Jan M Adler

TRUST #1

AMERIPRISE BROKERAGE ACCOUNT — None

AMCAPCLA — None — Buy

AMCAPCLA — Sold (part)

AMERICAN BALANCED CL A — Int/Div — Buy

AMERICAN MONEY MARKET CL A — None — Buy

AMERICAN MONEY MARKET CL A — Sold (part)

AMERICAN SHORT TERM TAX EXEMPTBONDCL A — Int/Div — Buy

BOND FUND OF AMERICA CLA — Int/Div — Buy

BOND FUND OF AMERICA CLA — Sold (part)

BOND FUND OF AMERICA CLA — Sold

CAPITAL INCOME BUILDER CL A — Int/Div — Buy

CAPITAL WORLD GROWTH & INCOMECL A — None — Buy

CAPITAL WORLD GROWTH & INCOMECL A — Sold

GROWITH FUND OF AMERICA CL A — Int/Div — Buy

LIMITED TERM TAX EXEMPT BOND AMERICACL A — Int/Div — Buy

LIMITED TERM TAX EXEMPT BOND AMERICACL A — Buy (add'l)

NEW PERSPECTIVECL A — Int/Div — Buy

NEW WORLDCL A — Int/Div — Buy

WASHINGTON MUTUAL INVESTORS CL A — Int/Div — Buy

COLUMBIA FUNDS — None

AMERIPRISE BROKERAGE ACCOUNT IRA #1 - MM — None

CAPITAL INCOME BUILDER - A — Int/Div

CAPITAL WORLD GROWTH & INCOME - A — Int/Div

NEW PERSPECTIVE - A — Int/Div

NEW WORLD — Int/Div

PIMCO REAL RETURN BOND - A — Int/Div — Sold (part)

PIMCO ALL ASSET - A — Int/Div — Buy (add'l)

HCP INCOME — Int/Div

ONL LIFESTYLE PROPERTIES INC REIT — Distribution

INLAND AMERICAN — Distribution

FUNDAMENTAL INVESTORS - A — Int/Div

AMERIPRISE BROKERAGE ACCOUNT IRA #2 - MM — None

CAPITAL INCOME BUILDER - A — Int/Div

CAPITAL WORLD GROWTH & INCOME — Int/Div

AMERIPRISE ONE FINANCIAL ACCOUNT — None

INTERMEDIATE BOND FUND OF AMERICA CL A — Int/Div

FRANKLIN INSURED TAX-FREE INCOME A — Int/Div — Sold

FRANKLIN RISING DIVIDENDS — None — Sold

CALVERT TAX FREE BOND - A — Int/Div

CNL HEALTHCARE TR INC — None — Buy

STRATEGIC PORTFOLIO SERVICE ADVANTAGE — None

BARON SMALL CAP FUND — Int/Div — Sold (part)

BLACKROCK INTERMEDIATE MUNICIPAL INVESTOR CL A — Int/Div — Buy

C&S REALTY INC - A COHEN & STEERS FUND — None — Sold

COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Buy

COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Int/Div — Buy (add'l)

COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Buy (add'l)

COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Sold (part)

COLUMBIA LTD DUR CREDIT - A COLUMBIA FUNDS GROUP — Sold

FIDELITY ADVISOR SMALL CAP-A — Int/Div — Sold

FIDELITY ADVISOR STRATEGIC REAL RETURN — Int/Div — Buy (add'l)

FIDELITY ADVISOR STRATEGIC REAL RETURN — Buy (add'l)

FIDELITY ADVANTAGE STRATEGIC INCOME — Int/Div — Buy (add'l)

FIDELITY ADVANTAGE STRATEGIC INCOME — Buy (add'l)

FIDELITY ADVISOR NEW INSIGHTS «A — None — Sold

IST EAGLE GLOBAL - A FIRST FAGLE FUND — Int/Div — Buy (add'l)

FRANKLIN MANAGED TR RISING DIVIDEND FUNDCL A — Int/Div

GABELLI ASSET AAA — Int/Div

JANUS VENTURECL A — Int/Div — Buy

LEGG MASON PARTNERS MID CAP CORE A — Int/Div — Sold (part)

