Leo Landsen King

2013Annual

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Pull out the substance of this filing.

What was filed

  • 258

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Sherman, Carter, Bamhart, PSC, Salary

As filed

TRLST #1 — hy

Paducah Bank and Trust, Checking Account — Interest

BROKERAGE ACCOUNT #1

Wells Fargo Money Market Account — Interest

AT&T Stock — Int/Div

Abbot Laboratories Stock — Int/Div

Abbvie Inc Stock — Int/Div — from line $)

Archer Daniels Midland Stock — Int/Div

Bristol Myers Squibb Stock — Int/Div

Cegene Corp Stock — Int/Div

Chevron Corp Stock — Int/Div

Comcast Corp Stock — Int/Div

Coming Inc Stock — Int/Div

Darden Restaurants Stock — Int/Div

Disney Stock — Int/Div

Exxon Stock — Int/Div

GE Stock — Int/Div

General Mills Stock — Int/Div

Halliburton Co Stock — Int/Div

Hasbro Inc Stock — Int/Div

Intell Corp Stock — Int/Div

IBM Stock — Int/Div

McCormick & Co Inc Stock — Int/Div

Merk & Co. Stock — Int/Div

Microsoft Stock — Int/Div

Oracle Corp Stock — Int/Div

PNC Financial Services Stock — Int/Div

Nuveen Invt Fds Inc Real Estate Secs Fund CIA — Int/Div — Buy

PIMCO All Asset Authority Fund Class ( — Int/Div

PIMCO FD PAC INVT MGMT, All Asst Fund Class C — Int/Div

Principal Invs Fd Real Estate Secs Fd C1 A — Int/Div — Buy

Principal Global Div Income Fd — Int/Div

Proctor & Gamble Stock — Int/Div

Southern Company Stock — Int/Div

Nodatone Group Stock — Int/Div

Amer Exp Centurion Bk CD, Salt Lake City, UT — Interest

Louisville/lefferson Cnty Ky Metro Gt Pkg ath riv fr city — Interest

Paducah Ky Elec Plant Brd Rev Ser A B/E Assured GURA CPN — Interest — Redeemed

Shelby Cnty Ky sch dist fin corp sch bldg rev bie — Interest

Sallie Mae Bank CD, Murray UT — Interest — Redeemed

Furst Trust Portfolios Dividend Income Trust Seires — Interest

BROKERAGE ACCOUNT #2

Artisan Partners FDS Small Cap FDS — Int/Div — Sold (part)

Dodge & Cox FDS, Intl Stk Fd — Int/Div — Sold (part)

Dodge & Cox FDS, Intl Stk Fd — Buy (add'l)

First Eagle Funds Sogen Overseas Fund — Int/Div — Buy (add'l)

First Eagle Funds Sogen Overseas Fund — Buy (add'l)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Int/Div — Buy (add'l)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Buy (add'l)

Harbor Fund Cap, Appreciation Fd Inst] Cl — Int/Div — Sold (part)

S10. — Buy (add'l)

Harris Assoc Invt Tr Oakmark Equity and Income FD — Int/Div — Buy (add'l)

Janus Invt Fd, small cap value fd ¢l — Int/Div — Sold (part)

Janus Invt Fd, small cap value fd ¢l — Buy (add'l)

Janus Invt Fd, small cap value fd ¢l — Buy (add'l)

Janus Invi Fd, flexible bd 1d class — Int/Div — Buy (add'l)

Janus Invi Fd, flexible bd 1d class — Buy (add'l)

Metropolitan West Funds total return bd fd ola — Buy (add'l)

Wells Fargo Money Mrkt Account — Buy

Davis New York Venture, Fund inc cl v — Int/Div — Sold (part)

Wells Fargo FDS Emerging Mrkts Equity — Int/Div — Buy (add'l)

Wells Fargo FDS Emerging Mrkts Equity — Buy (add'l)

PIMCO Fds Pac Invt, mgmt ser-commodity real retum — Int/Div — Buy (add'l)

PIMCO Fds Pac Invt, mgmt ser-commodity real retum — Buy (add'l)

Pioneer Ser TR Pioneer Oak Ridge Small Cap Growth Fund — Int/Div — Sold (part)

Pioneer Ser TR Pioneer Oak Ridge Small Cap Growth Fund — Buy (add'l)

Dreyfus, Emerging Mrkts Fd ¢l 1 — Int/Div — Buy (add'l)

Dreyfus, Emerging Mrkts Fd ¢l 1 — Buy (add'l)

RS Invt Tr, Value Fd ¢l v — Int/Div — Sold (part)

