John James McConnell jr

Brokerage Account #1 (H)

Wells Fargo Money Fund — Interest

Actavis — None — Buy

Actavis — Buy (add'l)

Altera Corp — Int/Div

Apple Inc — Int/Div — Buy (add'l)

Apphed Materials Inc — Int/Div — Buy

CBOE Holdings Inc — Int/Div — Buy

Celgene Corp — None — Buy

CME Group — Int/Div

EMC Corp Mass — Int/Div

Fireeye Inc — None — Buy

Global X — Int/Div — Buy

Express Scripts Hldg Co — None

Intel Corp — Int/Div

Ishares Tr Russell 2000 Index Fd — Int/Div — Sold (part)

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductors — None — Buy

Powershare Golden Dragon — Int/Div — Buy

Proshares Trust ETF Short 20+ Yr Treasury — Int/Div — Sold

Qualcomm Inc — Int/Div

SPDR Gold Trust — Int/Div

SPDR S&P Biotech ET — Int/Div — Buy (add'l)

SPDR S&P China — Int/Div — Buy

SPDR S&P Midcap 400 Trust Series N — Int/Div

SPDR S&P 500 Trust — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker Corp — Int/Div — Buy

Stryker Corp — Buy (add'l)

United Natural Foods Inc — None — Buy

Vanguard MSC Emerging Markets — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market — Int/Div — Sold

Vanguard Total World Stock Index Fund — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

Zimmer Holdings — Buy (add'l)

Xilinx Inc — Int/Div

Family Trust #1 (H)

Wells Fargo Money Fund — Interest

Altera Corp — Int/Div

Actavis — None — Buy

Apple Inc — Int/Div — Buy (add'l)

Applied Materials Inc — Int/Div — Buy

CBOE Holdings Inc — Int/Div — Buy

Celgene Corp — None — Buy

CME Group — Int/Div

EMC Corp Mass — Int/Div

Express Scripts Hldg Co — None

Fireeye Inc — None — Buy

GlobalX — Int/Div — Buy

Intel Corp — Int/Div

ISHRS Russell 2000 Index — Int/Div — Sold (part)

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductors — None — Buy

Powershares Golden Dragon — Int/Div — Buy

Proshares Trust Short 20+ Yr Treasury — Int/Div — Sold

Qualcomm Inc — Int/Div — Sold (part)

SPDR Gold Trust — Int/Div

SPDR S&P S00 Trust — Int/Div — Sold (part)

SPDR S&P S00 Trust — Sold (part)

SPDR S&P Biotech — Int/Div — Buy (add'l)

SPDR S&P China — Int/Div — Buy

SPDR S&P Midcap 400 — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker — Int/Div — Buy

Stryker — Buy (add'l)

United Natural Foods Inc — None — Buy

Vanguard MSCI Emerging Markets — Int/Div

Vanguard S&P 500 ETF — Int/Div

Vanguard Total Stock Market E11 — Int/Div — Sold

Vanguard Total World Stock Index Fund — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

Zimmer Holdings — Buy (add'l)

Xilinx In¢ — Int/Div

Family Trust #2 (H)

Wells Fargo Money Fund — Interest

Actavis — None — Buy

Actavis — Buy (add'l)

Altera Corp — Int/Div

Apple Inc — Int/Div — Buy (add'l)

Apphed Materials Inc — Int/Div — Buy

CBOE Holdings Inc — Int/Div — Buy

Celgene Corp — None — Buy

CME Group — Int/Div

EMC Corp Mass — Int/Div

Express Scripts Hldg Co — None

Fireeye Inc — None — Buy

Global X — None — Buy

Intel Corp — Int/Div

ISHRS Russell 2000 Index — Int/Div — Sold (part)

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductors — None — Buy

Powershares Golden Dragon — Int/Div — Buy

Proshares Trust Short 20+ Yr Treasury — Int/Div — Sold

Qualcomm Inc — Int/Div

SPDR Gold Trust — Int/Div

SPDR S&P Biotech — Int/Div — Buy (add'l)

SPDR S&P China — None — Buy

SPDR S&P Midcap 400 — Int/Div — Sold (part)

SPDR S&P S00 Trust ETF — Int/Div — Sold (part)

SPDR S&P S00 Trust EFT — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap ETF — Int/Div

Stryker — Int/Div — Buy

Stryker — Buy (add'l)

United Natural Foods Inc — None — Buy

Vanguard Mid Cap ETF — Int/Div

Vanguard MSCI Eafe EFT — Int/Div

Vanguard S&P 500 ETF — Int/Div

Vanguard Total Stock Market ETr — Int/Div — Sold

Vanguard Total World ETF Stock Index Fd — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

Zimmer Holdings — Buy (add'l)

Xilinx Inc — Int/Div

IRA 21 (H)

Wells Fargo Cash — Interest

Actavis — None — Buy

Apple Inc — Int/Div — Buy (add'l)

Applied Materials Inc — Int/Div — Buy

CBOE Holdings Inc — Int/Div — Buy

Celgene Corp — None — Buy

CME Group — Int/Div

EMC Corp Mass — Int/Div

ETFS Platinum Trust Shs Ben Int ETF — None

Express Scripts Hldg Co — None

Fireeye Inc — None — Buy

Global X Funds ET — None — Buy

Intel Corp — Int/Div

Ishares NYSE Composite Index — Int/Div — Sold

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSCI Emergmg Mkts Index Fd — Int/Div

Ishares NASDAQ Biotech — None — Buy

Ishares US Broker Dealers — Int/Div — Buy

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductore — None — Buy

Potash Corp of Saskatchewan Inc — Int/Div

Powershares Golden Dragon China — Int/Div — Buy

Proshares Trust Short 20+ Treasury — Int/Div — Sold

Guggenheim S&P S00 Equal Wghted Index Fd fka Rvdex — Int/Div

SPDR Gold Trust — None

SPDR S&P Biotech — Int/Div — Buy (add'l)

