Robert David Sack

JPMORGAN CHASE ACCOUNTS — Interest

OPP ADVANTAGE BANK DEPOSIT — Interest

OPP AMERICAN INTL GROUP INC COM NEW — Int/Div — Buy

OPP APPLE INC — Int/Div — Buy

OPP BP PLC SPONSORED ADR — Int/Div — Buy

OPP BOEING CO — Int/Div

OPP INVESCO GLOBAL CORE EQ FD CLA — Int/Div — Sold

OPP INVESCO VAN KAMPEN SMALL CAPVALUEFDCL A — Int/Div — Sold (part)

OPP INVESCO VAN KAMPEN SMALL CAPVALUEFDCL A — Sold (part)

OPP INVESCO VAN KAMPEN SMALL CAPVALUEFDCL A — Sold

OPPIVYSCIENCE& TECHFDY — Int/Div

OPP MSIF GROWTH FD CL A — Int/Div — Sold

OPP MSIF SMALL COGRTH PORT CL A — Int/Div — Sold (part)

OPP MSIF SMALL COGRTH PORT CL A — Sold (part)

OPP MSIF SMALL COGRTH PORT CL A — Sold

OPP DEUTSCHE STRATEGIC HIGH YIELD TAX-FREE FUND-INST — Int/Div

OPP FRANKLIN NY TAX FREE INCOME FDINCCLA — Int/Div — Sold

OPP IVY MUNICIPAL HIGH INCOME FUND CLASS — Int/Div

OPP NUVEEN HIGH YIELD MUNICIPAL BDFDR — Int/Div

OPP ROCHESTER AMT-FREE NY NUMI FDCLA — Int/Div — Sold

OPP FACTORSHARES TR ISE CYBER SEC — Int/Div — Buy

OPPISHARES TR L.S. AER&DEF ETF — Int/Div — Buy

OPP SPDR SERIES TRUST AEROSPACE DEF — Int/Div — Buy

OPP SPDR SERIES TRUST S&P REGL BKG — Int/Div — Buy

OPP SPDR SERIES TRUST S&P REGL BKG — Buy (add'l)

OPP SELECT SECTOR SPDR TR SBI HEALTHCARE — Int/Div — Buy

OPP SELECT SECTOR SPDR TR SBI HEALTHCARE — Buy (add'l)

OPP SELECT SECTOR SPDR TR SBI INT-FINL — Int/Div — Buy

OPP WISDOMTREE TR JAPAN TOTAL DIVID FD — Int/Div — Buy

OPP WISDOMTREE TR EUROPE HEDGED EQUITY FD — Int/Div — Buy

OPP COHEN & STEERS MLP INC & ENRGY COM SHS — Distribution

OPP EATON VANCE ENHANCED EQ INC FD — Int/Div

OPP HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW — Int/Div — Sold

OPP NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS — Int/Div — Buy

OPP NUVEEN DOW 30 DYN OVERWRITE — Int/Div — Buy

OPP TEKLA LIFE SCIENCES INVS SH BEN INT — Int/Div

OPP TORTOISE ENERGY INDEPENDENC FD — istnbution

OPP INVESCO TR INVT GRADE NY MUNS TAX FREE COM — Int/Div — Sold

OPP MAINSTAY DEFINED TERM MN OPP FD TAX FREE COM — Int/Div

OPP NUVEEN NY PERFORM PLUS MUN FD TAX FREE COM — Int/Div — with lime 41)

OPP NUVEEN NY DIVID ADVNTG MUN FD (XX) — Int/Div

OPP NUVEEN INTER DURATION MN TMFED TAX FREE COM — Int

OPP NEW YORK N'Y NY 4% DUE 02/01/22 B/E LGO OID — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Interest

AMERIPRISE INSURED MONEY MARKET ACCTS — Int

ADV-BLACKROCK EQUITY DIVIDEND CLA — Int/Div — Sold (part)

ADV-BLACKROCK EQUITY DIVIDEND CLA — Sold (part)