NUVEEN CALIFORNAI MUNICIPAL BONDCL A — None — Buy

PIMCO TOTAL RETURN — Int/Div — Buy (add'l)

PIMCO TOTAL RETURN — Sold (part)

PIMCO TOTAL RETURN — Sold

THE GROWTH FUND OF AMERICA A — Sold (part)

VIRTUS REAL ESTATE SECURITIES — Int/Div — Sold (part)

S&P 500 ETF TRUST (SPDR) UNIT SFR — Int/Div

WEITZ SHORT INTERIM INCOME — Int/Div — Sold (part)

WEITZ SHORT INTERIM INCOME — Sold

VANGUARD TOTAL STOCK MARKET — Int/Div — Buy

VANGUARD TOTAL STOCK MARKET — Buy (add'l)

STRATEGIC PORTOLIO SERVICE ADVANTAGE. IRA — None

COLUMBIA US GOV'T MORTAGE - A — Int/Div

COLUMBIA ACORN - A — Int/Div

COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Buy

PIMCO TOTAL RETURN — Int/Div — Sold

DOUBLELINE TOTAL RETURN BONDCLN — Int/Div — Buy

FIDELITY ADVANTAGE NEW INSIGHTS - A — None — Sold

BLACKROCK NATIONAL RESOURCES - A — Int/Div

S&P (SPDR) GOLD TRUST — None — Buy (add'l)

S&P (SPDR) GOLD TRUST — Buy (add'l)

S&P (SPDR) GOLD TRUST — Buy (add'l)

HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 2012 — Interest — Matured

HSBC BANK USA WILMINGTON DELAWARE STRUCTED CD 5/31/12 — Interest

HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 6/28/11 — Interest

HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 8/1/13 — None

HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 8/29/13 — Interest

HSBC BANK USA WILMINGTON DELAWARE STRUCTURED CD 11/29/13 — None

FIDELITY ADVANTAGE STRATEGIC REAL RETURN - A — Int/Div

FIDELITY ADVANTAGE STRATEGIC INCOME - A — Int/Div

IST EAGLE US VALUE - A FIRST EAGLE FUND — Int/Div — Buy

FRANKLIN RISING DIVIDENDS — Int/Div

NUVEEN SANTA BARBARA GROWTHCL A — Int/Div — Buy

WEITZ SHORT INTERIM INCOME — Int/Div

VANGUARD TOTAL STOCK MARKET — Int/Div — Buy

VANGUARD TOTAL STOCK MARKET — Buy (add'l)

VANGUARD TOTAL STOCK MARKET — Buy (add'l)

RVS LIFE RETIREMENT ADVISOR ADVANTAGE VARIABLE ANNUITY

GOLDMAN VIT MIDCAP VA — None — Redeemed

FID VIP MIDCAPCL 2 — None — Redeemed

AMCENTVPVALCLII — None — Redeemed

OPPENHEIMER SI1RATEGIC INC CL 3 — None — Sold (part)

OPPENHEIMER SI1RATEGIC INC CL 3 — Redeemed

FIDELITY VIP CONTRAFUND CL 2 — None — Redeemed

JANUS ASPEN OVERSEAS — None — Redeemed

PIMCO VIT ALL ASSET — None — Buy

PIMCO VIT ALL ASSET — Redeemed

COL VP BALANCEFDC 13 — None — Buy

COL VP BALANCEFDC 13 — Redeemed

RIVERSOURCE LIFE INSURANCE CO RAVA S- COLUMBIA VP — None — Buy

RIVERSOURCE RETIREMENT ADVISOR 4 - VP MODERATECL 4 — None

RIVERSOURCE LIFE PROTECTION PLUS UL INSURANCE — None

AMERICAN FUNDS

WASHINGTON MUTUAL INVESTORS FUND A — Int/Div — Sold

AMERICAN BALANCED FUND - A — Int/Div — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Buy (add'l)

AMERICAN BALANCED FUND - A — Sold

AMCAP FUND A — Int/Div — Sold (part)

AMCAP FUND A — Sold

THE GROWTH FUND OF AMERICA A — None — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold (part)