SPDR S&P China — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker — Int/Div — Buy

United Natural Foods — None — Buy

Vanguard Intl Eqty Index Gds GRSE All World Ex US — Int/Div — Sold

Vanguard Mid Cap — Int/Div

Vanguard MSCI ETF Emerging — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

IRA #2 (H)

Wells Fargo Money Fund — Interest

Actavis — None — Buy

Apple Inc — Int/Div — Buy (add'l)

Apphed Materials — Int/Div — Buy

CBOE Holdings Inc — Int/Div — Buy

Celgene Corp — None — Buy

CME Group — Int/Div

EMC Corp Mass — Int/Div

Express Scripts Hldg Co — None

ETFS Platinum Trust Shs Ben Int ETF — None

Fireeve Inc — None — Buy

Global X — None — Buy

Intel Corp — Int/Div

Ishares NASDAQ — None — Buy

Ishares NYSE Composite Index — Int/Div — Sold

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSC Emerging Mkts Index Fd — Int/Div

Ishares US Brokers Dealers — Int/Div — Buy

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductors — None — Buy

Potash Corp of Saskatchewan Inc — Int/Div

Proshares Trust Short 20+ Yr Treasury — Int/Div — Sold

Guggenheim S&P S00 Equal Wghtd Index Fd fka Rydex — Int/Div

SPDR S&P Biotech — Int/Div — Buy (add'l)

SPDR S&P China — None — Buy

SPDR Gold Trust — None

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker Corp — Int/Div — Buy

United Natural Foods — None — Buy

Vanguard Intl Eqty Index Gds GRSE All World Ex US — Int/Div — Sold

Vanguard Mid Cap — Int/Div

Vanguard MSC1 EAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

IRA #3 (H)

Wells Fargo Money Fund — Interest

Actavis — None — Buy

Actavis — Buy (add'l)

Altera Comp — Int/Div

Apple Inc — Int/Div

Applied Materials — Int/Div — Buy

CBOE Holdings Corp — Int/Div — Buy

Celgene Corp — None — Buy

LME Group — Int/Div — Buy (add'l)

EMC Corp Mass — Int/Div

ETFS Platinum Trust Shs Ben Int ETF — None

Express Scripts Hldg Co — None — Buy (add'l)

Fireeye Inc — None — Buy

Global X — None — Buy

Intel Corp — Int/Div

Ishares NYSE Composite Index — Int/Div — Sold

Ishares Russell Microcap Index Fund — Int/Div — Sold

Ishares TR MSC Emergmg Mkts Index Fd — Int/Div

Johnson & Johnson — Int/Div

Johnson & Johnson — None — Buy

NXP Semiconductors — None — Buy

Potash Corp of Saskatchewan Inc — Int/Div

Powershares Golden Dragon — Int/Div — Buy

Proshares Trust Short 20+ Yr Treasury — None — Sold

Guggenheim S&P 500 Equal Wghtd Index Fd fka Rvdex — Int/Div

Qualcomm Inc — Int/Div

SPDR Gold Trust — None

SPDR S&P Biotech — Int/Div — Buy (add'l)

SPDR S&P China — None — Buy

SPDR S&P China — Buy (add'l)

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Sold (part)

Stryker Corp — Int/Div — Buy

Stryker Corp — Buy (add'l)

United Natural Foods — None — Buy

Vanguard Intl Eqty Index Gds GRSE All World Ex US — Int/Div — Sold

Vanguard Mid Cap — Int/Div — Sold (part)

Vanguard MSC EAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div — Sold

Walmart — Int/Div — Buy

Whole Foods Market — Int/Div — Buy

Zimmer Holdings — Int/Div — Buy

Zimmer Holdings — Buy (add'l)

Xilinx Inc — Int/Div

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank Rl Accounts #3 — Interest

Navigant Credit Union — Interest

Alliance Capital 529 College Fund #2 (H)

CBF Portfolio 1996-98 ALT RA — Int/Div

Catalist LLC — Interest

DSF Capital Partners 111 LP — Distribution

DSF Capital Partners 1V LP — Int/Div

MetLife Universal Life — None

Sun Life Universal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

U.S. Savings Bonds — Interest

Martha's Vinevard Colonial Inn LLC — Interest

Charlestown, Rhode Island, Rental Property xX) — Rent

Officer and Board Member, Crossroads RI

Member, Marthas Vineyard Colomal Ion LLC

3.5/1322011, Assignement of Membership Interests in Motely Rice LLC and Mutual Release (see Section VII for further details)

Board Member, Trinity Repertory Company

Trustee, Family Trust #1]

Trustee, Family Trust #2

Board Member, Downtown Providence Parks Conservancy

Chair, Selection Committee, Hassenfeld Family Foundation, RI Public Interest Service Fellowship

Agreement — 11730:2003 — Ness Motley, PA. (wW/k/a MRRM, PA.) Employment and Compensation Agreement (see Section VII for further details)

Agreement — 5/13/2011 — Assignment of Certain Rights in MRRM, PA. (see Section VIII for further details)

Liability — American Express — Credit Card

Income — 112312004 — Deferred Compensation, MRRM PA — $2.468.324.00

Income — 123172014 — Rental Income, Charlestown, RI — SRO, 300.00

Part II Agreements

A) Ness Motley, P.A. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, PA. (f/k/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attorey signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, PA, dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above,

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J, McConnell, Jr and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain Laibilities upon resignation of employment by John J.

McConnell, Jr.