ADV-COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Sold

ADV-COLUMBIA INCOME OPPCL A — Int/Div — Sold

ADV-EATON VANCE AMT FREE MUNICIPAL — Int/Div

ADV-FIDELITY ADVISOR FLOATING RATEHIGHINCCL A — Int/Div

ADV-HARTFORD CORE EQUITY CL A — Int/Div — Buy

ADV-CATALYST HEDGED FUTURES STRATEGY CL A — Int/Div — Buy

ADV-OPPENHEIMER AMT FREE NY MUNICIPALCL A — Int/Div

ADV-PIONEER AMT FREE MUNICIPAL CLA — Int/Div

ADV-TAX EXEMPT BOND AMERICA CLA — Int/Div

ADV-VIRTUS TAX EXEMPT BOND CL A — Int/Div

ADV-POWERSHARES S&P 500 LOW VOLATILITY ETF — Int/Div — Buy

ONE-INVESCO MUNICIPAL INCOME CLA — Int/Div

ONE-BLACKROCK EQUITY DIVIDEND CLA — Int/Div

ONE-FIDELITY ADVISOR BIOTECHNOLOGY CL A — Int/Div — Buy

ONE-FIDELITY ADVISOR BIOTECHNOLOGY CL A — Buy (add'l)

ONE-FIDELITY ADVISOR HEALTH CARE CLA — Int/Div — Buy

ONE-FIDELITY ADVISOR HEALTH CARE CLA — Buy (add'l)

ONE-BLACKROCK FLOATING RATE INCOME INVESTOR CL A — Int/Div — Sold

ONE-COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div — Sold

ONE-FIDELITY ADVISOR NEW INSIGHTS CL A — Int/Div

ONE-GABELLI EQUITY INCOME CL A — Int/Div

ONE-HARTFORD BALANCED INCOME CLA — Int/Div — Buy

ONE-MFS MUNICIPAL LIMITED MATURITY CL A — Int/Div

ONE-EVENTIDE GILEAD CL A — Int/Div — Buy

ONE-EVENTIDE GILEAD CL A — Buy (add'l)

ONE-OPPENHEIMER ROCHESTER LTD TERMMUNCL A — Int/Div

ONE-PERMANENT PORTFOLIO — Int/Div — Sold

ONE-ROCHESTER LTD TERM NY MUNICL A — Int/Div

ONE-TAX EXEMPT BOND AMERICA CLA — Int/Div

CASH RESERVE CERTIFICATE 848001 — Interest

CASH RESERVE CERTIFICATE 905001 — Interest

RiverSource Retirement Advisor 4 Advantage VA-Annuity — Distribution

Ameriprise IRA (AH) — Int/Div

Columbus Circle LCG, IRA — Int/Div

Lazard IA. IRA — Int/Div

Alu LCC. IRA — Int/Div

VICTORY MUNDER MCC. IRA — Int/Div

MILLER HOWARD IE MLP. IRA — Int/Div — Sold

ACC Flexible Savings Certificate, IRA — Interest

Lecturer in Law and Adjunct Professor, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert DD. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation kaw; royalty 15% of net receipts

Liability — Citibank Mastercard — Credit Card

Liability — Amcrican Express — Credit Card

Reimbursement — University of Rochester — 46-72015 — Rochester, NY — Guest Lecturer — Travel, Hotel and Meals

Reimbursement — The Aspen Institute, Inc — 7124-26/2015 — Manhasset, NY — Seminar Participant — Travel, Lodging and Meals

Reimbursement — Washington University in St Louis — 11/19-2002015 — St, Loms, MO — Judge Rutledge Moot Court — Travel, Hotel and Meals

Income — 2015 — Practising Law Institute Book Royalties — S20.016.00

Income — 2015 — Lecturer in Law, Columbia Law School — S25.000.00

Spouse's income — 2015 — Thomson Reuters Rovalties

A pending claim agaist Worldcom 1s currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.

A pending claim against American International Group, Inc. is currently in litigation (4 Civ, 8141 (DAB) (AJP). The worth of that claim cannot be determined at

this time,

On June 9, 2015, OPP NUVEEN NY PERFORM PLUS MUN FD TAX FREE COM (Line 40) merged into OPP NUVEEN NY DIVID ADVNTG MUN FD (Line

41). OPP NUVEEN NY PERFORM PLUS MUN FD TAX FREE COM (Line 40) will not appear on future reports,