THE GROWTH FUND OF AMERICA A — Sold

CAPITAL INCOME BUILDER - A — Int/Div — Buy

CAPITAL INCOME BUILDER - A — Sold

NEW PERSPECTIVE FUND - A — None — Sold

EUROPACIFIC GROWTH FUND - A — None — Sold (part)

EUROPACIFIC GROWTH FUND - A — Sold

CAPITAL WORLD GROWTH & INCOME FUND - A — Int/Div — Sold

NEW WORLD FUND - A — None — Sold

BOND FUND OF AMERICA - A — Int/Div — Sold

LTD TERM TAX-EXEMPT BOND FUND OF AMERICA - A — Int/Div — Sold

AMERICAN FUNDS MONEY MARKET FUND - A — None — Buy (add'l)

AMERICAN FUNDS MONEY MARKET FUND - A — Buy (add'l)

AMERICAN FUNDS MONEY MARKET FUND - A — Buy (add'l)

AMERICAN FUNDS MONEY MARKET FUND - A — Sold

AMERICAN FUND SHORT-TERM TAX-EXEMPT BOND FUNDCL A — Int/Div — Sold

FIDELITY ADVISOR #1 — None

FIDELITY ADVISOR #2 — None

JP MORGAN CHASE BANK ACCOUNTS — Interest

Agreement — 2012 — FEE INCOME FROM FORMER LAW FIRM TO BE COLLECTED FOR WORK PERFORMED BEFORE LEAVING THE FIRM, APPROXIMATELY $35000 PER YEAR THROUGH 2025.

Income — 2012 — EQUITY PARTNERS SPECIAL PURPOSE LLC- MEMBER INCOME — S34851.00

PART VIL LINE |

HEADER FOR ALL INVESTMENTS. ALL INVESTMENTS IN PART VII ARE HELD IN TRUST #1

PART VII LINES 3.5,6,8,9, 12,13, 15,16, 18, 19 & 20: ACCOUNT TRANSFERS FROM AMERICAN FUNDS TO AMERIPRISE BROKERAGE

ACCOUNT ARE LISTED AS PURCHASES,

PART VII. LINE 23:

NAME CHANGE TO CAPITAL INCOME BUILDER CL. A FROM AMERICAN CAPITAL INCOME BUILDER - A

PART VIL LINE 24:

NAME CHANGE TO CAPITAL WORLD GROWTH & INCOME CL A FROM AMERICAN CAPITAL INCOME BUILDER - A

PART VIL LINE 25:

NAME CHANGE TO NEW PERSPECTIVE CL A FROM AMERICAN NEW PERSPECTIVE - A

PART VII, LINE 26:

NAME CHANGE TO NEW WORLD CL A FROM AMERICAN NEW WORLD

PART VII, LINE 30:

NAME CHANGE TO CNL LIFESTYLE PROPERTIES INC REIT FROM CNL INCOME PROPERTIES

PART VII. LINE 32:

NAME CHANGE TO FUNDAMENTAL INVESTORS CL. A FROM AMERICAN FUNDAMENTAL INVESTORS - A

PART VIL LINE 34:

NAME CHANGE TO CAPITAL INCOME BUILDER CL A FROM AMERICAN CAPITAL INCOME BUILDER - A

PART VIL LINE 35:

NAME CHANGE TO CAPITAL WORLD GROWTH & INCOME CL A FROM AMERICAN CAPITAL INCOME BUILDER - A

PART VIL LINE 37:

NAME CHANGE TO INTERMEDIATE BOND FUND OF AMERICA CL A FROM AMERICAN GROUP INTERMEDIATE BOND

FUND OF AMERICA

PART VII LINE 59: NAME CHANGE TO FRANKLIN MANAGED TR RISING DIVIDEND FUND CL. A FROM FRANKLIN RISING DIVIDENDS

PART VIL LINE 99: HEADER FOR LINES 100-110.

PART VIL LINE 114: HEADER FOR LINES 115-148.

PART VIL LINES 115, 123, 125, 134, 136. 137, 140, 141.142, 143, 147 & 148: ACCOUNT TRANSFERS FROM AMERICAN FUNDS TO AMERIPRISE

BROKERAGE ACCOUNT ARE LISTED AS SOLD.