T Rowe Price Real Estate. Fund Inc — Int/Div — Buy (add'l)

T Rowe Price Blue Chip, growth fd — Int/Div — Sold (part)

T Rowe Price Blue Chip, growth fd — Buy (add'l)

T Rowe Price Blue Chip, growth fd — Buy (add'l)

Rowe T Price Mid-Cap. growth fd inc — Int/Div — Sold (part)

Rowe T Price Mid-Cap. growth fd inc — Buy (add'l)

IRA #1 — Int/Div

Europacific Growth Fd, ¢l A

Growth Fund America, Cl A

New Economy Fund SBI C1 A

Smallcap World Fd A

Wash Mut! Invs Fd Inc. C1 A

IRA #2 — Int/Div

Artisan Partners FDS Small Cap FDS — Sold (part)

Artisan Partners FDS Small Cap FDS — Sold (part)

Blair William Fds. Intl Growth Fd C1 1 — Sold (part)

Blair William Fds. Intl Growth Fd C1 1 — Sold (part)

Delaware Group Adviser Fds Inc, US Growth — Buy (add'l)

Delaware Group Adviser Fds Inc, US Growth — Sold (part)

Highmark FDS Geneva Md Cap Growth — Sold

kBaton Vance Globa, Macor Absolute Return Fd — Sold

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Buy (add'l)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Sold (part)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Sold (part)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Buy (add'l)

Goldman Sachs Tr, Finl Square Treas Instrs Fd — Buy (add'l)

John Hancock FDS 11 Global Absolute Return FD — Buy

Harris Assoc Invt Tr, Oakmark Imtl Fd C1 1 — Sold (part)

Harris Assoc Invt Tr, Oakmark Imtl Fd C1 1 — Sold (part)

Highland Long/short Equity Fund Clauss Z — Sold

Pyxis Long/Short Equity Fund

Hotchkis & Wiley Fds, Mid Cap Value Fd Cll — Sold (part)

Hotchkis & Wiley Fds, Mid Cap Value Fd Cll — Sold (part)

Janus Invt Fd, Flexible BA Fd C1 — Sold (part)

Mainstay FDS TR Marketfield Fd — Buy

John Hancock Funds 11, Currency Srategies Fd — Sold

JP Morgan TR 1, US Large Cap Core Plus Fd — Buy (add'l)

JP Morgan TR 1, US Large Cap Core Plus Fd — Sold (part)

Neuberger Berman Alternative Fds Long Short Fd — Buy

Blackrock FDS Emerging MKT Long/Short Equity FD

Putnam Absolute Return — Sold (part)

Heartland Value Plus FD — Sold (part)

Heartland Value Plus FD — Sold (part)

Oppenheimer Dev Mkts, CL Y — Sold (part)

PIMCO Fds Pac Invt, Mgmt ser total Return Fd

PIMCO Fds Pac Invt, Mgmt ser-commaodity Real Return — Buy (add'l)

Dreyfus, Emerging Mkts Fd, C1 — Sold (part)

T Rowe Price Real Est

TCW Fds Inc Relative, Value Lrge Cap Fd Cl — Buy (add'l)

Natixis Fds Tr II, Asg Mngd Futures Strategy Fd

Bond Fund of America, C1 A

Capital Income Bldr, C1 A

Europacific Growth Fd, C1 A

Growth Fund America, C1 A

Investment Co America CL A

TRUST #2 — Int/Div

Well Fargo Money Mrkt Account — Buy

Bond Fund of America, C1 A

Capital Income Bldr, C1 A

Europacific Growth Fd,, C1 A

Growth Fund Amenca, C1 A

Investment Co America, C1 A

401k) #1

American Funds Income Fad R23 — Int/Div

Royal Crown Bottling Corp (2011 Appraisal) — Distribution

RC Transportation Co. (2010 Appraisal} — Distribution

Rental Agricultural Property, Henderson County, Kv (548.111) — Reat

POP Investments, LLC (Aggregate Ownership Arrangement) — Int/Div

Axis Capital Holdings LTD Stock — Buy

Agilent Technologies Stock

Alliant Corp Stock — Buy

Amzn Stock

Apple Inc. Stock

Autozone Inc Stock — Buy

Atmel Corp Stock — Sold

Caterpillar Inc Stock

Celgene Corp Stock

Centurylink Inc Stock

Chevron Corp Stock

Clorox Co Stock

Coca Cola Co Stock

ConocoPhillips Stock

Deere & Co Stock

Du Pont E De Nemours & Co Stock — Sold

Duke Energy Corp Stock

East West Bancorp Inc Stock

Exxon Mobil Corp Stock

FMC Technologies Inc. Stock — Buy

FMC Technologies Inc. Stock — Buy (add'l)

