE

Safe Bulkers Inc{Com) — Int/Div — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

Artisanal Cheese LLC(Bridge Loan) — None

Nassau Point Partners LP — None

Camulos BioEnergy Debt Holdings LLC — None

Camulos BioEnergy Parmers LLC — None

Camulos Fountain Hills Parters LLC (Y)

Camulos Gateway HI Partners LLC — None

Camulos Gateway RH Partners LLC — None

Asling Investors II LP — Distribution — Buy (add'l) — Note #

Asling Investors II LP — Buy (add'l)

Asling Investors II LP — Buy (add'l)

Asling Investors II LP — Buy (add'l)

Asling Investors II LP — Buy (add'l)

Asling Investors II LP — Sold (part)

Asling Investors II LP — Sold (part)

Asling Investors II LP — Sold (part)

Asling Investors II LP — Sold (part) — Note # 5 to Line # 196

Asling Investors II LP — Sold (part) — Note # 5-to Line # 198

Eastern Growth Capital LP — Distribution — Sold (part) — Note #

Eastern Growth Capital LP — Sold (part)

Eastern Growth Capital LP — Sold (part)

Eastern Growth Capital 11 LP — Distribution — Sold (part) — Note #

Eastern Growth Capital 11 LP — Sold (part)

Eastern Growth Capital 11 LP — Sold (part)

Eastern Growth Capital 11 LP(IRA) — Distribution — Sold (part) — Note #

Eastern Growth Capital 11 LP(IRA) — Sold (part)

Eastern Growth Capital 11 LP(IRA) — Sold (part)

Lmx-Metaltech Co Investment LLC — Interest — Sold (part)

Lmx-Metaltech Co Investment LLC — Sold (part)

Lmx-Metaltech Co Investment LLC — Sold (part)

Lmx-Metaltech Co Investment LLC — Sold (part)

Olympus Capital Asia IV LP — None — Buy (add'l)

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Sold (part)

Olympus Capital Asia IV LP — Sold (part)

UBS RMA Tax Free (MM) — Interest

Safe Bulkers Inc (ComXIRA) — Int/Div

Towerbrok Investors 111 Executive Fund LP — Distribution — Sold (part) — Note #

Towerbrok Investors 111 Executive Fund LP — Sold (part)

Towerbrok Investors 111 Executive Fund LP — Sold (part)

Towerbrok Investors 111 Executive Fund LP — Sold (part)

Towerbrok Investors 111 Executive Fund LP — Sold (part)

Inves Van Kampen Equities (401K) NAC Invesco Equity Income FD A — None

Thomburg Intl Val Fd R2(401k) — None — Sold

Morgan Stanley Bank(Saving } Foundation an — Interest

NYS Dormitory 4 % Due 10/1/15 — Interest

NYS Dormitory 5.25 % Due 8/15/15 — Interest

Morgan Stanley Bank (Trust # 2) — None — Distnbuted — Note #2 8

First Republic Bank( Checking )( Trust # 2) — None — Distnbuted — Note #8

First Republic Bank (Checking) — Interest

The West Africa Fund LP — None

NuCana Biomed Ltd (Ordinary Shares) (IRA) — None — Buy (add'l)

Yumsing LLC — None

Corda Bancorp Ser B(Com)(IRA) — None

ConnectEdu Inc{ComNIRA) — None — Closed — Note # 3

Michael Walsdorf- (Indirect Investment 71 Smith Street LLC) — None — Note # 10

MV Beach Stret Realty(Mortgage Note) — None — Redeemed

Beryllium LLC — None

Kinderhook Capital Fund 111 LP — Distribution — Buy (add'l) — Note #1

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Sold (part)

Kinderhook Capital Fund 111 LP — Sold (part)

Ommlink Systems Inc(Bridge Loan) — None — Redeemed

NYS Dormitory 5.25 % Due 5/15/15 — Interest — Sold (part)

NYS Dormitory 5.25 % Due 5/15/15 — Sold (part)

Nuclea Biotechnologies Inc-Convertible Note — None

Cordia Bancorp Inc Ser B (Com) — None

ConnectEDL Ser (Com) — None — Closed — Note # 3

Rapid Ratings Intemational Inc (Com) — None — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

West 12th Street Manager LLC — Closed — Note #9

Parkstone Capital Partners LLC — None — Sold (part)

Parkstone Capital Partners LLC — Sold (part)

Lone Peak Partners Fund LP — None

UBS Bank USA Dep MM (IRA) — Interest

Thomburg Core Growth A (Trust # 2) — None — Distnbuted — Note = 8

NYS Dorm 5.625% Due 6/1/16 — Interest — Sold (part)

