P. Kevin Castel

Brk Act #1 Fidelity Capital Apprec'n Mutual Fd FDCAX — Int/Div — Buy (add'l)

Brk Act #1 Fidelity Cash Reserves FDRXX — Int/Div

Brk Act #1 Fidelity Asset Manager Mutua) Fd FASGX™ — Int/Div

Brk Act #1 Fidelity Aggressive Growth Mutual Fd FAMRX — Int/Div

Brk Act #1 Fidelity Balanced FBALX — Int/Div

Brk Act #1 Ishares Treas Inflation Prot TIP — Int/Div — Buy

Same line 6 above — Buy (add'l)

Brk Act#] Ishares S&P Mid Cap 400 Growth UK — Int/Div — Buy

Brk Act #4 First Eagle Overseas Fund Class A — Int/Div

Brk Act #4 LM SB Appreciation Fd CL AlPart VIII — Int/Div

Brk Act #4 LM ‘SB Large Cap Grwth FD CLA — None

Brk Act #4 Morgan Stanley NY Muni Money Mkt FACL A — Interest

Brk Act 24 VFH — Int/Div

Brk Act #4 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest — Redeemed

Brk Act #4 NYC GO Ser J 4/13 — Interest — Redeemed

Brk Act 24 Buffalo NY Ser B $.175/13 12 — Interest — Redeemed

Brk Act #4 Nassau Cty IFA Ser A 5/13 — Interest — Redeemed

Brk Act #4 NYC GO Ser A 4/13 — Interest — Redeemed

Brk Act #4 NYC Ser A GVO 43/14 — Interest — Redeemed

Bk Acts NYC GOSer145/1413 — Interest — Redeemed

Brk Act 24 West Seneca Cent Sch 4125/14 — Interest

Bk ACtHANYC GO SerG 4/14 — Interest

Brk Act #4 LI Pwr Au LIPA 4/15 — Interest

Brk Act#4 NYC Trans Fin 4/15 — Interest

Brk Act #4 NYS Dorm Pres 4.2/15 14 — Interest

Brk Act #4 NYC Ser C 5.25/15 14 — Interest

Brk Act #4 NY NY Ser) 5.25/16 — Interest

Brk Act #4 NYS Env Fac Corp St Clean Wir £17 — Interest — Redeemed

Brk Act 24 Ventor City NJ Ser C 4/17 — Interest

Bk Act NYC GO Ser0S8/17 18 — Interest

BRAC INYSThruH& BS/IS 1S — Interest

Bik Act #4 NYC GO Ser Al 5/1817 — Interest

Brk Act #4 NY NY RFDG Ser 15/18 14 — Interest

Brk Act #4 NYC TFA FUT TAX FGIC SECD Ser E S25/18 1} — Interest — Redeemed

Brk Act #4 New York NY City HSG Des Corp MultiFam 5.35/18 — Interest

Brk Act 24 LIPA NY Elec Sys Ser E 5/18 — Interest

Brk Act #4 NYS Thruway Au Gen Rev Ser HS9 — Interest

Brk Act 24 NJ Econ Dev Ser O 5/19 — Interest

Brk Act 24 PR Muni Ser C 5.25/19 — Interest

Brk Act 24 NYC TFA Ser Al 5/19 16 — Interest

Brk Act 24 PR Sales Tax 4.625/19 — Interest

Brk Act 24 NJ Trans 5/19 1S (Part VII) — Interest

Brk Act #4 Metro T SPTN Au NY TSPN REV SER A A520 — Interest

Brk Act #4 NYC GO Ser A 5720 16 — Interest

Brk Act 24 LIPA Ser E 5/20 16 — Interest

Brk Act #4 Lacey Township NJ BRD ED SCH 3.25/20°19° — Interest

Brk Act #4 NIST TFA SerD S20015 — Interest

Brk Act 24 NY St Dorm $2118 — Interest

Brk Act #24 NJ) High Ed 4.5221 — Interest — Sold (part)

Brk Act #4 NY Gen Oblig BDS-G1 5.5/21 — Interest

Brk Act #4 NYC Trans F/A Rev 13 $2521 — Interest — Redeemed

Brk Act #4 NYS Pers Inc Tax 5/21 16 — Interest

Brk Act #4 New York NY Ser A CIFG TCRS 521 — Interest

Brk Act #4 NJ Econ DVA Rev Sch Fac 452 — Interest

Brk Act #4 New York City GAO Ser A 5/22 — Interest

Brk Act 24 Monroe Cnty IDA 5/22 — Interest

Brk Act #4 Port Auth NY NJ Cons Rev £2215 — Interest

Brk Act 24 NJ Trans 5.25/23 — Interest

Brk Act #4 NJ State Trans 5.25/23 — Interest

Brk Act #4 NJ Economic Dev Au Sch Constr Ser 0 5.25/23 — Interest

Brk Act #4 PR Elec Pwr Rev RFDG Ser PP 23 — Interest

Brk Act #4 NY Gen Oblig BDS E 6/23 — Interest

Brk Act #4 Triborough Bridge & T Au Ser Ds” — Interest

Brk Act #4 Triborough Bridge & T Au Ser Ds — Interest — from line 63)