F5 Networks Inc — Buy

Freeport-Mcmoran Copper and Gold Stock — Sold

General Electric Co Stock

Cnlead Scwences Inc Stock

HDFC Bk Ltd Stock — Sold

Intel Corp Stock

1BM Stock

JP Morgan Chase & Co. Stock

Johnson & Johmson Stock

Joy Glob! Inc. Stock — Sold

Laboratory Corp Amer Hidgs Stock

McDonalds Corp Stock

Merk & Co. Inc Stock

National-Oilwell Inc. Stock

Novartis A G Stock

Occidental Pete Corp Stock

Oracle Corp Stock

PNC Financial Services Group Stock

Procter & Gambile Co

Qualcomm Inc Stock

Rockwood Holdings Inc Stock

SBA Communications Corp Stock — Buy

Schlumberger LTD Stock — Sold

Spectra Energy Corp

Tupperware Brunds Corp. Stock

US Bankcorp Del Stock — Buy

US Bankcorp Del Stock — Buy (add'l)

Vanguard Small Cap Value ETF

Virtus Insight Stock

HCP Inc. Stock

Washington Real Estate Invt Tr — Sold (part)

Washington Real Estate Invt Tr — Sold

Fifth Third Banksafe Trust Money Market Acct

TRLST #3 — Int/Div

Fifth Third Banksafe Trust Money Market Account

General Electric Capital Corp Bond — Redeemed

Ishares Barclays Tips Bond Fund

US Treasury Infl IX Bond — Sold (part)

Wells Fargo Cap XII Pfd Trups Bond — Redeemed

Marvell Technology Group Stock — Sold

Axis Capital Holdings Stock — Buy

Accenture PLC Class A Stock — Buy

AT&T Stock

Abbott Labs Stock

Abbvie Inc Stock — from line 204)

Alliant Corp Stock — Buy

Amazon Comm Inc. Stock

Apple Inc Stock

Atmel Corp Stock

Autozone Inc Stock — Buy

CVS/Caremark Corp Stock

Caterpillar Inc Stock

Celgene Corp Stock

Centurvlink Inc Stock

Chevron Corp Stock

Citigroup Inc Stock

Coca Cola Co Stock

Conoco Phillips Stock

Deere & Co Stock

Diamond Offshore Drilling Inc Stock — Sold

Du Pont De Memours & Co Stock — Sold

Ecolab Inc Stock

Exxon Mobil Corp Stock

Federated Kaufmann Sm Sm Cap A

Freeport-McMoran Copper & Gold Stock — Sold

Gilead Sciences Inc Stock

HDFC Bk Ltd Stock — Sold

Johnson & Johnson Stock

Laboratory Corp Amer Hldgs Stock

McDonalds Corp Stock

Medtronic Inc. Stock

Merk and Co Inc. Stock

Microsoft Corp Stock

Microchip Technology Inc Stock — Sold

National-Oilwell Inc Stock

Nextera Energy Inc Stock

Novartis A G Stock

Occidental Pete Corp Stock

Oracle Corp Stock

Procter & Gamble Stock

Qualcomm Inc Stock

Target Corp

Templeton Global Invt Tr Frontier Markets FD

Tupperware Brands Corp Stock

US Bancorp Del Stock — Buy

US Bancorp Del Stock — Buy (add'l)

Vanguard Dividend Appreciation ETF

Vanguard Small Cap Value

Verizon Communications Stock

Virtus Insight TR Emerging Mkts

Wisdomtree Dieefa H'Y Eq Fund

Goldman Sachs TR Satellite Strategies Port

PIMCO All Asset all Auth Fund

HCP Inc

Ing Intl Real Estate Cl

SPDR Dow Jones Global Real Estate ETF

Schwab 1000 Index Fund

Walter Energy Inc Stock — Sold

SPDR Gold Trust — Sold

Washington Real Estate Invt Trust — Sold

Spouse's income — 2013 — Sherman, Carter, Bamhart, PSC, Salary

Line 225 of my 2012 disclsoure erroneously stated "Sold (part)". It should have stated "Sold". All ownership interest in Frontier Communications Corp Stock was

sold on July 2, 2012, and is not listed in my 2013 disclosure.

Line 97: 1 inadvertently omitted Highland long/short equity fund from my 2012 disclosure. It was purchased on September 10 2012 (value code J), and additional

shares purchased on December 17, 2012 (Value Code J).

Lines 258, 259 and 260 of this Amended Disclosure list 3 assets sold im 2013 that | neglected to include in my 2013 annual report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Leo Landsen King | Frix