Tailwind Capital Group LLC — istrnibution — Note #

Emerald Biostructures Inc.( Loan) — Interest — Redeemed

Empowered World Ventures LLC(Preferred A) — None

CSL Energy Opportunity Fd LP — Distribution — Buy (add'l) — Note #

CSL Energy Opportunity Fd LP — Buy (add'l)

CSL Energy Opportunity Fd LP — Buy (add'l)

CSL Energy Opportunity Fd LP — Sold (part)

CSL Energy Opportunity Fd LP — Sold (part)

CSL Europe Energy Services LP — None

Parkstone Capital Partners 11 LP — istnbution — Sold (part) — Note #

Parkstone Capital Partners 11 LP — Sold (part)

Highland Investment Group LLC — None

Peaks Capital Partners LLC (Promissory Note) — None

NYS Auth Rev Nonst S$ % Due 1V1/14 — Interest — Redeemed

NYS Energy Res & Dev 2.25 % Due 12/1/18 — Interest

Patchogue Metford NY Un 4.25 Due 11s — Interest

Artiman Venture Fund LP — Distribution — (part) — 1 & # 5-To Line 400

Artiman Venture Fund LP — Sold (part)

EOS Sleep Management LLC — Distribution — Note #

OD Funding Partners LLC — None

Prollie Inc (Preferred St) — None — Closed — Note #3

Nextremity Solutions LLC(N/C Nextremity Solutions lnc ) — None

Linx-Ad Co-Invest LLC — Distribution — Sold (part) — Note #

Linx-Ad Co-Invest LLC — Sold (part)

Collision Funding Partners LLC — None

adTheorent Inc Convertible Promissory Note) — None — Buy (add'l)

4DK Technology Inc (Ser B) — None — Sold (part) — Note # 5- to line 402

4DK Technology Inc (Ser B) — Distnbuted — Note # 5 to Line 403

Double Dog Dare MediaLLC (Convertible Promissory Note) — None — Closed — Note # 3

Figue Holdings LLC (Promissory Note) — None

Jonathan Kully (Indirect Investment 71 Smith Street LLCO) — None — Note 2 10)

JustFamily. Com. Incl. Preferred Stock) — None — Buy (add'l)

Kenesto Corp (Preferred C) — None — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

MogilityCapital Fund LP — None

OpenFin Inc (Preferred Stock) — None

Remedy Pharmaceuticals Inc — None — Buy (add'l)

Tyrogenex Iuc.(Ser B Convertible Preferred) — None

XCovery Holdings LLC — None

NYS Dorm 4% Due 7/1/16 — Interest

NYS Mig Auth 1.2 % Due 4/1/16 — Interest

NYS Dorm 4% Due 7/1/17 — Interest

Monroe County NY 4% Due 6/1/15 — Interest

NYS Muni Bd Bank 5% Due 2/15/14 — Interest — Matured

NYS Mig 5% Due 11/1/16 — Interest

Batavia NY 4% Due 3/1/17 — Interest

Dryden NY Cent School 4%Due 6/15/16 — Interest

Rochester NY Unlisted Tax 3.25% Due 21/16 — Interest

NYS Muni Bd 5% Due 5/15/16 — Interest

NYS Mig 2 % Due 4/1/16 — Interest

East Rochester NY 3 % Due 10/20/15 — Interest

Boulder Diagnosticlne (Preferred) — None — Closed — Note #3

Cardflight Inc (Preferred) — None — Buy (add'l)

Fenway HTM Partners LLC — None

FunnelFire Inc (ConvPromissory Note) — None — Buy (add'l)

Gam Fitness Inc{Com) — None — Buy (add'l)

CMNet Inc (D/B/A iSeek Corp) Ser ( (Preferred) — None

Linx RE<Co-lnvest LLC — Interest — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

Lx HI LP — Iistnbution — Buy (add'l) — Note #

Lx HI LP — Sold (part)

Lx HI LP — Sold (part)

Lx HI LP — Sold (part)

Lx HI LP — Sold (part)

Monaco Inc(Conv. Promissory Note) — None

Moolagram Inc (Ser Al Preferred ) — None — Buy (add'l)

Moolagram Inc (Ser Al Preferred ) — Buy (add'l)

Moolagram Inc (Ser Al Preferred ) — Buy (add'l)

Moolagram Inc (Ser Al Preferred ) — Buy (add'l)

Ome Up Games LLC(Note ) — None

Romulus Capital 11 US Feeder LP — None — Buy (add'l)

Storypanda Enterprises Inc(Cony Promissory Note) — None

Tengrade Inc (Preferred) — None — Buy (add'l)

Tengrade Inc (Preferred) — Buy (add'l)

Lmnx-Grammer Co LLC — Distribution — Sold (part)

Lmnx-Grammer Co LLC — Sold (part)