Brk Act #4 NJ Econ Dev 5.2524 "15 (Part Vii — Interest

Brk Act 24 NJ State Trans 5/24 — Int/Div

Brk Act #4 Triborough B& T AU 5/24 — Interest

Brk Act 24 PR Elec 4625/25 — Interest

Brk Act #4 NYS Thwy Au 2d HWY & BDG S25 (Part VIII — Interest

Brk Act #4 NYC MWA Wir & Swr Rev Ser C525 (Pant VIII) — Interest

Brk Act #4 Port Auth NY&NJ Con Ser153 4.528 — Interest — Buy

NJ EDA Sch Facs Ser EE 5.25/25 — Interest — Buy

NJ St Trans TR FD Auth Sys Ser A S62528 — Interest — Buy

Brk Act 24 NY NY IDA Rev AGC 6.125/29 — Interest

Brk Act #4 Port Auth NY NJ 140th Ser £2915 — Interest

Brk Act #4 Ishares TR Dow Jones Select Div Index Fund — Int/Div

Brk Act #4 New York City G/O Ser E §/14 — Interest

Brk Act #4 New York City GIO Ser E 5/14 — Interest — from line 77)

Brk Act #4 New York G/O BD B/E Ser J 4/16 — Interest

Brk Act 4 NYC GAO Ser E 5/16 — Interest

Bik Act #4 NYC GMO Ser E 5/16 — Interest — from line 80)

Brk Act #4 NYC GMO Ser B 8.25/18 — Interest

Brk Act #4 New York NY RFDG Ser H S£/16 — Interest

Brk Act #4 New York NY RFDG Ser H 16 — Interest — from line 83)

Brk Act #4 NYS Dorm Au Rev Kaleida Hlth 425/18 — Interest

Brk Act #4 New York City G/O Ser A Subser A-1 §/19 — Interest

Brk Act 24 NYS Twy Rev A 5720015 — Interest

Brk Act #4 NYS Twy Rev A 52015 — Interest — from line 87)

Brk Act #4 Port Au NY & NJ 4.525 — Interest

Brk Act 24 ADP — Int/Div

Brk Act #4 BR — Int/Div

Brk Act 24 BBY — Int/Div

Brk Act 44 IBM — Int/Div

Brk Act 24 KMB — Int/Div

Brk Act #24 KSS — Int/Div

Brk Act 24 MDT — Int/Div

Brk Act 24 MSFT — Int/Div

Brk Act 24 WMT — Int/Div

Brk Act #4 WAG — Int/Div

Brk Act 24 VIG — Int/Div

Brk Act #7 Citibank NA Bank Dep Program — Interest

Brk Act #7 PWC — Int/Div

Brk Act 27 RIT — Int/Div

Brk Act #7 NYS Dev Corp Inc Tx 6.5/18 — Interest

Brk Act #9 SB (Western Asset)MUNI NY MXNY MKT PORTCL A — Interest

Brk Act #9 EEM — Int/Div

Brk Act #9 PZ1 — Int/Div

Brk Act #9 MFS Intl New Disc Fund ( MIDCX — Int/Div

Brk Act #9 New York City MWF Au W &S Ser DOCPNOIR — Interest

Brk Act #9 NYS G/O BDS-A 0/19 — Interest

Brk Act #29 PR Comm H & T 0/20 — Interest

Brk Act #9 XLF — Int/Div

Brk Act 29 LIPA NY PWR V15 — Int/Div

Brk Act #9 SPY — Int/Div

Brk Act #29 VIG — Int/Div

Brk Act #213 Fidelity Equity Inc FEQIX — Int/Div

Brk Act #13 Fidelity Inter Bond FTHRX — Interest

Brk Act #13 Fidelity Capital Apprec FDCAX™ — Int/Div

Brk Act #13 Fidelity Retire Mmkt Cash Reserves FDRXX — Interest

Bank Act 214 Chase Accounts — Interest

Brk Act #5 Fidelity Smart Account — Interest

Director (ex officio as former president), St. John's School of Law, Alumm Association (uncompensated )

Trustee (ex officio as former president), Federal Bar Council (uncompensated)

Board of Managers, Havens Relief Fund Society (uncompensated )

Adpnct Professor, NYU School of Law (compensated )

Agreement — 11027/03 — Cahill Gordon & Remdel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)

Agreement — 34/13 — Cahill Gordon & Reindel LLP renouncement of all future payments. (Copy filed with 2012 FDR.)

Income — 2013 — NYU School of Law-teaching — $26,995.00

Part VII, line 125 of 2012 FDR Brk #12 VRTS Balance FD A was fully sold on 10/24/12 at Value Code J and Gain Code A.

Part VIL, line 126 of 2012 FDR Brk #12 VRTS Tactical FD was fully sold on 10/24/12 at Value Code J and Gain A.