Lucy Haeran Koh

Wells Fargo Accounts — Interest

Stanford Federal Credit Umon Accounts — Interest

State of California Savings Plus Program — None

American Funds Washington Mutual RS — None

IronBridge Frontegra Small Cap — None

Dodge & Cox Balanced — None

PIMCO Total Return Inst! — None

Vanguard Target Retirement 2035 Inv — None

PIMCO Total Return Admin — None

Aston Fairpointe Mid Cap — None — Buy

AllianceBemstein CollegeBoundfund Moderate Growth 2002.04 — None

Fidelity ScholarShare Advisor Calif. 529 Portf,. 2025 Class B — None

Vanguard Target Retirement 2035 — None

CA Judges Retirement System 11 — None — Redeemed

U.S. District Judge, U.S. District Court, Northem District of California

Liability — U.S. Department of Education — Direct Student Loan

Liability — Fidelity Investments — Loan against retirement account

Reimbursement — Harvard Law School — March 28-30, 2012 — Cambndge, Massachusetts — Visiting Committee — Meals, Hotel, Transportation

Spouse's income — 2011 — Stanford Umversity «= salary

Spouse's income — 2011 — Korea University — salary

VIL Investments and Trusts

On March 16, 2011, 1 redeemed my California Judges Retirement System 11 funds because 1 had retired from the California Judiciary to join the federal judiciary.

These funds were rolled over into an IRA account and invested in the Aston Fairpointe Mid Cap mutual fund on April 7, 2011,