NYS Dorm 4% Due 5/15/17 — Interest

State of NY Thruway 4 % Due 3/15/15 — Interest

Triborough Bridge 5 1/4 % Due 11/15/14 — Interest — Matured

NYS Urban Dev 5% Due 1/1/14 — Interest — Matured

State of NY Dorm $5 % Due 7/1/16 — Interest

Lake Placid NY S % Due 6/15/16 — Interest

Onondaga Cuty NY TR Cult § % Due 1201/15 — Interest

MTA Rev BD 5.5% Due 1/1/15 — Interest

West Seneca NY 4% Due 11/15/17 — Interest

NY NY Ser C 5% Due 8/1/17 — Interest

State of NY Dorm 3% Due ¥1/15 — Interest

Tarrytown NY 4% 4 % Due 5/1/18 — Interest — Buy

Tailwind Capital Partners 11 LP — None — Buy (add'l) — Note #2 11

Tailwind Capital Partners 11 LP — Buy (add'l)

Tailwind Capital Partners 11 LP — Buy (add'l)

Tailwind Capital Partners 11 LP — Sold (part)

Tailwind Capital Partners 11 LP — Sold (part)

Tailwind Capital Partners 11 LP — Buy (add'l)

TowerCo 2013 — Buy — Note # 11

Diamondback Drugs — Buy — Note 2 11]

Long's Drugs — Buy — Note # 11

Uniserv LLC — None — Buy (add'l)

Uniserv LLC — Sold (part)

Trust#4 — Int/Div — Note #7

Safebulkers Inc Ser B 8 % Preferred

Principal Global Diversified Income Fd CI A

Thomburg Income Builders C1

Thormburg Global Opp Fd C1 — Buy

Thomburg Intl Value Fd — Buy

Thomburg Limited Term Inc C1 1 — Buy

UBS Bank USA Dep Account

JP Morgan Checking

Nextremity Solutions Inc (Cony Promissory Note )

EOS Sleep Management LLC

Trust #3 — None — Note #7

Tactics 11 Ser B Preferred — Sold (part) — Note # 5-To Line #168

Tactics 11 Ser B Preferred — Sold

Cellular Dynamics International Inc (Preferred A) — from line 366) — Note #2 6

Cellular Dynamics International Inc (Preferred A) — from line 373) — Note 2 6

Cellular Dynamics International Inc (Preferred A) — from line 375) — Note £6

Cellular Dynamics International Inc (Preferred A) — from line 377) — Note #26

Cellular Dynamics International Inc (Preferred A) — Sold (part)

Tactics 11 Stem Cell Ventures QP LP — Sold (part) — Note # 5-To Line #369

Tactics 11 Stem Cell Ventures QP LP — Sold

Tactics 11 CDI Servies B Investors 111 LLC — Sold (part) — Note # 5-To Line #370

Tactics 11 CDI Servies B Investors 111 LLC — Sold

Tactics Il Venture LP — Sold (part) — Note # 5-To Line 2137

Tactics Il Venture LP — Sold

Tailwind Capital Partners 11 (GP)LP — None — Buy (add'l) — Note #2 11

ARO. — Buy (add'l)

ARO. — Buy (add'l)

ARO. — Sold (part)

Island Air LLC — None

Vonage Holdings Corp{Com) — None — Sold (part)

Vonage Holdings Corp{Com) — Sold (part)

Vonage Holdings Corp{Com) — Sold

The Yard (Promissory Note) — Interest

RG Partners B LP — istnibution — Note #

Qualys Inc (com) — None — from line 30) — Note #26

Qualys Inc (com) — Donated

Quintiles Transnational Holdings Inc (Com) — None — from line 44) — Note #26

Quintiles Transnational Holdings Inc (Com) — from line §7) — Note #2 6

Quintiles Transnational Holdings Inc (Com) — from line 158) — Note #6

Quintiles Transnational Holdings Inc (Com) — from line 163) — Note #6

Quintiles Transnational Holdings Inc (Com) — Donated

Zeltiq Aesthetics Inc (Com) — None — from line 183) — Note #6

Zeltiq Aesthetics Inc (Com) — Donated

Durata Therapeutics Inc (Com) — None — from line 184) — Note #6

Durata Therapeutics Inc (Com) — Donated

Ilnvensense Inc. (Com) — None — from line 267) — Note #6

Ilnvensense Inc. (Com) — Donated

Radius Networks Inc (Com) — None — from line 277) — Note #6

Moolagram Inc (Preferred Ser A-2 ) — None — from line 278) — Note #6

Safebulkers Ser D 8 % Preferred — None — Buy

ChartlQ LLC — None — Buy

Transplant Genomics Inc (Convertible Note) — None — Buy

Transplant Genomics Inc{ Preferred A) — None — Buy

Gravitas Technology Service LLC — Distribution — Buy — Note #

Real Endpoints LLC — None — Buy

Valuestream Development Lab Fund LLC — None — Buy

Romulus Placester Special Opportunity Fd — None — Buy

Grove Hospitality Asia GP LLC — None — Buy

Grove Hospitality Europe GP LLC — None — Buy

Grove Aurelis 11 GP LLC — None — Buy

GN WMC LLC — None — Buy

Romulus Cohealo Special Opportunity Fund Lp — None — Buy

Invesco International Growth A (401k) — None — Buy

Safebulkers Inc (Ser C Preferred) (IRA) — Int/Div — Buy

Safebulkers Inc (Ser D 8 % Preferred) — Int/Div — Buy

NY NY 5% Due 1/17 — Interest — Buy

City of NY 5% Due 1/15/19 — Interest — Buy

NY S Urban Dev 5 % Due 3/15/18 — Interest — Buy

NYC NY TRans 5% Due 11/1/19 — Interest — Buy

Met Trans Authority $ % Due 11/15/18 — Interest — Buy

NYS Dorm § % Due 2/15/17 — Interest — Buy

NY NY Unlimited Tax 5 % Due 8/1/18 — None — Buy

NYS Thruway Auth 4 % Due 1/1/17 — None — Buy

NYS Thruway 5 % Due 5/1/19 — None — Buy

NYS Thruway 5 % Due 5/1/19 — Buy (add'l)

NYS Dormatory § % Due 7/1/18 — None — Buy

NYS Dommatory 5 % Due 3/15/19 — None — Buy

Nassau County NY 5 % Due 10/1/19 — None — Buy

Rochester NY 4% Due 2/15/19 — None — Buy

Personalized Cancer Therapy Inc (Com) — None — Buy

Romulus ELC B3 Special Opportunity LP — None — Buy

Prospect Hill Association (Short term loan) — Interest — Buy

Prospect Hill Association (Short term loan) — Sold (part)

Prospect Hill Association (Short term loan) — Redeemed

Sommetrics. Inc (Preferred Ser B) — None — Buy

RetSKU Inc (Senior Convertible Note) — None — Buy

Sensai Corp (Convertible Note) — None — Buy

Cycle Pharmaceuticals LTD (Ser A Shares) — None — Buy

Free ATM Inc (Ser A Preferred) — None — Buy

Engage Simply Inc (Convertible Note) — None — Buy

Build and Imagine LLC — None — Buy

Call Rail Investors LLC — None — Buy

Apprennet LLC — None — Buy

Linx-Transpro Co-Invest LLC — None — Buy

Vocalocity Inc (X) — None — Sold — Note # 12

Tidewater Acquisition Inc (X) — None — Sold — Note # 12

Thompson Trucking Inc (X) — None — Sold — Note # 12

Linx-Gullett Co<Invest LLC — Distribution — Buy — Note #

Linx-Gullett Co<Invest LLC — Buy (add'l)

Linx-Gullett Co<Invest LLC — Sold (part)

Linx-Gullett Co<Invest LLC — Sold (part)

Linx-Gullett Co<Invest LLC — Sold (part)

Linx-Gullett Co<Invest LLC — Sold (part)

Linx-Gullett Co<Invest LLC — Sold (part)

Trustee, Foundation #1

Director-Inactive, Music Bridges Internatinal Inc

Advisory Council, Ohio State University

Liability — Internal Revenue Service — Federal Income Taxes

Liability — New York State Income Tux — State Income Taxes

Spouse's income — 2014 — CSG Systems Inc-Director Fee

Spouse's income — 2014 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2014 — Tarlwind Capital Group-Managing Director

Spouse's income — 2014 — Safe Bulkers Inc <Director Fee

Spouse's income — 2014 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2014 — Linx Partners LLC Director Fee

Spouse's income — 2014 — Morgan Stanley-Pension Income

Note # 10

Explanation Section VII

Item # 222,281

The loans reported on the prior reports were indirect invesmtments by the Judge' SIN in 71 Smith Street LLC. The amounts will be repaid from future

distributions made by the partnership .

See Note # 11

Explanation Section VII

Item # 343-351 379-382

The Judge's JEN is @ Managing Partner of Tailwind Capital Partners 11 LP and Tailwind Capital Partners 11 (GP) LP. The partnerships have ownership interests

in the companies listed (349-351). The cost of the ownership interests are included in the Gross Value at the end of the reporting period indicated on line # 343 &

379, Column C(1).

The purchase of the companies listed are included in the parmers capital contributions listed on line # 343-346 and 379-381 in section D2) and D(3).

Note # 12

Explanation Section VII

Item # 449,450,451

Escrow income subject to various contingencies was received in 2014. The applicable securities were sold in prior years. The cost of the securities wus zero.